0001821268-21-000124.txt : 20210420 0001821268-21-000124.hdr.sgml : 20210420 20210420090100 ACCESSION NUMBER: 0001821268-21-000124 CONFORMED SUBMISSION TYPE: 13F-NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210420 DATE AS OF CHANGE: 20210420 EFFECTIVENESS DATE: 20210420 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC CENTRAL INDEX KEY: 0001280782 IRS NUMBER: 841631676 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-NT SEC ACT: 1934 Act SEC FILE NUMBER: 028-11097 FILM NUMBER: 21836416 BUSINESS ADDRESS: STREET 1: 227 WEST MONROE STREET CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-827-0100 MAIL ADDRESS: STREET 1: 227 WEST MONROE STREET CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: CLAYMORE ADVISORS LLC DATE OF NAME CHANGE: 20040219 13F-NT 1 primary_doc.xml 13F-NT LIVE false false false 0001280782 XXXXXXXX 03-31-2021 03-31-2021 false GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC

227 West Monroe Street Chicago IL 60606

13F NOTICE 028-11097 0001280965 028-11123 TORTOISE CAPITAL ADVISORS, L.L.C. 0001283072 028-12836 GUGGENHEIM CAPITAL LLC N Margaux Misantone 301-296-5229 /s/ Margaux Misantone Rockville MD 04-20-2021