0000891804-18-000116.txt : 20180411
0000891804-18-000116.hdr.sgml : 20180411
20180411090706
ACCESSION NUMBER: 0000891804-18-000116
CONFORMED SUBMISSION TYPE: 13F-NT
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180331
FILED AS OF DATE: 20180411
DATE AS OF CHANGE: 20180411
EFFECTIVENESS DATE: 20180411
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC
CENTRAL INDEX KEY: 0001280782
IRS NUMBER: 841631676
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-NT
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11097
FILM NUMBER: 18749209
BUSINESS ADDRESS:
STREET 1: 227 WEST MONROE STREET
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 312-827-0100
MAIL ADDRESS:
STREET 1: 227 WEST MONROE STREET
CITY: CHICAGO
STATE: IL
ZIP: 60606
FORMER COMPANY:
FORMER CONFORMED NAME: CLAYMORE ADVISORS LLC
DATE OF NAME CHANGE: 20040219
13F-NT
1
primary_doc.xml
13F-NT
LIVE
false
false
false
0001280782
XXXXXXXX
03-31-2018
03-31-2018
false
GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC
227 West Monroe Street
Chicago
IL
60606
13F NOTICE
028-11097
0001097278
028-05049
ADVENT CAPITAL MANAGEMENT /DE/
0000902584
028-05637
ADVISORY RESEARCH INC
0001283072
028-12836
GUGGENHEIM CAPITAL LLC
N
Margaux Misantone
Chief Compliance Officer
301-296-5229
/s/ Margaux Misantone
Rockville
MD
04-10-2018