0001562180-23-002717.txt : 20230313
0001562180-23-002717.hdr.sgml : 20230313
20230313161457
ACCESSION NUMBER: 0001562180-23-002717
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230309
FILED AS OF DATE: 20230313
DATE AS OF CHANGE: 20230313
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Loo Wade
CENTRAL INDEX KEY: 0001668279
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00702
FILM NUMBER: 23727472
MAIL ADDRESS:
STREET 1: C/O HERCULES CAPITAL, INC.
STREET 2: 400 HAMILTON AVENUE, SUITE 310
CITY: PALO ALTO
STATE: CA
ZIP: 94301
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hercules Capital, Inc.
CENTRAL INDEX KEY: 0001280784
IRS NUMBER: 743113410
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 400 HAMILTON AVE
STREET 2: SUITE 310
CITY: PALO ALTO
STATE: CA
ZIP: 94301
BUSINESS PHONE: 650-289-3060
MAIL ADDRESS:
STREET 1: 400 HAMILTON AVE
STREET 2: SUITE 310
CITY: PALO ALTO
STATE: CA
ZIP: 94301
FORMER COMPANY:
FORMER CONFORMED NAME: HERCULES TECHNOLOGY GROWTH CAPITAL INC
DATE OF NAME CHANGE: 20040219
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
4
2023-03-09
false
0001280784
Hercules Capital, Inc.
HTGC
0001668279
Loo Wade
C/O HERCULES CAPITAL, INC.
400 HAMILTON AVENUE, SUITE 310
PALO ALTO
CA
94301
true
false
false
false
Common Stock
2023-03-09
4
D
false
164.00
0.00
D
4514.00
D
Common Stock
2023-03-09
4
A
false
139.00
15.32
A
4653.00
D
Common Stock
2023-03-09
4
A
false
164.00
0.00
A
3939.00
I
By Trust
Common Stock
2023-03-09
4
A
false
121.00
15.31
A
4059.00
I
By Trust
Shares previously reported as directly owned are now being reported as indirectly owned.
Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan.
Held by the Loo Revocable Trust
Shares acquired as dividend reinvestment shares.
Due to administrative rounding, the number of shares of common stock beneficially owned by the reporting person was overstated by 1 share.
/s /Eileen Bagarella, Attorney-in-Fact for Wade Loo
2023-03-13