0001280051-13-000010.txt : 20131028
0001280051-13-000010.hdr.sgml : 20131028
20131028144200
ACCESSION NUMBER: 0001280051-13-000010
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130930
FILED AS OF DATE: 20131028
DATE AS OF CHANGE: 20131028
EFFECTIVENESS DATE: 20131028
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HIGH POINTE CAPITAL MANAGEMENT LLC
CENTRAL INDEX KEY: 0001280051
IRS NUMBER: 364199761
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10740
FILM NUMBER: 131172869
BUSINESS ADDRESS:
STREET 1: ONE NORTH LASALLE
STREET 2: STE 2001
CITY: CHICAGO
STATE: IL
ZIP: 60602
BUSINESS PHONE: 312-726-2500
MAIL ADDRESS:
STREET 1: ONE NORTH LASALLE
STREET 2: STE 2001
CITY: CHICAGO
STATE: IL
ZIP: 60602
FORMER COMPANY:
FORMER CONFORMED NAME: HIGH POINTE FUND MANAGEMENT LLC
DATE OF NAME CHANGE: 20040212
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001280051
XXXXXXXX
09-30-2013
09-30-2013
HIGH POINTE CAPITAL MANAGEMENT LLC
ONE NORTH LASALLE
STE 2001
CHICAGO
IL
60602
13F HOLDINGS REPORT
028-10740
N
Gautam Dhingra
CEO
312-726-2500
/s/ Gautam Dhingra
Chicago
IL
10-28-2013
0
148
249007
false
INFORMATION TABLE
2
inftable.xml
SEPTEMBER 30, 2013 13F
AECOM Technology Corp
COM
00766t100
2214
70800
SH
SOLE
32500
0
38300
AEGON NV
NY REGISTRY SH
007924103
80
10824
SH
SOLE
10824
0
0
AbbVie Inc
COM
00287y109
2315
51750
SH
SOLE
14800
0
36950
Abbott Labs
COM
002824100
1721
51850
SH
SOLE
14900
0
36950
Active Network Inc
COM
00506d100
1658
115850
SH
SOLE
51350
0
64500
Actuant Corp
CL A
00508x203
2144
55200
SH
SOLE
24550
0
30650
Adobe Sys Inc
COM
00724F101
3036
58460
SH
SOLE
18860
0
39600
Affiliated Managers Group Inc
COM
008252108
2959
16200
SH
SOLE
5200
0
11000
Aflac Inc
COM
001055102
270
4350
SH
SOLE
4350
0
0
Air Methods Corp
COM
009128307
1986
46650
SH
SOLE
21200
0
25450
American International Group I
COM
026874784
770
15830
SH
SOLE
15830
0
0
Amgen Inc
COM
031162100
2127
19000
SH
SOLE
3550
0
15450
Apache Corp
COM
037411105
260
3050
SH
SOLE
3050
0
0
Apple Inc
COM
037833100
7530
15795
SH
SOLE
4295
0
11500
Applied Industrial Technologie
COM
03820c105
1555
30200
SH
SOLE
13700
0
16500
Artisan Partners Asset Managem
CL A
04316a108
2377
45400
SH
SOLE
20450
0
24950
Associated Banc Corp
COM
045487105
1774
114500
SH
SOLE
51850
0
62650
Atlas Air Worldwide Holding
COM
049164205
1975
42900
SH
SOLE
19500
0
23400
Baker Hughes International
COM
057224107
347
7070
SH
SOLE
7070
0
0
Bank of America Corp
COM
060505104
345
25000
SH
SOLE
25000
0
0
Bank of New York Mellon Corp
COM
064058100
652
21590
SH
SOLE
21590
0
0
Blount International Inc
COM
095180105
1347
111200
SH
SOLE
50400
0
60800
Boulder Brands Inc
COM
101405108
2321
144720
SH
SOLE
66170
0
78550
Broadridge Fin Solutions Inc
COM
11133t103
2326
73250
SH
SOLE
32800
0
40450
CIRCOR International Inc
COM
17273k109
1097
17650
SH
SOLE
8000
0
9650
CNO Financial Group Inc
COM
12621e103
1804
125250
SH
SOLE
56550
0
68700
CVS Caremark Corp
COM
126650100
358
6300
SH
SOLE
6300
0
0
Cabot Corp
COM
127055101
2005
46950
SH
SOLE
21250
0
25700
Canadian Natural Resources Ltd
COM
136385101
330
10500
SH
SOLE
10500
0
0
Canadian Pacific Railway Inc
COM
13645t100
1831
14850
SH
SOLE
2800
0
12050
Carnival Corp Com
PAIRED CTF
143658300
1983
60750
SH
SOLE
11500
0
49250
Celanese Corp
COM SER A
150870103
494
9350
SH
SOLE
9350
0
0
Cepheid
COM
15670r107
1979
50700
SH
SOLE
22950
0
27750
Charles River Laboratories Int
COM
159864107
2542
54950
SH
SOLE
25050
0
29900
Charles Schwab Corp
COM
808513105
202
9550
SH
SOLE
9550
0
0
Chevron Corp
COM
166764100
903
7430
SH
SOLE
7430
0
0
Cisco Systems Inc
COM
17275r102
352
15010
SH
SOLE
15010
0
0
Citigroup Inc
COM
172967424
1884
38845
SH
SOLE
14245
0
24600
Coach Inc
COM
189754104
259
4750
SH
SOLE
4750
0
0
Coca Cola Co
COM
191216100
2019
53300
SH
SOLE
10100
0
43200
Coeur Mining Inc
COM
192108504
700
58100
SH
SOLE
0
0
58100
Colgate-Palmolive Co
COM
194162103
2016
34000
SH
SOLE
6500
0
27500
Comcast Corp
CL A SPL
20030n200
486
11200
SH
SOLE
11200
0
0
Corning Inc
COM
219350105
242
16620
SH
SOLE
16620
0
0
Cummins Inc.
COM
231021106
2224
16740
SH
SOLE
3290
0
13450
Daiwa Securities Group Inc
SPONS ADR
234064301
99
11030
SH
SOLE
11030
0
0
DeVry Inc
COM
251893103
1687
55200
SH
SOLE
25700
0
29500
DirecTV
COM
25490a309
264
4420
SH
SOLE
4420
0
0
Dollar General Corp
COM
256677105
2640
46750
SH
SOLE
9150
0
37600
Dresser-Rand Group Inc
COM
261608103
1454
23300
SH
SOLE
4350
0
18950
Ellie Mae Inc
COM
28849p100
794
24800
SH
SOLE
11800
0
13000
Entegris Inc
COM
29362u104
1853
182400
SH
SOLE
85350
0
97050
Exelixis Inc
COM
30161q104
1531
263010
SH
SOLE
132260
0
130750
Express Scripts Holding Compan
COM
30219g108
2685
43450
SH
SOLE
11950
0
31500
FEI Co
COM
30241l109
2129
24250
SH
SOLE
10900
0
13350
FXCM Inc
COM CL A
302693106
2379
120470
SH
SOLE
54670
0
65800
Faro Technologies Inc
COM
311642102
2372
56260
SH
SOLE
25660
0
30600
Fedex Corp
COM
31428x106
2170
19020
SH
SOLE
6770
0
12250
Forest City Enterprises Inc
CL A
345550107
1889
99750
SH
SOLE
45350
0
54400
Forest Labs Inc
COM
345838106
278
6500
SH
SOLE
6500
0
0
Franklin Resources Inc
COM
354613101
485
9600
SH
SOLE
9600
0
0
Freeport McMoRan C & G Inc
COM
35671d857
2082
62950
SH
SOLE
13400
0
49550
Generac Holdings Inc
COM
368736104
1905
44669
SH
SOLE
20477
0
24192
General Motors Corp
COM
37045v100
270
7500
SH
SOLE
7500
0
0
Gentherm Inc
COM
37253a103
2507
131350
SH
SOLE
60150
0
71200
Gilead Sciences Inc Com
COM
375558103
2977
47350
SH
SOLE
9000
0
38350
Glaxosmithkline PLC
SPONS ADR
37733w105
2204
43930
SH
SOLE
10080
0
33850
Goldman Sachs Group Inc
COM
38141g104
456
2880
SH
SOLE
2880
0
0
Google Inc
CL A
38259p508
5711
6520
SH
SOLE
1870
0
4650
Gulfmark Offshore Inc
CL A
402629208
2463
48400
SH
SOLE
21900
0
26500
HMS Holdings Corp
COM
40425j101
1677
78020
SH
SOLE
34820
0
43200
Haemonetics Corp
COM
405024100
2283
57240
SH
SOLE
26040
0
31200
Halliburton Co
COM
406216101
2683
55720
SH
SOLE
11120
0
44600
Hancock Holding Co
COM
410120109
1862
59350
SH
SOLE
26550
0
32800
Hanover Insurance Group Inc
COM
410867105
2340
42300
SH
SOLE
19100
0
23200
HealthSouth Corp
COM
421924309
298
8654
SH
SOLE
4796
0
3858
Ingram Micro Inc Cl A
CL A
457153104
2734
118600
SH
SOLE
53650
0
64950
Innophos Holdings Inc
COM
45774n108
1929
36550
SH
SOLE
16600
0
19950
Intel Corp
COM
458140100
2716
118500
SH
SOLE
34600
0
83900
Intl Business Machines
COM
459200101
2157
11650
SH
SOLE
2250
0
9400
Intrepid Potash Inc
COM
46121y102
306
19493
SH
SOLE
8545
0
10948
J P Morgan Chase & Co
COM
46625h100
736
14240
SH
SOLE
14240
0
0
Jacobs Engineering Group Inc
COM
469814107
2135
36700
SH
SOLE
11700
0
25000
Johnson & Johnson
COM
478160104
609
7020
SH
SOLE
7020
0
0
KLA-Tencor Corp
COM
482480100
222
3650
SH
SOLE
3650
0
0
Kennametal Inc
COM
489170100
4176
91570
SH
SOLE
29920
0
61650
Lam Research Corp
COM
512807108
422
8250
SH
SOLE
8250
0
0
Level 3 Communications Inc
COM
52729n308
469
17560
SH
SOLE
17560
0
0
Life Time Fitness Inc
COM
53217r207
2040
39630
SH
SOLE
18080
0
21550
Lloyds Banking Group PLC
SPONS ADR
539439109
94
19500
SH
SOLE
19500
0
0
Loews Corp
COM
540424108
259
5550
SH
SOLE
5550
0
0
Marathon Oil
COM
565849106
340
9750
SH
SOLE
9750
0
0
McDonalds Corp
COM
580135101
3056
31760
SH
SOLE
9160
0
22600
Mead Johnson Nutrition Co
COM
582839106
1793
24150
SH
SOLE
4550
0
19600
Medtronic Inc
COM
585055106
322
6050
SH
SOLE
6050
0
0
Merck & Co Inc
COM
58933Y105
636
13350
SH
SOLE
13350
0
0
MetLife Inc
COM
59156r108
256
5450
SH
SOLE
5450
0
0
Micron Technology Inc
COM
595112103
244
13950
SH
SOLE
13950
0
0
Microsoft Corp
COM
594918104
5587
167885
SH
SOLE
43185
0
124700
Monsanto Co
COM
61166w101
1753
16800
SH
SOLE
3150
0
13650
Moog Inc
CL A
615394202
2540
43300
SH
SOLE
19950
0
23350
National Oilwell Varco Inc
COM
637071101
2289
29300
SH
SOLE
5550
0
23750
NetApp Inc
COM
64110d104
2437
57180
SH
SOLE
19580
0
37600
NeuStar Inc
COM
64126x201
1880
38000
SH
SOLE
7200
0
30800
Novartis AG
SPONS ADR
66987v109
414
5400
SH
SOLE
5400
0
0
NxStage Medical Inc
COM
67072v103
1466
111410
SH
SOLE
51260
0
60150
Oracle Corp
COM
68389x105
3494
105350
SH
SOLE
20500
0
84850
PacWest Bancorp
COM
695263103
2320
67650
SH
SOLE
30250
0
37400
Panasonic Corp
ADR
69832a205
97
10000
SH
SOLE
10000
0
0
Pepsico Inc Com
COM
713448108
2484
31250
SH
SOLE
5950
0
25300
PerkinElmer Inc
COM
714046109
2065
54700
SH
SOLE
10350
0
44350
Perrigo Company
COM
714290103
2486
20150
SH
SOLE
3800
0
16350
Philip Morris Intl
COM
718172109
3728
43050
SH
SOLE
10100
0
32950
Post Properties Inc
COM
737464107
2286
50777
SH
SOLE
23096
0
27681
Primerica Inc
COM
74164m108
2307
57200
SH
SOLE
25900
0
31300
Qualcomm Inc
COM
747525103
2211
32850
SH
SOLE
10600
0
22250
Range Resources Corp
COM
75281a109
1742
22950
SH
SOLE
4350
0
18600
RealPage Inc
COM
75606n109
1900
82230
SH
SOLE
37780
0
44450
Red Hat Inc
COM
756577102
1871
40550
SH
SOLE
7700
0
32850
Resolute Forest Products Inc
COM
76117w109
1614
122100
SH
SOLE
56000
0
66100
Royal Caribbean Cruises
COM
v7780t103
251
6550
SH
SOLE
6550
0
0
S& P 500 Depository Receipt
TR UNIT
78462f103
218
1300
SH
SOLE
1300
0
0
Sanofi
SPONS ADR
80105n105
398
7860
SH
SOLE
7860
0
0
Schlumberger Ltd
COM
806857108
333
3770
SH
SOLE
3770
0
0
Scripps Networks Interactive I
CL A COM
811065101
383
4900
SH
SOLE
4900
0
0
Seacor Holdings Inc
COM
811904101
1981
21900
SH
SOLE
9900
0
12000
Select Comfort Corp
COM
81616x103
2188
89850
SH
SOLE
40750
0
49100
Shutterfly Inc
COM
82568p304
2285
40900
SH
SOLE
18800
0
22100
Sirona Dental Systems Inc
COM
82966c103
2359
35240
SH
SOLE
6790
0
28450
Sotheby's
COM
835898107
2597
52850
SH
SOLE
23900
0
28950
Symantec Corp
COM
871503108
229
9270
SH
SOLE
9270
0
0
TE Connectivity Ltd
REG SHS
h84989104
2001
38650
SH
SOLE
7300
0
31350
TRW Automotive Holdings Corp
COM
87264s106
732
10270
SH
SOLE
10270
0
0
Tahoe Resources Inc
COM
873868103
827
46150
SH
SOLE
46150
0
0
Tangoe Inc
COM
87582y108
3043
127700
SH
SOLE
59000
0
68700
Thermon Group Holdings Inc
COM
88362t103
2387
103300
SH
SOLE
47450
0
55850
Tidewater Inc
COM
886423102
1959
33000
SH
SOLE
14850
0
18150
Total SA
SPONS ADR
89151e109
692
11950
SH
SOLE
11950
0
0
Trimble Navigation Ltd
COM
896239100
2200
74050
SH
SOLE
14750
0
59300
Triumph Group Inc
COM
896818101
1569
22350
SH
SOLE
4250
0
18100
Twenty-First Century Fox Inc
CL A
90130a101
2600
77600
SH
SOLE
25400
0
52200
Union Pacific Corp
COM
907818108
3045
19600
SH
SOLE
3700
0
15900
Unitedhealth Group Inc
COM
91324p102
3063
42770
SH
SOLE
16820
0
25950
Vail Resorts Inc
COM
91879q109
2074
29900
SH
SOLE
13550
0
16350
Valeant Pharmaceuticals Intl I
COM
91911k102
2436
23350
SH
SOLE
4350
0
19000
WESCO International Inc
COM
95082p105
1626
21250
SH
SOLE
4050
0
17200
WellCare Health Plans Inc
COM
94946t106
2280
32700
SH
SOLE
14300
0
18400
Wells Fargo & Co
COM
949746101
400
9690
SH
SOLE
9690
0
0