-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SFKGTcz+AQH5/GuLabvAv2iMetQcjbxfyg9ka832G4XT9uRhM2Sj7nVjNcpj7HwI M1aa4SkFuzk5k/wAZn+5Zw== 0001275287-05-003797.txt : 20051011 0001275287-05-003797.hdr.sgml : 20051010 20051011080043 ACCESSION NUMBER: 0001275287-05-003797 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20051011 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20051011 DATE AS OF CHANGE: 20051011 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HERCULES TECHNOLOGY GROWTH CAPITAL INC CENTRAL INDEX KEY: 0001280784 IRS NUMBER: 743113410 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 814-00702 FILM NUMBER: 051130776 BUSINESS ADDRESS: STREET 1: 525 UNIVERSITY AVE. STREET 2: SUITE 700 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-798-5164 MAIL ADDRESS: STREET 1: 525 UNIVERSITY AVE. STREET 2: SUITE 700 CITY: PALO ALTO STATE: CA ZIP: 94301 8-K 1 ht3708.txt FORM 8-K ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) October 11, 2005 Hercules Technology Growth Capital, Inc. ------------------------------------------------------ (Exact Name of Registrant as Specified in its Charter) Maryland 000-51174 74-3113410 ---------------------------- ----------- ---------------------- (State or other jurisdiction (Commission (IRS Employer of incorporation) File Number) Identification Number) 525 University Avenue, Suite 700, Palo Alto, CA 94301 ----------------------------------------------- -------- (Address of principal executive offices) zip code Registrant's telephone number, including area code 650/289-3060 -------------------------------------------------------------- (Former name or former address, if changed since last report.) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) ================================================================================ ITEM 8.01 OTHER EVENTS On October 11, 2005, Hercules Technology Growth Capital, Inc. announced $7.5M Financing to Predicant Biosciences. ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS (c) Exhibits 99.1 Press release dated October 11, 2005 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. HERCULES TECHNOLOGY GROWTH CAPITAL, INC. October 11, 2005 /s/ SCOTT HARVEY ---------------------------------------- Scott Harvey Chief Legal Officer EXHIBIT INDEX EXHIBIT NO. DESCRIPTION OF EXHIBITS - ----------- ------------------------------------- 99.1 Press Release dated October 11, 2005. EX-99.1 2 ht3708ex991.txt EXHIBIT 99.1 Exhibit 99.1 HERCULES PROVIDES $7.5M FINANCING TO PREDICANT BIOSCIENCES PALO ALTO, Calif., Oct. 11 /PRNewswire-FirstCall/ -- Hercules Technology Growth Capital, Inc. (Nasdaq: HTGC), a leading debt and equity growth capital provider to technology and life science companies, today announced that on Sept. 30, 3005 it provided $7.5 million of debt financing to Predicant Biosciences, an emerging life sciences company developing minimally invasive technology for identifying and assaying protein biomarkers. Proceeds from the financing will be used to help Predicant develop and market technology that will provide physicians with new, high-value tests for detecting, diagnosing and monitoring complex disease states. (Logo: http://www.newscom.com/cgi-bin/prnh/20050609/SFTH149LOGO ) "Predicant's technology can be used to detect disease at its earliest stage, track disease progression, improve the accuracy of diagnosis and predict the efficacy of therapy," said Kathy Conte, managing director of Hercules. "We are pleased to partner with the company as it continues to develop an integrated system to provide reliable measurements for protein pattern discovery and clinical assay." Predicant was formed on the belief that the ability to define and monitor biological states through the analysis of bodily fluids will lead to a revolution in medicine and biomedical research. The company is working to become the world leader in the field of proteomics. Led by an experienced management team, Predicant seeks to transform the possibilities of its technologies into improved realities for patients. About Hercules Technology Growth Capital: Founded in December 2003, Hercules Technology Growth Capital, Inc. is a NASDAQ traded specialty finance company providing debt and equity growth capital to technology and life sciences companies at all stages of development. The company primarily finances privately held companies backed by leading venture capital and private equity firms and also may finance certain publicly traded companies. Hercules focuses its investments in industries such as computer software and hardware, networking systems, semiconductors, semiconductor capital equipment, information technology infrastructure, Internet consumer and business services, telecommunications, and life sciences. The company's investments are originated through its principal office located in the Silicon Valley, as well as additional offices in the Boston, Boulder and Chicago areas. Providing capital to privately held companies backed by leading venture capital and private equity firms involves a certain degree of credit risk and may result in potential losses. For more information, please visit http://www.herculestech.com . Companies interested in learning more about financing opportunities should contact info@herculestech.com or call 650-289-3060. About Predicant Biosciences: Founded in 2002, Predicant Biosciences is developing minimally invasive technology for identifying and assaying protein biomarker patterns that reflect and differentiate biological states. The integrated Predicant system consists of proprietary separation, detection and informatics technologies, and is targeted for use in diagnosing and managing disease states or drug development. Predicant is headquartered in South San Francisco, CA. Additional information about Predicant Biosciences is available at http://www.predicant.com . CONTACT: Hercules Technology Growth Capital, Inc., +1-650-289-3060, or info@herculestech.com; or Deborah Stapleton, +1-650-470-0200, or deb@stapleton.com/ Web site: http://www.predicant.com / Web site: http://www.herculestech.com / -----END PRIVACY-ENHANCED MESSAGE-----