0001562180-22-003541.txt : 20220426
0001562180-22-003541.hdr.sgml : 20220426
20220426174524
ACCESSION NUMBER: 0001562180-22-003541
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220424
FILED AS OF DATE: 20220426
DATE AS OF CHANGE: 20220426
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Follmann Christian
CENTRAL INDEX KEY: 0001907321
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00702
FILM NUMBER: 22855671
MAIL ADDRESS:
STREET 1: C/O HERCULES CAPITAL, INC.
STREET 2: 400 HAMILTON AVENUE, SUITE 310
CITY: PALO ALTO
STATE: CA
ZIP: 94301
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hercules Capital, Inc.
CENTRAL INDEX KEY: 0001280784
IRS NUMBER: 743113410
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 400 HAMILTON AVE
STREET 2: SUITE 310
CITY: PALO ALTO
STATE: CA
ZIP: 94301
BUSINESS PHONE: 650-289-3060
MAIL ADDRESS:
STREET 1: 400 HAMILTON AVE
STREET 2: SUITE 310
CITY: PALO ALTO
STATE: CA
ZIP: 94301
FORMER COMPANY:
FORMER CONFORMED NAME: HERCULES TECHNOLOGY GROWTH CAPITAL INC
DATE OF NAME CHANGE: 20040219
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
4
2022-04-24
false
0001280784
Hercules Capital, Inc.
HTGC
0001907321
Follmann Christian
C/O HERCULES CAPITAL, INC.
400 HAMILTON AVENUE, SUITE 310
PALO ALTO
CA
94301
false
true
false
false
Chief Operating Officer
Restricted Stock Units
2022-04-24
4
D
false
415.00
17.96
D
0.00
D
Common Stock
2022-04-24
4
A
false
415.00
17.96
A
48800.00
D
Common Stock
2022-04-24
4
F
false
144.00
17.96
D
48656.00
D
Represents released restricted stock units and dividend equivalent shares converted to Hercules Capital, Inc. common stock on April 24, 2022.
Represents Hercules, Inc. common stock received from vested restricted stock units and dividend equivalent shares on April 24, 2022.
Represents Hercules, Inc. common stock withheld to pay taxes applicable to the vesting of restricted stock units and dividend equivalent shares on April 24, 2022.
/s /Eileen Bagarella, Attorney-in-Fact for Christian Follmann
2022-04-26