0001562180-23-000451.txt : 20230117
0001562180-23-000451.hdr.sgml : 20230117
20230117174143
ACCESSION NUMBER: 0001562180-23-000451
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230112
FILED AS OF DATE: 20230117
DATE AS OF CHANGE: 20230117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bluestein Scott
CENTRAL INDEX KEY: 0001505910
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00702
FILM NUMBER: 23532402
MAIL ADDRESS:
STREET 1: 303 COLUMBUS AVENUE
STREET 2: APT 506
CITY: BOSTON
STATE: MA
ZIP: 02116
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hercules Capital, Inc.
CENTRAL INDEX KEY: 0001280784
IRS NUMBER: 743113410
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 400 HAMILTON AVE
STREET 2: SUITE 310
CITY: PALO ALTO
STATE: CA
ZIP: 94301
BUSINESS PHONE: 650-289-3060
MAIL ADDRESS:
STREET 1: 400 HAMILTON AVE
STREET 2: SUITE 310
CITY: PALO ALTO
STATE: CA
ZIP: 94301
FORMER COMPANY:
FORMER CONFORMED NAME: HERCULES TECHNOLOGY GROWTH CAPITAL INC
DATE OF NAME CHANGE: 20040219
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
4
2023-01-12
false
0001280784
Hercules Capital, Inc.
HTGC
0001505910
Bluestein Scott
C/O HERCULES CAPITAL, INC.
31 ST. JAMES AVENUE, SUITE 790
BOSTON
MA
02116
false
true
false
false
Chief Executive Officer
Common Stock
2023-01-12
4
F
false
8263.00
13.69
D
1250467.00
D
Common Stock
2023-01-13
4
F
false
10421.00
13.65
D
1240046.00
D
Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 12, 2023.
Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 13, 2023.
/s/ Eileen Bagarella, Attorney-in-fact for Scott Bluestein
2023-01-17