0001562180-23-000417.txt : 20230113
0001562180-23-000417.hdr.sgml : 20230113
20230113171718
ACCESSION NUMBER: 0001562180-23-000417
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230111
FILED AS OF DATE: 20230113
DATE AS OF CHANGE: 20230113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Follmann Christian
CENTRAL INDEX KEY: 0001907321
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00702
FILM NUMBER: 23529627
MAIL ADDRESS:
STREET 1: C/O HERCULES CAPITAL, INC.
STREET 2: 400 HAMILTON AVENUE, SUITE 310
CITY: PALO ALTO
STATE: CA
ZIP: 94301
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hercules Capital, Inc.
CENTRAL INDEX KEY: 0001280784
IRS NUMBER: 743113410
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 400 HAMILTON AVE
STREET 2: SUITE 310
CITY: PALO ALTO
STATE: CA
ZIP: 94301
BUSINESS PHONE: 650-289-3060
MAIL ADDRESS:
STREET 1: 400 HAMILTON AVE
STREET 2: SUITE 310
CITY: PALO ALTO
STATE: CA
ZIP: 94301
FORMER COMPANY:
FORMER CONFORMED NAME: HERCULES TECHNOLOGY GROWTH CAPITAL INC
DATE OF NAME CHANGE: 20040219
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
4
2023-01-11
false
0001280784
Hercules Capital, Inc.
HTGC
0001907321
Follmann Christian
C/O HERCULES CAPITAL, INC.
400 HAMILTON AVENUE, SUITE 310
PALO ALTO
CA
94301
false
true
false
false
Chief Operating Officer
Common Stock
2023-01-11
4
A
false
27778.00
13.50
A
75454.00
D
Common Stock
2023-01-11
4
F
false
1942.00
13.50
D
73512.00
D
Restricted stock issued as a grant pursuant to the Amended and Restated Equity Incentive Plan and subject to forfeiture restrictions of one-third vesting on the one year anniversary of the grant date followed by quarterly vesting over the following 24 months.
Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 11, 2023.
/s /Eileen Bagarella, Attorney-in-Fact for Christian Follmann
2023-01-13