0001280139-20-000007.txt : 20200814 0001280139-20-000007.hdr.sgml : 20200814 20200814113109 ACCESSION NUMBER: 0001280139-20-000007 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MINER,DENNIS,M, FILED AS OF DATE: 20200813 DATE AS OF CHANGE: 20200814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PICKWICK CAPITAL PARTNERS, LLC CENTRAL INDEX KEY: 0001280139 IRS NUMBER: 200425286 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04981 FILM NUMBER: 201103017 BUSINESS ADDRESS: STREET 1: 445 HAMILTON AVENUE STREET 2: SUITE 1102 CITY: WHITE PLAINS STATE: NY ZIP: 10601 BUSINESS PHONE: 914-220-5881 MAIL ADDRESS: STREET 1: 445 HAMILTON AVENUE STREET 2: SUITE 1102 CITY: WHITE PLAINS STATE: NY ZIP: 10601 FORMER COMPANY: FORMER CONFORMED NAME: PICKWICK SECURITIES, LLC DATE OF NAME CHANGE: 20070419 FORMER COMPANY: FORMER CONFORMED NAME: PICKWICK SECURITIES LLC DATE OF NAME CHANGE: 20070418 FORMER COMPANY: FORMER CONFORMED NAME: JAVELIN SECURITIES, LLC DATE OF NAME CHANGE: 20070412 MA-I/A 1 primary_doc.xml MA-I/A 0001280139 XXXXXXXX Antoinette Fazio 914-358-3269 fazioa@pickwickcapital.com greenwoodd@pickwickcapital.com N N Dennis m Miner 1868629 N 1 0001280139 PICKWICK CAPITAL PARTNERS, LLC 02-11-2017 Y 867-01870 LOCATED 05-08-2019 175 Federal St Suite 1470 Boston MA 02110 02-2017 PICKWICK CAPITAL PARTNERS, LLC WHITE PLAINS NY 10601 Y Y REGISTERED REPRESENTATIVE 11-2014 09-2017 MINER PARTNERS LLC CHAPEL HILL NC 27514 N Y MANAGING MEMBER 03-2013 10-2014 NEPC, LLC BOSTON MA 02110 N Y MANAGING DIRECTOR 04-2012 03-2013 UNEMPLOYED CHAPEL HILL NC 27514 N Y UNEMPLOYED 03-2010 04-2012 DELEGATE ADVISORS CHAPEL HILL NC 27514 N Y MANAGING PARTNER 03-2010 03-2012 MORGAN CREEK CAPITAL MANAGEMENT, LLC CHAPEL HILL NC 27514 N Y MANAGING DIRECTOR 04-2002 02-2010 MORGAN CREEK CAPITAL MANAGEMENT, LLC CHAPEL HILL NC 27514 N Y MANAGING DIRECTOR Y 02-2017 Miner Partners GP, LLC 175 FEDERAL STREET SUITE 1470 BOSTON MA 02110 N Y GP OF MINER PARTNERS CRESCENT POINT I, LP (MPCPI); MINER PARTNERS CRESCENT POINT II, LP (MPCPII); AND MINER PARTNERS SUGAR HILL CAPITAL, LP (MPSHC). General Partner 20 Fund origination, fundraising and ongoing review. 02-2017 Miner Partners, LLC 175 FEDERAL ST SUITE 1470 BOSTON MA 02110 N Y Placement Agent through Pickwick and Non-Registered Investment Advisor Managing Partner 240 Placement Agent through Pickwick Capital Partners, LLC and Non-Registered Investment Advisor 02-2017 BRD, LLC 671 Orleans Road North Chatham MA 02650 N Y Old family Investment entity None 2 None N N N N N N N N N N N N N N N N Y N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N Y 08-13-2020 Douglas Greenwood President Dennis Miner 1868629 2031029 6D(1)(d) Dennis Michael Miner 1868629 1877235 N 6M Dennis Michael Miner 1868629 1924122 6M Dennis Michael Miner 1868629 1924123 6M Dennis Michael Miner 1868629 1924124 6M Dennis Michael Miner 1868629 1934661 6M