0001618147-22-000004.txt : 20220330
0001618147-22-000004.hdr.sgml : 20220330
20220330104355
ACCESSION NUMBER: 0001618147-22-000004
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
BRECK,CHRISTINE,PETTERSON,
FILED AS OF DATE: 20220330
DATE AS OF CHANGE: 20220330
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PICKWICK CAPITAL PARTNERS, LLC
CENTRAL INDEX KEY: 0001280139
IRS NUMBER: 200425286
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04981
FILM NUMBER: 22783790
BUSINESS ADDRESS:
STREET 1: 445 HAMILTON AVENUE
STREET 2: SUITE 1102
CITY: WHITE PLAINS
STATE: NY
ZIP: 10601
BUSINESS PHONE: 914-220-5881
MAIL ADDRESS:
STREET 1: 445 HAMILTON AVENUE
STREET 2: SUITE 1102
CITY: WHITE PLAINS
STATE: NY
ZIP: 10601
FORMER COMPANY:
FORMER CONFORMED NAME: PICKWICK SECURITIES, LLC
DATE OF NAME CHANGE: 20070419
FORMER COMPANY:
FORMER CONFORMED NAME: PICKWICK SECURITIES LLC
DATE OF NAME CHANGE: 20070418
FORMER COMPANY:
FORMER CONFORMED NAME: JAVELIN SECURITIES, LLC
DATE OF NAME CHANGE: 20070412
MA-I/A
1
primary_doc.xml
MA-I/A
0001280139
XXXXXXXX
Antoinette Fazio
914-358-3269
fazioa@pickwickcapital.com
greenwoodd@pickwickcapital.com
N
N
Christine
Petterson
Breck
4150909
N
1
0001280139
PICKWICK CAPITAL PARTNERS, LLC
PICKWICK CAPITAL PARTNERS, LLC
01-16-2013
Y
867-01870
SUPERVISED
01-16-2013
445 HAMILTON AVENUE
SUITE 1102
WHITE PLAINS
NY
10601
LOCATED
11-01-2021
01-2013
Pickwick Capital Partners
White Plains
NY
10600
Y
Y
Registered Representative
01-2013
01-2016
Academy Securities
New York
NY
10172
N
Y
Registered Representative
06-2012
12-2012
RF Lafferty & Co Inc.
New York
NY
10004
N
Y
Registered Representative
04-2012
12-2012
Welborn Capital LLC
Dallas
TX
78735
N
Y
Registered Representative
02-2000
04-2012
Access Securities, Inc.
Stamford
CT
06905
N
Y
Registered Representative
Y
01-2008
Texas Wall Street Women
404 Indianwood Drive
Austin
TX
78738
N
N
Non-Profit Peer Network that raises money for girls' education
President
80
As President, writes a blog and overall conducts the organization's steering.
07-2016
Young Womens' Preparatory Network
2804 Swiss Avenue
Dallas
TX
75204
N
N
Non-Profit that runs eight schools for underserved girls
Director
5
Attend quarterly board meetings; assist with special projects such as the organization of internship opportunities for the students.
01-2020
Breck Capital Advisors, LLC
404 Indianwood Drive
Austin
TX
78738
N
N
BRANDING VEHICLE FOR PICKWICK RELATED BUSINESS
Owner
100
BRANDING VEHICLE FOR PICKWICK RELATED BUSINESS
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
03-30-2022
Douglas Greenwood
President