0001562180-22-000414.txt : 20220111 0001562180-22-000414.hdr.sgml : 20220111 20220111183536 ACCESSION NUMBER: 0001562180-22-000414 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220109 FILED AS OF DATE: 20220111 DATE AS OF CHANGE: 20220111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bluestein Scott CENTRAL INDEX KEY: 0001505910 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00702 FILM NUMBER: 22525036 MAIL ADDRESS: STREET 1: 303 COLUMBUS AVENUE STREET 2: APT 506 CITY: BOSTON STATE: MA ZIP: 02116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hercules Capital, Inc. CENTRAL INDEX KEY: 0001280784 IRS NUMBER: 743113410 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 HAMILTON AVE STREET 2: SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-289-3060 MAIL ADDRESS: STREET 1: 400 HAMILTON AVE STREET 2: SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94301 FORMER COMPANY: FORMER CONFORMED NAME: HERCULES TECHNOLOGY GROWTH CAPITAL INC DATE OF NAME CHANGE: 20040219 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2022-01-09 false 0001280784 Hercules Capital, Inc. HTGC 0001505910 Bluestein Scott C/O HERCULES CAPITAL, INC. 31 ST. JAMES AVENUE, SUITE 790 BOSTON MA 02116 false true false false Chief Executive Officer Restricted Stock Units 2022-01-09 4 D false 137531.00 17.03 D 24683.00 D Common Stock 2022-01-09 4 A false 137531.00 17.03 A 983281.00 D Common Stock 2022-01-09 4 F false 50077.00 17.03 D 933204.00 D Represents released restricted stock units and dividend equivalent shares converted to Hercules Capital, Inc. common stock on January 9, 2022. Represents Hercules, Inc. common stock received from released restricted stock units and dividend equivalent shares on January 9, 2022. Represents Hercules, Inc. common stock withheld to pay taxes applicable to the release of restricted stock units and dividend equivalent shares on January 9, 2022. /s/ Eileen Bagarella, Attorney-in-fact for Scott Bluestein 2022-01-11