0000891804-19-000383.txt : 20191018 0000891804-19-000383.hdr.sgml : 20191018 20191018113015 ACCESSION NUMBER: 0000891804-19-000383 CONFORMED SUBMISSION TYPE: 13F-NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191018 DATE AS OF CHANGE: 20191018 EFFECTIVENESS DATE: 20191018 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC CENTRAL INDEX KEY: 0001280782 IRS NUMBER: 841631676 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-NT SEC ACT: 1934 Act SEC FILE NUMBER: 028-11097 FILM NUMBER: 191157124 BUSINESS ADDRESS: STREET 1: 227 WEST MONROE STREET CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-827-0100 MAIL ADDRESS: STREET 1: 227 WEST MONROE STREET CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: CLAYMORE ADVISORS LLC DATE OF NAME CHANGE: 20040219 13F-NT 1 primary_doc.xml 13F-NT LIVE false false false 0001280782 XXXXXXXX 09-30-2019 09-30-2019 false GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC
227 West Monroe Street Chicago IL 60606
13F NOTICE 028-11097 0001280965 028-11123 TORTOISE CAPITAL ADVISORS, L.L.C. 0001283072 028-12836 GUGGENHEIM CAPITAL LLC N
Margaux Misantone Chief Compliance Officer 301-296-5229 /s/ Margaux Misantone Rockville MD 10-18-2019