0001437749-21-006168.txt : 20210316
0001437749-21-006168.hdr.sgml : 20210316
20210316162127
ACCESSION NUMBER: 0001437749-21-006168
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210315
FILED AS OF DATE: 20210316
DATE AS OF CHANGE: 20210316
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Koenig Bradford C.
CENTRAL INDEX KEY: 0001634656
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00702
FILM NUMBER: 21745985
MAIL ADDRESS:
STREET 1: C/O GSV CAPITAL CORP.
STREET 2: 2925 WOODSIDE ROAD
CITY: WOODSIDE
STATE: CA
ZIP: 94062
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hercules Capital, Inc.
CENTRAL INDEX KEY: 0001280784
IRS NUMBER: 743113410
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 400 HAMILTON AVE
STREET 2: SUITE 310
CITY: PALO ALTO
STATE: CA
ZIP: 94301
BUSINESS PHONE: 650-289-3060
MAIL ADDRESS:
STREET 1: 400 HAMILTON AVE
STREET 2: SUITE 310
CITY: PALO ALTO
STATE: CA
ZIP: 94301
FORMER COMPANY:
FORMER CONFORMED NAME: HERCULES TECHNOLOGY GROWTH CAPITAL INC
DATE OF NAME CHANGE: 20040219
4
1
rdgdoc.xml
FORM 4
X0306
4
2021-03-15
0001280784
Hercules Capital, Inc.
HTGC
0001634656
Koenig Bradford C.
400 HAMILTON AVENUE SUITE 310
PALO ALTO
CA
94301
1
Common Stock
2021-03-15
4
A
0
181
16.60
A
20150
D
Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan.
/s/ /Melanie Grace, Attorney-in-Fact for Bradford C. Koenig
2021-03-16