0001280139-21-000008.txt : 20210811 0001280139-21-000008.hdr.sgml : 20210811 20210811141723 ACCESSION NUMBER: 0001280139-21-000008 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 GREENWOOD,DOUGLAS,CHARLES, FILED AS OF DATE: 20210811 DATE AS OF CHANGE: 20210811 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PICKWICK CAPITAL PARTNERS, LLC CENTRAL INDEX KEY: 0001280139 IRS NUMBER: 200425286 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04981 FILM NUMBER: 211162976 BUSINESS ADDRESS: STREET 1: 445 HAMILTON AVENUE STREET 2: SUITE 1102 CITY: WHITE PLAINS STATE: NY ZIP: 10601 BUSINESS PHONE: 914-220-5881 MAIL ADDRESS: STREET 1: 445 HAMILTON AVENUE STREET 2: SUITE 1102 CITY: WHITE PLAINS STATE: NY ZIP: 10601 FORMER COMPANY: FORMER CONFORMED NAME: PICKWICK SECURITIES, LLC DATE OF NAME CHANGE: 20070419 FORMER COMPANY: FORMER CONFORMED NAME: PICKWICK SECURITIES LLC DATE OF NAME CHANGE: 20070418 FORMER COMPANY: FORMER CONFORMED NAME: JAVELIN SECURITIES, LLC DATE OF NAME CHANGE: 20070412 MA-I/A 1 primary_doc.xml MA-I/A 0001280139 XXXXXXXX Douglas Greenwood 914-220-5881 greenwoodd@pickwickcapital.com fazioa@pickwickcapital.com plabbe@ncsregcomp.com N N Douglas Charles Greenwood 1192611 N 1 0001280139 PICKWICK CAPITAL PARTNERS, LLC 02-28-2007 N 867-01870 LOCATED 05-28-2007 445 HAMILTON AVENUE SUITE 1102 WHITE PLAINS NY 10601 02-2007 Pickwick Capital Partners, LLC White Plains NY 10601 Y Y President 12-2005 01-2019 Pickwick Capital Advisors White Plains NY 10601 N N President 04-2000 12-2005 Trautman Wasserman & Co., Inc. New York NY 10110 N Y Registered Investment Banker Y 12-2018 Academy Securities, Inc 277 Park Ave 35th floor New York NY 10172 N Y Broker Dealer Director 1 MEMBER OF THE BOARD 04-1995 Pickwick Group, LLC 172 Dan's Highway New Canaan CT 06840 N Y Investing in early stage companies Chairman/Director 2 Managing wind down 08-2021 True North Life Sciences 348 West 57th St Suite #226 New York NY 10019 N N PHARMACEUTICAL/BIOTECH CONSULTING - HEALTH ECONOMICS, MARKET ACCESS, AND COMMERCIAL STRATEGY ADVISOR 4 ADVISE N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 08-11-2021 Douglas Greenwood President