0001209191-16-090981.txt : 20160112 0001209191-16-090981.hdr.sgml : 20160112 20160112164042 ACCESSION NUMBER: 0001209191-16-090981 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160110 FILED AS OF DATE: 20160112 DATE AS OF CHANGE: 20160112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERCULES TECHNOLOGY GROWTH CAPITAL INC CENTRAL INDEX KEY: 0001280784 IRS NUMBER: 743113410 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 HAMILTON AVE STREET 2: SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-289-3060 MAIL ADDRESS: STREET 1: 400 HAMILTON AVE STREET 2: SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Henriquez Manuel A CENTRAL INDEX KEY: 0001329390 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00702 FILM NUMBER: 161339170 MAIL ADDRESS: STREET 1: 170 HANNA WAY CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-01-10 0 0001280784 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC 0001329390 Henriquez Manuel A C/O HERCULES TECHNOLOGY GROWTH CAPITAL, 400 HAMILTON AVE, SUITE 310 PALO ALTO CA 94301 1 1 0 0 President & CEO Common Stock 2016-01-10 4 A 0 333500 12.01 A 2159450 D Restricted stock issued as a grant pursuant to the Amended and Restated Equity Incentive Plan and subject to forfeiture restrictions of one-third vesting on January 10, 2017 followed by quarterly vesting over the following 24 months. /s/ Melanie Grace, Attorney-in-Fact for Manuel Henriquez 2016-01-12