0001280139-20-000007.txt : 20200814
0001280139-20-000007.hdr.sgml : 20200814
20200814113109
ACCESSION NUMBER: 0001280139-20-000007
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MINER,DENNIS,M,
FILED AS OF DATE: 20200813
DATE AS OF CHANGE: 20200814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PICKWICK CAPITAL PARTNERS, LLC
CENTRAL INDEX KEY: 0001280139
IRS NUMBER: 200425286
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04981
FILM NUMBER: 201103017
BUSINESS ADDRESS:
STREET 1: 445 HAMILTON AVENUE
STREET 2: SUITE 1102
CITY: WHITE PLAINS
STATE: NY
ZIP: 10601
BUSINESS PHONE: 914-220-5881
MAIL ADDRESS:
STREET 1: 445 HAMILTON AVENUE
STREET 2: SUITE 1102
CITY: WHITE PLAINS
STATE: NY
ZIP: 10601
FORMER COMPANY:
FORMER CONFORMED NAME: PICKWICK SECURITIES, LLC
DATE OF NAME CHANGE: 20070419
FORMER COMPANY:
FORMER CONFORMED NAME: PICKWICK SECURITIES LLC
DATE OF NAME CHANGE: 20070418
FORMER COMPANY:
FORMER CONFORMED NAME: JAVELIN SECURITIES, LLC
DATE OF NAME CHANGE: 20070412
MA-I/A
1
primary_doc.xml
MA-I/A
0001280139
XXXXXXXX
Antoinette Fazio
914-358-3269
fazioa@pickwickcapital.com
greenwoodd@pickwickcapital.com
N
N
Dennis
m
Miner
1868629
N
1
0001280139
PICKWICK CAPITAL PARTNERS, LLC
02-11-2017
Y
867-01870
LOCATED
05-08-2019
175 Federal St
Suite 1470
Boston
MA
02110
02-2017
PICKWICK CAPITAL PARTNERS, LLC
WHITE PLAINS
NY
10601
Y
Y
REGISTERED REPRESENTATIVE
11-2014
09-2017
MINER PARTNERS LLC
CHAPEL HILL
NC
27514
N
Y
MANAGING MEMBER
03-2013
10-2014
NEPC, LLC
BOSTON
MA
02110
N
Y
MANAGING DIRECTOR
04-2012
03-2013
UNEMPLOYED
CHAPEL HILL
NC
27514
N
Y
UNEMPLOYED
03-2010
04-2012
DELEGATE ADVISORS
CHAPEL HILL
NC
27514
N
Y
MANAGING PARTNER
03-2010
03-2012
MORGAN CREEK CAPITAL MANAGEMENT, LLC
CHAPEL HILL
NC
27514
N
Y
MANAGING DIRECTOR
04-2002
02-2010
MORGAN CREEK CAPITAL MANAGEMENT, LLC
CHAPEL HILL
NC
27514
N
Y
MANAGING DIRECTOR
Y
02-2017
Miner Partners GP, LLC
175 FEDERAL STREET
SUITE 1470
BOSTON
MA
02110
N
Y
GP OF MINER PARTNERS CRESCENT POINT I, LP (MPCPI); MINER PARTNERS CRESCENT POINT II, LP (MPCPII); AND MINER PARTNERS SUGAR HILL CAPITAL, LP (MPSHC).
General Partner
20
Fund origination, fundraising and ongoing review.
02-2017
Miner Partners, LLC
175 FEDERAL ST
SUITE 1470
BOSTON
MA
02110
N
Y
Placement Agent through Pickwick and Non-Registered Investment Advisor
Managing Partner
240
Placement Agent through Pickwick Capital Partners, LLC and Non-Registered Investment Advisor
02-2017
BRD, LLC
671 Orleans Road
North Chatham
MA
02650
N
Y
Old family Investment entity
None
2
None
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Y
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Y
08-13-2020
Douglas Greenwood
President
Dennis Miner
1868629
2031029
6D(1)(d)
Dennis Michael Miner
1868629
1877235
N
6M
Dennis Michael Miner
1868629
1924122
6M
Dennis Michael Miner
1868629
1924123
6M
Dennis Michael Miner
1868629
1924124
6M
Dennis Michael Miner
1868629
1934661
6M