0001209191-16-090739.txt : 20160111 0001209191-16-090739.hdr.sgml : 20160111 20160111145037 ACCESSION NUMBER: 0001209191-16-090739 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160109 FILED AS OF DATE: 20160111 DATE AS OF CHANGE: 20160111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERCULES TECHNOLOGY GROWTH CAPITAL INC CENTRAL INDEX KEY: 0001280784 IRS NUMBER: 743113410 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 HAMILTON AVE STREET 2: SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-289-3060 MAIL ADDRESS: STREET 1: 400 HAMILTON AVE STREET 2: SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Henriquez Manuel A CENTRAL INDEX KEY: 0001329390 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00702 FILM NUMBER: 161336136 MAIL ADDRESS: STREET 1: 170 HANNA WAY CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-01-09 0 0001280784 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC 0001329390 Henriquez Manuel A C/O HERCULES TECHNOLOGY GROWTH CAPITAL, 400 HAMILTON AVE, SUITE 310 PALO ALTO CA 94301 1 1 0 0 President & CEO Common Stock 2016-01-09 4 F 0 2235 12.01 D 1839092 D Common Stock 2016-01-10 4 F 0 13142 12.01 D 1825950 D Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 9, 2016. Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 10, 2016. /s/ Melanie Grace, Attorney-in-Fact for Manuel Henriquez 2016-01-11