0001562180-21-007829.txt : 20211221 0001562180-21-007829.hdr.sgml : 20211221 20211221170501 ACCESSION NUMBER: 0001562180-21-007829 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210818 FILED AS OF DATE: 20211221 DATE AS OF CHANGE: 20211221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bluestein Scott CENTRAL INDEX KEY: 0001505910 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 814-00702 FILM NUMBER: 211510107 MAIL ADDRESS: STREET 1: 303 COLUMBUS AVENUE STREET 2: APT 506 CITY: BOSTON STATE: MA ZIP: 02116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hercules Capital, Inc. CENTRAL INDEX KEY: 0001280784 IRS NUMBER: 743113410 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 HAMILTON AVE STREET 2: SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-289-3060 MAIL ADDRESS: STREET 1: 400 HAMILTON AVE STREET 2: SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94301 FORMER COMPANY: FORMER CONFORMED NAME: HERCULES TECHNOLOGY GROWTH CAPITAL INC DATE OF NAME CHANGE: 20040219 4/A 1 primarydocument.xml PRIMARY DOCUMENT X0306 4/A 2021-08-18 2021-08-20 false 0001280784 Hercules Capital, Inc. HTGC 0001505910 Bluestein Scott C/O HERCULES CAPITAL, INC. 31 ST. JAMES AVENUE, SUITE 790 BOSTON MA 02116 false true false false Chief Executive Officer Restricted Stock Units 2021-08-18 4 A false 4144.00 16.98 A 184562.00 D Restricted Stock Units 2021-08-18 4 D false 939.00 16.98 D 183623.00 D Common Stock 2021-08-18 4 A false 939.00 16.98 A 925428.00 D Common Stock 2021-08-18 4 F false 417.00 16.98 D 925011.00 D Originally reported as 3,017. Originally reported as 181,110. Originally reported as 1,127. Originally reported as 179,983. Originally reported as 925,616. Originally reported as 925,199. /s/ Eileen Bagarella, Attorney-in-fact for Scott Bluestein 2021-12-21