0001209191-16-090981.txt : 20160112
0001209191-16-090981.hdr.sgml : 20160112
20160112164042
ACCESSION NUMBER: 0001209191-16-090981
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160110
FILED AS OF DATE: 20160112
DATE AS OF CHANGE: 20160112
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HERCULES TECHNOLOGY GROWTH CAPITAL INC
CENTRAL INDEX KEY: 0001280784
IRS NUMBER: 743113410
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 400 HAMILTON AVE
STREET 2: SUITE 310
CITY: PALO ALTO
STATE: CA
ZIP: 94301
BUSINESS PHONE: 650-289-3060
MAIL ADDRESS:
STREET 1: 400 HAMILTON AVE
STREET 2: SUITE 310
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Henriquez Manuel A
CENTRAL INDEX KEY: 0001329390
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00702
FILM NUMBER: 161339170
MAIL ADDRESS:
STREET 1: 170 HANNA WAY
CITY: MENLO PARK
STATE: CA
ZIP: 94025
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-01-10
0
0001280784
HERCULES TECHNOLOGY GROWTH CAPITAL INC
HTGC
0001329390
Henriquez Manuel A
C/O HERCULES TECHNOLOGY GROWTH CAPITAL,
400 HAMILTON AVE, SUITE 310
PALO ALTO
CA
94301
1
1
0
0
President & CEO
Common Stock
2016-01-10
4
A
0
333500
12.01
A
2159450
D
Restricted stock issued as a grant pursuant to the Amended and Restated Equity Incentive Plan and subject to forfeiture restrictions of one-third vesting on January 10, 2017 followed by quarterly vesting over the following 24 months.
/s/ Melanie Grace, Attorney-in-Fact for Manuel Henriquez
2016-01-12