0001562180-23-003916.txt : 20230503
0001562180-23-003916.hdr.sgml : 20230503
20230503172732
ACCESSION NUMBER: 0001562180-23-003916
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230502
FILED AS OF DATE: 20230503
DATE AS OF CHANGE: 20230503
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bluestein Scott
CENTRAL INDEX KEY: 0001505910
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00702
FILM NUMBER: 23885525
MAIL ADDRESS:
STREET 1: 303 COLUMBUS AVENUE
STREET 2: APT 506
CITY: BOSTON
STATE: MA
ZIP: 02116
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hercules Capital, Inc.
CENTRAL INDEX KEY: 0001280784
IRS NUMBER: 743113410
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 400 HAMILTON AVE
STREET 2: SUITE 310
CITY: PALO ALTO
STATE: CA
ZIP: 94301
BUSINESS PHONE: 650-289-3060
MAIL ADDRESS:
STREET 1: 400 HAMILTON AVE
STREET 2: SUITE 310
CITY: PALO ALTO
STATE: CA
ZIP: 94301
FORMER COMPANY:
FORMER CONFORMED NAME: HERCULES TECHNOLOGY GROWTH CAPITAL INC
DATE OF NAME CHANGE: 20040219
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0407
4
2023-05-02
false
0001280784
Hercules Capital, Inc.
HTGC
0001505910
Bluestein Scott
C/O HERCULES CAPITAL, INC.
31 ST. JAMES AVENUE, SUITE 790
BOSTON
MA
02116
false
true
false
false
Chief Executive Officer
false
Performance Stock Units
2023-05-02
4
D
false
1669089.00
13.05
D
0.00
D
Common Stock
2023-05-02
4
A
false
1669089.00
13.05
A
2892580.00
D
Common Stock
2023-05-02
4
F
false
749872.00
13.05
D
2142708.00
D
Represents released performance unit award and dividend equivalent units converted to Issuers common stock on May 2, 2023.
Represents Issuer's common stock received from released performance unit award and dividend equivalent units on May 2, 2023
Represents Issuer's common stock withheld to pay taxes applicable to the release of performance stock unit award and dividend equivalent units on May 2, 2023
/s/ Eileen Bagarella, Attorney-in-fact for Scott Bluestein
2023-05-04