0001562180-22-000844.txt : 20220201
0001562180-22-000844.hdr.sgml : 20220201
20220201161414
ACCESSION NUMBER: 0001562180-22-000844
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220131
FILED AS OF DATE: 20220201
DATE AS OF CHANGE: 20220201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bluestein Scott
CENTRAL INDEX KEY: 0001505910
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00702
FILM NUMBER: 22579090
MAIL ADDRESS:
STREET 1: 303 COLUMBUS AVENUE
STREET 2: APT 506
CITY: BOSTON
STATE: MA
ZIP: 02116
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hercules Capital, Inc.
CENTRAL INDEX KEY: 0001280784
IRS NUMBER: 743113410
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 400 HAMILTON AVE
STREET 2: SUITE 310
CITY: PALO ALTO
STATE: CA
ZIP: 94301
BUSINESS PHONE: 650-289-3060
MAIL ADDRESS:
STREET 1: 400 HAMILTON AVE
STREET 2: SUITE 310
CITY: PALO ALTO
STATE: CA
ZIP: 94301
FORMER COMPANY:
FORMER CONFORMED NAME: HERCULES TECHNOLOGY GROWTH CAPITAL INC
DATE OF NAME CHANGE: 20040219
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
4
2022-01-31
false
0001280784
Hercules Capital, Inc.
HTGC
0001505910
Bluestein Scott
C/O HERCULES CAPITAL, INC.
31 ST. JAMES AVENUE, SUITE 790
BOSTON
MA
02116
false
true
false
false
Chief Executive Officer
Restricted Stock Units
2022-01-31
4
D
false
24683.00
17.88
D
0.00
D
Common Stock
2022-01-31
4
A
false
24683.00
17.88
A
1120738.00
D
Common Stock
2022-01-31
4
F
false
10947.00
17.88
D
1109791.00
D
Represents restricted stock units and dividend equivalent shares converted to Hercules Capital, Inc. common stock on January 31, 2022.
Represents Hercules, Inc. common stock received from vested restricted stock units and dividend equivalent shares on January 31, 2022.
Represents Hercules, Inc. common stock withheld to pay taxes applicable to the vesting of restricted stock units and dividend equivalent shares on January 31, 2022.
/s/ Eileen Bagarella, Attorney-in-fact for Scott Bluestein
2022-02-01