0001562180-23-003916.txt : 20230503 0001562180-23-003916.hdr.sgml : 20230503 20230503172732 ACCESSION NUMBER: 0001562180-23-003916 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230502 FILED AS OF DATE: 20230503 DATE AS OF CHANGE: 20230503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bluestein Scott CENTRAL INDEX KEY: 0001505910 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00702 FILM NUMBER: 23885525 MAIL ADDRESS: STREET 1: 303 COLUMBUS AVENUE STREET 2: APT 506 CITY: BOSTON STATE: MA ZIP: 02116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hercules Capital, Inc. CENTRAL INDEX KEY: 0001280784 IRS NUMBER: 743113410 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 HAMILTON AVE STREET 2: SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-289-3060 MAIL ADDRESS: STREET 1: 400 HAMILTON AVE STREET 2: SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94301 FORMER COMPANY: FORMER CONFORMED NAME: HERCULES TECHNOLOGY GROWTH CAPITAL INC DATE OF NAME CHANGE: 20040219 4 1 primarydocument.xml PRIMARY DOCUMENT X0407 4 2023-05-02 false 0001280784 Hercules Capital, Inc. HTGC 0001505910 Bluestein Scott C/O HERCULES CAPITAL, INC. 31 ST. JAMES AVENUE, SUITE 790 BOSTON MA 02116 false true false false Chief Executive Officer false Performance Stock Units 2023-05-02 4 D false 1669089.00 13.05 D 0.00 D Common Stock 2023-05-02 4 A false 1669089.00 13.05 A 2892580.00 D Common Stock 2023-05-02 4 F false 749872.00 13.05 D 2142708.00 D Represents released performance unit award and dividend equivalent units converted to Issuers common stock on May 2, 2023. Represents Issuer's common stock received from released performance unit award and dividend equivalent units on May 2, 2023 Represents Issuer's common stock withheld to pay taxes applicable to the release of performance stock unit award and dividend equivalent units on May 2, 2023 /s/ Eileen Bagarella, Attorney-in-fact for Scott Bluestein 2023-05-04