0001280051-13-000010.txt : 20131028 0001280051-13-000010.hdr.sgml : 20131028 20131028144200 ACCESSION NUMBER: 0001280051-13-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131028 DATE AS OF CHANGE: 20131028 EFFECTIVENESS DATE: 20131028 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HIGH POINTE CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001280051 IRS NUMBER: 364199761 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10740 FILM NUMBER: 131172869 BUSINESS ADDRESS: STREET 1: ONE NORTH LASALLE STREET 2: STE 2001 CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: 312-726-2500 MAIL ADDRESS: STREET 1: ONE NORTH LASALLE STREET 2: STE 2001 CITY: CHICAGO STATE: IL ZIP: 60602 FORMER COMPANY: FORMER CONFORMED NAME: HIGH POINTE FUND MANAGEMENT LLC DATE OF NAME CHANGE: 20040212 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001280051 XXXXXXXX 09-30-2013 09-30-2013 HIGH POINTE CAPITAL MANAGEMENT LLC

ONE NORTH LASALLE STE 2001 CHICAGO IL 60602

13F HOLDINGS REPORT 028-10740 N Gautam Dhingra 312-726-2500 /s/ Gautam Dhingra Chicago IL 10-28-2013 0 148 249007 false INFORMATION TABLE 2 inftable.xml SEPTEMBER 30, 2013 13F AECOM Technology Corp COM 00766t100 2214 70800 SH SOLE 32500 0 38300 AEGON NV NY REGISTRY SH 007924103 80 10824 SH SOLE 10824 0 0 AbbVie Inc COM 00287y109 2315 51750 SH SOLE 14800 0 36950 Abbott Labs COM 002824100 1721 51850 SH SOLE 14900 0 36950 Active Network Inc COM 00506d100 1658 115850 SH SOLE 51350 0 64500 Actuant Corp CL A 00508x203 2144 55200 SH SOLE 24550 0 30650 Adobe Sys Inc COM 00724F101 3036 58460 SH SOLE 18860 0 39600 Affiliated Managers Group Inc COM 008252108 2959 16200 SH SOLE 5200 0 11000 Aflac Inc COM 001055102 270 4350 SH SOLE 4350 0 0 Air Methods Corp COM 009128307 1986 46650 SH SOLE 21200 0 25450 American International Group I COM 026874784 770 15830 SH SOLE 15830 0 0 Amgen Inc COM 031162100 2127 19000 SH SOLE 3550 0 15450 Apache Corp COM 037411105 260 3050 SH SOLE 3050 0 0 Apple Inc COM 037833100 7530 15795 SH SOLE 4295 0 11500 Applied Industrial Technologie COM 03820c105 1555 30200 SH SOLE 13700 0 16500 Artisan Partners Asset Managem CL A 04316a108 2377 45400 SH SOLE 20450 0 24950 Associated Banc Corp COM 045487105 1774 114500 SH SOLE 51850 0 62650 Atlas Air Worldwide Holding COM 049164205 1975 42900 SH SOLE 19500 0 23400 Baker Hughes International COM 057224107 347 7070 SH SOLE 7070 0 0 Bank of America Corp COM 060505104 345 25000 SH SOLE 25000 0 0 Bank of New York Mellon Corp COM 064058100 652 21590 SH SOLE 21590 0 0 Blount International Inc COM 095180105 1347 111200 SH SOLE 50400 0 60800 Boulder Brands Inc COM 101405108 2321 144720 SH SOLE 66170 0 78550 Broadridge Fin Solutions Inc COM 11133t103 2326 73250 SH SOLE 32800 0 40450 CIRCOR International Inc COM 17273k109 1097 17650 SH SOLE 8000 0 9650 CNO Financial Group Inc COM 12621e103 1804 125250 SH SOLE 56550 0 68700 CVS Caremark Corp COM 126650100 358 6300 SH SOLE 6300 0 0 Cabot Corp COM 127055101 2005 46950 SH SOLE 21250 0 25700 Canadian Natural Resources Ltd COM 136385101 330 10500 SH SOLE 10500 0 0 Canadian Pacific Railway Inc COM 13645t100 1831 14850 SH SOLE 2800 0 12050 Carnival Corp Com PAIRED CTF 143658300 1983 60750 SH SOLE 11500 0 49250 Celanese Corp COM SER A 150870103 494 9350 SH SOLE 9350 0 0 Cepheid COM 15670r107 1979 50700 SH SOLE 22950 0 27750 Charles River Laboratories Int COM 159864107 2542 54950 SH SOLE 25050 0 29900 Charles Schwab Corp COM 808513105 202 9550 SH SOLE 9550 0 0 Chevron Corp COM 166764100 903 7430 SH SOLE 7430 0 0 Cisco Systems Inc COM 17275r102 352 15010 SH SOLE 15010 0 0 Citigroup Inc COM 172967424 1884 38845 SH SOLE 14245 0 24600 Coach Inc COM 189754104 259 4750 SH SOLE 4750 0 0 Coca Cola Co COM 191216100 2019 53300 SH SOLE 10100 0 43200 Coeur Mining Inc COM 192108504 700 58100 SH SOLE 0 0 58100 Colgate-Palmolive Co COM 194162103 2016 34000 SH SOLE 6500 0 27500 Comcast Corp CL A SPL 20030n200 486 11200 SH SOLE 11200 0 0 Corning Inc COM 219350105 242 16620 SH SOLE 16620 0 0 Cummins Inc. 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