0001618147-22-000006.txt : 20220330
0001618147-22-000006.hdr.sgml : 20220330
20220330104421
ACCESSION NUMBER: 0001618147-22-000006
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
DIERKES,JOHN,KENNEDY,
FILED AS OF DATE: 20220330
DATE AS OF CHANGE: 20220330
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PICKWICK CAPITAL PARTNERS, LLC
CENTRAL INDEX KEY: 0001280139
IRS NUMBER: 200425286
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04981
FILM NUMBER: 22783795
BUSINESS ADDRESS:
STREET 1: 445 HAMILTON AVENUE
STREET 2: SUITE 1102
CITY: WHITE PLAINS
STATE: NY
ZIP: 10601
BUSINESS PHONE: 914-220-5881
MAIL ADDRESS:
STREET 1: 445 HAMILTON AVENUE
STREET 2: SUITE 1102
CITY: WHITE PLAINS
STATE: NY
ZIP: 10601
FORMER COMPANY:
FORMER CONFORMED NAME: PICKWICK SECURITIES, LLC
DATE OF NAME CHANGE: 20070419
FORMER COMPANY:
FORMER CONFORMED NAME: PICKWICK SECURITIES LLC
DATE OF NAME CHANGE: 20070418
FORMER COMPANY:
FORMER CONFORMED NAME: JAVELIN SECURITIES, LLC
DATE OF NAME CHANGE: 20070412
MA-I/A
1
primary_doc.xml
MA-I/A
0001280139
XXXXXXXX
Douglas Greenwood
914-220-5881
greenwoodd@pickwickcapital.com
fazioa@pickwickcapital.com
N
N
JOHN
KENNEDY
DIERKES
1629115
N
1
0001280139
PICKWICK CAPITAL PARTNERS, LLC
11-16-2017
Y
867-01870
SUPERVISED
11-16-2017
445 HAMILTON AVENUE
SUITE 1102
WHITE PLAINS
NY
10601
LOCATED
01-02-2021
09-2016
PICKWICK CAPITAL PARTNERS, LLC
WHITE PLAINS
NY
10601
Y
Y
REGISTERED REPRESENTATIVE
08-2016
11-2017
KENNEDY ADVISORS
WASHINGTON
DC
20005
N
N
PRINCIPAL OF DBA
03-2013
08-2016
PICKWICK CAPITAL PARTNERS, LLC
WHITE PLAINS
NY
10601
Y
Y
REGISTERED REPRESENTATIVE
03-2010
12-2012
MERIDIAN EQUITY PARTNERS, INC.
NEW YORK
NY
10001
N
Y
SALES
04-2008
03-2010
HEALTHY COMPANIES INTERNATIONAL
ARLINGTON
VA
20330
N
N
CONSULTANT
06-2005
03-2008
DEUTSCHE BANK SECURITIES INC.
BALTIMORE
MD
21201
N
Y
REGISTERED REPRESENTATIVE
Y
08-2016
KENNEDY ADVISORS
1301 M STREET NW #129
WASHINGTON
DC
20005
N
N
DBA FOR THE NON FINANCIAL MARKETING & CONSULTING SERVICES
CONSULTANT/PRINCIPAL OF DBA
2
NON FINANCIAL MARKETING & CONSULTING SERVICES
01-2004
PINNACLE CARE INC.
250 W. PRATT STREET #1100
BALTIMORE
MD
21201
N
N
CONCIERGE FOR HEALTHCARE NEEDS BUSINESS REFERRALS
INFORMAL REFERRAL, NO TITLE, WAS A CONSULTANT IN 2004
0
PERSONAL FINANCIAL INVESTMENT IN THIS ACTIVITY
05-2020
A.R.H.T. Media
195 Bentworth Ave
#2
Toronto
Z4
M6A IP9
N
N
BUSINES DEVELOPMENT OR HOLOGRAPHIC TELEPRESENCE
Consultant
32
COVERAGE OF MID-ATLANTIC COMPANIES AND NON-PROFITS
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
03-30-2022
Douglas Greenwood
President