0001280139-21-000008.txt : 20210811
0001280139-21-000008.hdr.sgml : 20210811
20210811141723
ACCESSION NUMBER: 0001280139-21-000008
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
GREENWOOD,DOUGLAS,CHARLES,
FILED AS OF DATE: 20210811
DATE AS OF CHANGE: 20210811
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PICKWICK CAPITAL PARTNERS, LLC
CENTRAL INDEX KEY: 0001280139
IRS NUMBER: 200425286
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04981
FILM NUMBER: 211162976
BUSINESS ADDRESS:
STREET 1: 445 HAMILTON AVENUE
STREET 2: SUITE 1102
CITY: WHITE PLAINS
STATE: NY
ZIP: 10601
BUSINESS PHONE: 914-220-5881
MAIL ADDRESS:
STREET 1: 445 HAMILTON AVENUE
STREET 2: SUITE 1102
CITY: WHITE PLAINS
STATE: NY
ZIP: 10601
FORMER COMPANY:
FORMER CONFORMED NAME: PICKWICK SECURITIES, LLC
DATE OF NAME CHANGE: 20070419
FORMER COMPANY:
FORMER CONFORMED NAME: PICKWICK SECURITIES LLC
DATE OF NAME CHANGE: 20070418
FORMER COMPANY:
FORMER CONFORMED NAME: JAVELIN SECURITIES, LLC
DATE OF NAME CHANGE: 20070412
MA-I/A
1
primary_doc.xml
MA-I/A
0001280139
XXXXXXXX
Douglas Greenwood
914-220-5881
greenwoodd@pickwickcapital.com
fazioa@pickwickcapital.com
plabbe@ncsregcomp.com
N
N
Douglas
Charles
Greenwood
1192611
N
1
0001280139
PICKWICK CAPITAL PARTNERS, LLC
02-28-2007
N
867-01870
LOCATED
05-28-2007
445 HAMILTON AVENUE
SUITE 1102
WHITE PLAINS
NY
10601
02-2007
Pickwick Capital Partners, LLC
White Plains
NY
10601
Y
Y
President
12-2005
01-2019
Pickwick Capital Advisors
White Plains
NY
10601
N
N
President
04-2000
12-2005
Trautman Wasserman & Co., Inc.
New York
NY
10110
N
Y
Registered Investment Banker
Y
12-2018
Academy Securities, Inc
277 Park Ave
35th floor
New York
NY
10172
N
Y
Broker Dealer
Director
1
MEMBER OF THE BOARD
04-1995
Pickwick Group, LLC
172 Dan's Highway
New Canaan
CT
06840
N
Y
Investing in early stage companies
Chairman/Director
2
Managing wind down
08-2021
True North Life Sciences
348 West 57th St
Suite #226
New York
NY
10019
N
N
PHARMACEUTICAL/BIOTECH CONSULTING - HEALTH ECONOMICS, MARKET ACCESS, AND COMMERCIAL STRATEGY
ADVISOR
4
ADVISE
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
08-11-2021
Douglas Greenwood
President