0001437749-20-024171.txt : 20201118 0001437749-20-024171.hdr.sgml : 20201118 20201118170912 ACCESSION NUMBER: 0001437749-20-024171 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201116 FILED AS OF DATE: 20201118 DATE AS OF CHANGE: 20201118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Koenig Bradford C. CENTRAL INDEX KEY: 0001634656 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00702 FILM NUMBER: 201325901 MAIL ADDRESS: STREET 1: C/O GSV CAPITAL CORP. STREET 2: 2925 WOODSIDE ROAD CITY: WOODSIDE STATE: CA ZIP: 94062 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hercules Capital, Inc. CENTRAL INDEX KEY: 0001280784 IRS NUMBER: 743113410 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 HAMILTON AVE STREET 2: SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-289-3060 MAIL ADDRESS: STREET 1: 400 HAMILTON AVE STREET 2: SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94301 FORMER COMPANY: FORMER CONFORMED NAME: HERCULES TECHNOLOGY GROWTH CAPITAL INC DATE OF NAME CHANGE: 20040219 4 1 rdgdoc.xml FORM 4 X0306 4 2020-11-16 0001280784 Hercules Capital, Inc. HTGC 0001634656 Koenig Bradford C. 400 HAMILTON AVENUE SUITE 310 PALO ALTO CA 94301 1 Common Stock 2020-11-16 4 A 0 224 11.49 A 19969 D Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. 113 shares are held in The Koenig Family 1994 Trust /s/ /Melanie Grace, Attorney-in-Fact for Bradford C. Koenig 2020-11-18