-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RLaCGyhLa96aVc/YspBogy3qgsiCrYXX/2qCsz9UEVMlSX16QJfiuRanS2w5pp5s gyTDTODa78ferhEYgRYA3A== 0000950133-06-003474.txt : 20060801 0000950133-06-003474.hdr.sgml : 20060801 20060801170133 ACCESSION NUMBER: 0000950133-06-003474 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060726 ITEM INFORMATION: Entry into a Material Definitive Agreement FILED AS OF DATE: 20060801 DATE AS OF CHANGE: 20060801 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HERCULES TECHNOLOGY GROWTH CAPITAL INC CENTRAL INDEX KEY: 0001280784 IRS NUMBER: 743113410 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 814-00702 FILM NUMBER: 06995125 BUSINESS ADDRESS: STREET 1: 525 UNIVERSITY AVE. STREET 2: SUITE 700 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-798-5164 MAIL ADDRESS: STREET 1: 525 UNIVERSITY AVE. STREET 2: SUITE 700 CITY: PALO ALTO STATE: CA ZIP: 94301 8-K 1 w23770e8vk.htm 8-K e8vk
 

 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K
Current Report Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
July 26, 2006
HERCULES TECHNOLOGY GROWTH CAPITAL, INC.
(Exact name of registrant as specified in its charter)
         
Maryland
  814-00702   74-3113410
(State or other jurisdiction
  (Commission File Number)   (I.R.S. Employer Identification No.)
of incorporation)
        
525 University Avenue
Suite 700
Palo Alto, CA 94301
(Address of principal executive offices and zip code)
Registrant’s telephone number, including area code: (650) 289-3060
     Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 

 

 

     Item 1.01 Entry into a Material Definitive Agreement.
          On July 26, 2006, the board of directors of Hercules Technology Growth Capital, Inc. (the “Company”) approved additional retainer fees for each of its non-interested directors. Mr. Badavas will receive an additional $29,000, Mr. Chow will receive an additional $113,000 and Mr. Woodward will receive an additional $113,000. Each of the non-interested directors may receive their retainer fees in either cash or stock in lieu of cash. The board of directors approved the issuance of additional retainer fees in the aggregate amount of up to $300,000 per quarter for the next three quarters.

 

 

SIGNATURES
          Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
             
Date: August 1, 2006   HERCULES TECHNOLOGY GROWTH CAPITAL, INC.
 
            
 
  By:   /s/ Scott Harvey    
 
           
 
      Scott Harvey
Chief Legal Officer		    

 

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