0001562180-23-002717.txt : 20230313 0001562180-23-002717.hdr.sgml : 20230313 20230313161457 ACCESSION NUMBER: 0001562180-23-002717 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230309 FILED AS OF DATE: 20230313 DATE AS OF CHANGE: 20230313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Loo Wade CENTRAL INDEX KEY: 0001668279 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00702 FILM NUMBER: 23727472 MAIL ADDRESS: STREET 1: C/O HERCULES CAPITAL, INC. STREET 2: 400 HAMILTON AVENUE, SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hercules Capital, Inc. CENTRAL INDEX KEY: 0001280784 IRS NUMBER: 743113410 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 HAMILTON AVE STREET 2: SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-289-3060 MAIL ADDRESS: STREET 1: 400 HAMILTON AVE STREET 2: SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94301 FORMER COMPANY: FORMER CONFORMED NAME: HERCULES TECHNOLOGY GROWTH CAPITAL INC DATE OF NAME CHANGE: 20040219 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2023-03-09 false 0001280784 Hercules Capital, Inc. HTGC 0001668279 Loo Wade C/O HERCULES CAPITAL, INC. 400 HAMILTON AVENUE, SUITE 310 PALO ALTO CA 94301 true false false false Common Stock 2023-03-09 4 D false 164.00 0.00 D 4514.00 D Common Stock 2023-03-09 4 A false 139.00 15.32 A 4653.00 D Common Stock 2023-03-09 4 A false 164.00 0.00 A 3939.00 I By Trust Common Stock 2023-03-09 4 A false 121.00 15.31 A 4059.00 I By Trust Shares previously reported as directly owned are now being reported as indirectly owned. Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Held by the Loo Revocable Trust Shares acquired as dividend reinvestment shares. Due to administrative rounding, the number of shares of common stock beneficially owned by the reporting person was overstated by 1 share. /s /Eileen Bagarella, Attorney-in-Fact for Wade Loo 2023-03-13