0001618147-22-000006.txt : 20220330 0001618147-22-000006.hdr.sgml : 20220330 20220330104421 ACCESSION NUMBER: 0001618147-22-000006 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 DIERKES,JOHN,KENNEDY, FILED AS OF DATE: 20220330 DATE AS OF CHANGE: 20220330 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PICKWICK CAPITAL PARTNERS, LLC CENTRAL INDEX KEY: 0001280139 IRS NUMBER: 200425286 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04981 FILM NUMBER: 22783795 BUSINESS ADDRESS: STREET 1: 445 HAMILTON AVENUE STREET 2: SUITE 1102 CITY: WHITE PLAINS STATE: NY ZIP: 10601 BUSINESS PHONE: 914-220-5881 MAIL ADDRESS: STREET 1: 445 HAMILTON AVENUE STREET 2: SUITE 1102 CITY: WHITE PLAINS STATE: NY ZIP: 10601 FORMER COMPANY: FORMER CONFORMED NAME: PICKWICK SECURITIES, LLC DATE OF NAME CHANGE: 20070419 FORMER COMPANY: FORMER CONFORMED NAME: PICKWICK SECURITIES LLC DATE OF NAME CHANGE: 20070418 FORMER COMPANY: FORMER CONFORMED NAME: JAVELIN SECURITIES, LLC DATE OF NAME CHANGE: 20070412 MA-I/A 1 primary_doc.xml MA-I/A 0001280139 XXXXXXXX Douglas Greenwood 914-220-5881 greenwoodd@pickwickcapital.com fazioa@pickwickcapital.com N N JOHN KENNEDY DIERKES 1629115 N 1 0001280139 PICKWICK CAPITAL PARTNERS, LLC 11-16-2017 Y 867-01870 SUPERVISED 11-16-2017 445 HAMILTON AVENUE SUITE 1102 WHITE PLAINS NY 10601 LOCATED 01-02-2021 09-2016 PICKWICK CAPITAL PARTNERS, LLC WHITE PLAINS NY 10601 Y Y REGISTERED REPRESENTATIVE 08-2016 11-2017 KENNEDY ADVISORS WASHINGTON DC 20005 N N PRINCIPAL OF DBA 03-2013 08-2016 PICKWICK CAPITAL PARTNERS, LLC WHITE PLAINS NY 10601 Y Y REGISTERED REPRESENTATIVE 03-2010 12-2012 MERIDIAN EQUITY PARTNERS, INC. NEW YORK NY 10001 N Y SALES 04-2008 03-2010 HEALTHY COMPANIES INTERNATIONAL ARLINGTON VA 20330 N N CONSULTANT 06-2005 03-2008 DEUTSCHE BANK SECURITIES INC. BALTIMORE MD 21201 N Y REGISTERED REPRESENTATIVE Y 08-2016 KENNEDY ADVISORS 1301 M STREET NW #129 WASHINGTON DC 20005 N N DBA FOR THE NON FINANCIAL MARKETING & CONSULTING SERVICES CONSULTANT/PRINCIPAL OF DBA 2 NON FINANCIAL MARKETING & CONSULTING SERVICES 01-2004 PINNACLE CARE INC. 250 W. PRATT STREET #1100 BALTIMORE MD 21201 N N CONCIERGE FOR HEALTHCARE NEEDS BUSINESS REFERRALS INFORMAL REFERRAL, NO TITLE, WAS A CONSULTANT IN 2004 0 PERSONAL FINANCIAL INVESTMENT IN THIS ACTIVITY 05-2020 A.R.H.T. Media 195 Bentworth Ave #2 Toronto Z4 M6A IP9 N N BUSINES DEVELOPMENT OR HOLOGRAPHIC TELEPRESENCE Consultant 32 COVERAGE OF MID-ATLANTIC COMPANIES AND NON-PROFITS N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 03-30-2022 Douglas Greenwood President