0001562180-24-006122.txt : 20240808 0001562180-24-006122.hdr.sgml : 20240808 20240808185027 ACCESSION NUMBER: 0001562180-24-006122 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240806 FILED AS OF DATE: 20240808 DATE AS OF CHANGE: 20240808 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Randhawa Paramjeet K CENTRAL INDEX KEY: 0001335754 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00702 FILM NUMBER: 241189990 MAIL ADDRESS: STREET 1: 1 NORTH B STREET STREET 2: SUITE 2000 CITY: SAN MATEO STATE: CA ZIP: 94401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hercules Capital, Inc. CENTRAL INDEX KEY: 0001280784 ORGANIZATION NAME: IRS NUMBER: 743113410 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 NORTH B STREET STREET 2: SUITE 2000 CITY: SAN MATEO STATE: CA ZIP: 94401 BUSINESS PHONE: 650-289-3060 MAIL ADDRESS: STREET 1: 1 NORTH B STREET STREET 2: SUITE 2000 CITY: SAN MATEO STATE: CA ZIP: 94401 FORMER COMPANY: FORMER CONFORMED NAME: HERCULES TECHNOLOGY GROWTH CAPITAL INC DATE OF NAME CHANGE: 20040219 4 1 primarydocument.xml PRIMARY DOCUMENT X0508 4 2024-08-06 false 0001280784 Hercules Capital, Inc. HTGC 0001335754 Randhawa Paramjeet K C/O HERCULES CAPITAL, INC. 1 NORTH B STREET, SUITE 2000 SAN MATEO CA 94401 true false false false false Common Stock 2024-08-06 4 P false 2898.00 18.0738 A 15972.00 D Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer. Average purchase price. Shares purchased at prices between $18.01 and $18.12. Includes 124, 132, 120 and 114 dividend reinvestment shares acquired on August 25, 2023, November 22, 2023, March 6, 2024 May 21, 2024, respectively. /s /Eileen Bagarella, Attorney-in-Fact for Randhawa Paramjeet K. 2024-08-08 EX-24 2 prex24.txt RANDHAWA POA POWER OF ATTORNEY I, Pam Randhawa, hereby constitute, appoint, authorize and designate Kiersten Zaza Botelho and Eileen Bagarella as my agent and lawful attorneyinfact, with full power of substitution to: (1) prepare and sign on my behalf, in my capacity as an officer and/or director of Hercules Capital, Inc. the Company, Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934, as amended, and the rules thereunder, and to file the same with the Securities and Exchange Commission and each stock exchange on which the Company?s stock is listed: (2) prepare and sign on my behalf any Form 144 Notice under the Securities Act of 1933, as amended, and file the same with the Securities and Exchange Commission; and (3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorneyinfact may approve in such attorneyinfact?s discretion. The undersigned hereby grants to such attorneyinfact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorneyinfact, or such attorneyinfact?s substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneyinfact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned?s responsibilities to comply with Section 16 of the Securities Exchange Act of 1934, as amended, or Section 5 of the Securities Act of 1933, as amended, or Rule 144 promulgated under such Act. This Power of Attorney shall remain in effect until the undersigned is no longer required to file Forms 3, 4, 5 and 144 with respect to the undersigned?s holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneysinfact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 7th day of December, 2023. SIGNED: s/Pam Randhawa/s Pam Randhawa