0001618147-22-000004.txt : 20220330 0001618147-22-000004.hdr.sgml : 20220330 20220330104355 ACCESSION NUMBER: 0001618147-22-000004 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 BRECK,CHRISTINE,PETTERSON, FILED AS OF DATE: 20220330 DATE AS OF CHANGE: 20220330 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PICKWICK CAPITAL PARTNERS, LLC CENTRAL INDEX KEY: 0001280139 IRS NUMBER: 200425286 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04981 FILM NUMBER: 22783790 BUSINESS ADDRESS: STREET 1: 445 HAMILTON AVENUE STREET 2: SUITE 1102 CITY: WHITE PLAINS STATE: NY ZIP: 10601 BUSINESS PHONE: 914-220-5881 MAIL ADDRESS: STREET 1: 445 HAMILTON AVENUE STREET 2: SUITE 1102 CITY: WHITE PLAINS STATE: NY ZIP: 10601 FORMER COMPANY: FORMER CONFORMED NAME: PICKWICK SECURITIES, LLC DATE OF NAME CHANGE: 20070419 FORMER COMPANY: FORMER CONFORMED NAME: PICKWICK SECURITIES LLC DATE OF NAME CHANGE: 20070418 FORMER COMPANY: FORMER CONFORMED NAME: JAVELIN SECURITIES, LLC DATE OF NAME CHANGE: 20070412 MA-I/A 1 primary_doc.xml MA-I/A 0001280139 XXXXXXXX Antoinette Fazio 914-358-3269 fazioa@pickwickcapital.com greenwoodd@pickwickcapital.com N N Christine Petterson Breck 4150909 N 1 0001280139 PICKWICK CAPITAL PARTNERS, LLC PICKWICK CAPITAL PARTNERS, LLC 01-16-2013 Y 867-01870 SUPERVISED 01-16-2013 445 HAMILTON AVENUE SUITE 1102 WHITE PLAINS NY 10601 LOCATED 11-01-2021 01-2013 Pickwick Capital Partners White Plains NY 10600 Y Y Registered Representative 01-2013 01-2016 Academy Securities New York NY 10172 N Y Registered Representative 06-2012 12-2012 RF Lafferty & Co Inc. New York NY 10004 N Y Registered Representative 04-2012 12-2012 Welborn Capital LLC Dallas TX 78735 N Y Registered Representative 02-2000 04-2012 Access Securities, Inc. Stamford CT 06905 N Y Registered Representative Y 01-2008 Texas Wall Street Women 404 Indianwood Drive Austin TX 78738 N N Non-Profit Peer Network that raises money for girls' education President 80 As President, writes a blog and overall conducts the organization's steering. 07-2016 Young Womens' Preparatory Network 2804 Swiss Avenue Dallas TX 75204 N N Non-Profit that runs eight schools for underserved girls Director 5 Attend quarterly board meetings; assist with special projects such as the organization of internship opportunities for the students. 01-2020 Breck Capital Advisors, LLC 404 Indianwood Drive Austin TX 78738 N N BRANDING VEHICLE FOR PICKWICK RELATED BUSINESS Owner 100 BRANDING VEHICLE FOR PICKWICK RELATED BUSINESS N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 03-30-2022 Douglas Greenwood President