0001562180-22-003541.txt : 20220426 0001562180-22-003541.hdr.sgml : 20220426 20220426174524 ACCESSION NUMBER: 0001562180-22-003541 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220424 FILED AS OF DATE: 20220426 DATE AS OF CHANGE: 20220426 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Follmann Christian CENTRAL INDEX KEY: 0001907321 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00702 FILM NUMBER: 22855671 MAIL ADDRESS: STREET 1: C/O HERCULES CAPITAL, INC. STREET 2: 400 HAMILTON AVENUE, SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hercules Capital, Inc. CENTRAL INDEX KEY: 0001280784 IRS NUMBER: 743113410 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 HAMILTON AVE STREET 2: SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-289-3060 MAIL ADDRESS: STREET 1: 400 HAMILTON AVE STREET 2: SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94301 FORMER COMPANY: FORMER CONFORMED NAME: HERCULES TECHNOLOGY GROWTH CAPITAL INC DATE OF NAME CHANGE: 20040219 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2022-04-24 false 0001280784 Hercules Capital, Inc. HTGC 0001907321 Follmann Christian C/O HERCULES CAPITAL, INC. 400 HAMILTON AVENUE, SUITE 310 PALO ALTO CA 94301 false true false false Chief Operating Officer Restricted Stock Units 2022-04-24 4 D false 415.00 17.96 D 0.00 D Common Stock 2022-04-24 4 A false 415.00 17.96 A 48800.00 D Common Stock 2022-04-24 4 F false 144.00 17.96 D 48656.00 D Represents released restricted stock units and dividend equivalent shares converted to Hercules Capital, Inc. common stock on April 24, 2022. Represents Hercules, Inc. common stock received from vested restricted stock units and dividend equivalent shares on April 24, 2022. Represents Hercules, Inc. common stock withheld to pay taxes applicable to the vesting of restricted stock units and dividend equivalent shares on April 24, 2022. /s /Eileen Bagarella, Attorney-in-Fact for Christian Follmann 2022-04-26