0001562180-23-001122.txt : 20230208
0001562180-23-001122.hdr.sgml : 20230208
20230208165955
ACCESSION NUMBER: 0001562180-23-001122
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230206
FILED AS OF DATE: 20230208
DATE AS OF CHANGE: 20230208
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Follmann Christian
CENTRAL INDEX KEY: 0001907321
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00702
FILM NUMBER: 23599885
MAIL ADDRESS:
STREET 1: C/O HERCULES CAPITAL, INC.
STREET 2: 400 HAMILTON AVENUE, SUITE 310
CITY: PALO ALTO
STATE: CA
ZIP: 94301
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hercules Capital, Inc.
CENTRAL INDEX KEY: 0001280784
IRS NUMBER: 743113410
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 400 HAMILTON AVE
STREET 2: SUITE 310
CITY: PALO ALTO
STATE: CA
ZIP: 94301
BUSINESS PHONE: 650-289-3060
MAIL ADDRESS:
STREET 1: 400 HAMILTON AVE
STREET 2: SUITE 310
CITY: PALO ALTO
STATE: CA
ZIP: 94301
FORMER COMPANY:
FORMER CONFORMED NAME: HERCULES TECHNOLOGY GROWTH CAPITAL INC
DATE OF NAME CHANGE: 20040219
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
4
2023-02-06
false
0001280784
Hercules Capital, Inc.
HTGC
0001907321
Follmann Christian
C/O HERCULES CAPITAL, INC.
400 HAMILTON AVENUE, SUITE 310
PALO ALTO
CA
94301
false
true
false
false
Chief Operating Officer
Restricted Stock Units
2023-02-06
4
A
false
8521.00
0.00
A
Common Stock
8521.00
8521.00
D
Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
The Reporting Person recieved an award of restricted stock units on February 6, 2023 which will vest 100% on February 6, 2030.
/s /Eileen Bagarella, Attorney-in-Fact for Christian Follmann
2023-02-08