0001562180-22-005784.txt : 20220801 0001562180-22-005784.hdr.sgml : 20220801 20220801164331 ACCESSION NUMBER: 0001562180-22-005784 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220801 FILED AS OF DATE: 20220801 DATE AS OF CHANGE: 20220801 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fallon Thomas J CENTRAL INDEX KEY: 0001399121 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00702 FILM NUMBER: 221125405 MAIL ADDRESS: STREET 1: C/O INFINERA CORPORATION STREET 2: 140 CASPIAN COURT CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hercules Capital, Inc. CENTRAL INDEX KEY: 0001280784 IRS NUMBER: 743113410 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 HAMILTON AVE STREET 2: SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-289-3060 MAIL ADDRESS: STREET 1: 400 HAMILTON AVE STREET 2: SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94301 FORMER COMPANY: FORMER CONFORMED NAME: HERCULES TECHNOLOGY GROWTH CAPITAL INC DATE OF NAME CHANGE: 20040219 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2022-08-01 false 0001280784 Hercules Capital, Inc. HTGC 0001399121 Fallon Thomas J C/O HERCULES CAPITAL, INC. 400 HAMILTON AVENUE SUITE 310 PALO ALTO CA 94301 true false false false Common Stock 2022-08-01 4 D false 230.00 0.00 D 7231.00 D Common Stock 2022-08-01 4 A false 4339.00 16.1318 A 11570.00 D Common Stock 2022-08-01 4 A false 230.00 0.00 A 61834.00 I By Trust 230 shares previously reported as directly owned are now being reported as indirectly owned. Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer. Held by the Fallon Family Revocable Trust /s/ Eileen Bagarella, Attorney-in-Fact for Thomas J. Fallon 2022-08-01