0000950142-18-000821.txt : 20180405 0000950142-18-000821.hdr.sgml : 20180405 20180405214907 ACCESSION NUMBER: 0000950142-18-000821 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180326 FILED AS OF DATE: 20180405 DATE AS OF CHANGE: 20180405 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHAPIRO IAN CENTRAL INDEX KEY: 0001280559 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37796 FILM NUMBER: 18741822 MAIL ADDRESS: STREET 1: 11611 SAN VICENTE BOULEVARD, SUITE 710 CITY: LOS ANGELES STATE: CA ZIP: 90049 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Infrastructure & Energy Alternatives, Inc. CENTRAL INDEX KEY: 0001652362 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 474787177 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2647 WATERFRONT PARKWAY EAST DRIVE STREET 2: SUITE 100 CITY: INDIANAPOLIS STATE: IN ZIP: 46214 BUSINESS PHONE: 765-820-0110 MAIL ADDRESS: STREET 1: 2647 WATERFRONT PARKWAY EAST DRIVE STREET 2: SUITE 100 CITY: INDIANAPOLIS STATE: IN ZIP: 46214 FORMER COMPANY: FORMER CONFORMED NAME: M III Acquisition Corp. DATE OF NAME CHANGE: 20150902 3 1 es1800512_3-schapiro.xml OWNERSHIP DOCUMENT X0206 3 2018-03-26 1 0001652362 Infrastructure & Energy Alternatives, Inc. IEA 0001280559 SCHAPIRO IAN C/O INFRASTRUCTURE & ENERGY ALT., INC. 2647 WATERFRONT PARKWAY E. DR. SUITE 100 INDIANAPOLIS IN 46214 1 0 0 0 The Reporting Person is a Managing Director of Oaktree Capital Management, L.P. ("Oaktree"), a registered investment adviser under the Investment Advisers Act of 1940, as amended. This Form 3 excludes 10,428,500 shares of the issuer's common stock and 34,965 shares of Series A preferred stock owned by Infrastructure and Energy Alternatives, LLC, an affiliate of Oaktree. This report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. /s/ Ian Schapiro 2018-04-05