0001562180-22-005784.txt : 20220801
0001562180-22-005784.hdr.sgml : 20220801
20220801164331
ACCESSION NUMBER: 0001562180-22-005784
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220801
FILED AS OF DATE: 20220801
DATE AS OF CHANGE: 20220801
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fallon Thomas J
CENTRAL INDEX KEY: 0001399121
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00702
FILM NUMBER: 221125405
MAIL ADDRESS:
STREET 1: C/O INFINERA CORPORATION
STREET 2: 140 CASPIAN COURT
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hercules Capital, Inc.
CENTRAL INDEX KEY: 0001280784
IRS NUMBER: 743113410
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 400 HAMILTON AVE
STREET 2: SUITE 310
CITY: PALO ALTO
STATE: CA
ZIP: 94301
BUSINESS PHONE: 650-289-3060
MAIL ADDRESS:
STREET 1: 400 HAMILTON AVE
STREET 2: SUITE 310
CITY: PALO ALTO
STATE: CA
ZIP: 94301
FORMER COMPANY:
FORMER CONFORMED NAME: HERCULES TECHNOLOGY GROWTH CAPITAL INC
DATE OF NAME CHANGE: 20040219
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
4
2022-08-01
false
0001280784
Hercules Capital, Inc.
HTGC
0001399121
Fallon Thomas J
C/O HERCULES CAPITAL, INC.
400 HAMILTON AVENUE SUITE 310
PALO ALTO
CA
94301
true
false
false
false
Common Stock
2022-08-01
4
D
false
230.00
0.00
D
7231.00
D
Common Stock
2022-08-01
4
A
false
4339.00
16.1318
A
11570.00
D
Common Stock
2022-08-01
4
A
false
230.00
0.00
A
61834.00
I
By Trust
230 shares previously reported as directly owned are now being reported as indirectly owned.
Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer.
Held by the Fallon Family Revocable Trust
/s/ Eileen Bagarella, Attorney-in-Fact for Thomas J. Fallon
2022-08-01