0000905718-18-000312.txt : 20180309
0000905718-18-000312.hdr.sgml : 20180309
20180309182938
ACCESSION NUMBER: 0000905718-18-000312
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171221
FILED AS OF DATE: 20180309
DATE AS OF CHANGE: 20180309
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MARATHON ASSET MANAGEMENT LP
CENTRAL INDEX KEY: 0001279913
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55826
FILM NUMBER: 18681504
BUSINESS ADDRESS:
STREET 1: ONE BRYANT PARK
STREET 2: 38TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212-500-3123
MAIL ADDRESS:
STREET 1: ONE BRYANT PARK
STREET 2: 38TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER NAME:
FORMER CONFORMED NAME: MARATHON ASSET MANAGEMENT LLC
DATE OF NAME CHANGE: 20040212
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Vanguard Natural Resources, Inc.
CENTRAL INDEX KEY: 0001384072
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5847 SAN FELIPE
STREET 2: SUITE 3000
CITY: HOUSTON
STATE: TX
ZIP: 77057
BUSINESS PHONE: 832-327-2259
MAIL ADDRESS:
STREET 1: 5847 SAN FELIPE
STREET 2: SUITE 3000
CITY: HOUSTON
STATE: TX
ZIP: 77057
FORMER COMPANY:
FORMER CONFORMED NAME: Vanguard Natural Resources, LLC
DATE OF NAME CHANGE: 20070425
FORMER COMPANY:
FORMER CONFORMED NAME: Vanguard Natural Resrouces LLC
DATE OF NAME CHANGE: 20061219
4
1
vanguard_fm4dec212017.xml
OWNERSHIP DOCUMENT
X0306
4
2017-12-21
0
0001384072
Vanguard Natural Resources, Inc.
VNRR
0001279913
MARATHON ASSET MANAGEMENT LP
ONE BRYANT PARK
38TH FLOOR
NEW YORK
NY
10036
0
0
0
1
See Remarks
Common Stock
2017-12-21
4
A
0
7948
0
A
4925043
I
See footnotes
The securities (the "Securities") of Vanguard Natural Resources, Inc. (the "Issuer") reported herein are held by one or more funds and accounts (the "Funds and Accounts") advised by Marathon Asset Management, L.P. (the "Reporting Person"). The Reporting Person, in its capacity as the investment manager of the Funds and Accounts, has sole power to vote and direct the disposition of all Securities held by the Funds and Accounts. Thus, for purposes Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person may be deemed to beneficially own the Securities reported herein.
This report shall not be deemed an admission that the Reporting Person, each Fund and Account or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Exchange Act, or for any other purpose. The Reporting Person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest in the Funds and Accounts, if any.
Securities acquired as a delayed distribution from the Issuer to certain claimholders, including the Reporting Person, in connection with the Issuer's emergence from bankruptcy and in accordance with the Issuer's plan of reorganization which was effectuated on August 1, 2017. For purposes of the exemption under Rule 16b-3 promulgated under the Exchange Act, the board of directors of the Issuer approved the acquisition of any direct or indirect pecuniary interest of such Securities by the Reporting Person.
Solely for purposes of Section 16 of the Exchange Act, the Reporting Person may be deemed to be a director-by-deputization by virtue of the Reporting Person having a representative on the board of directors of the Issuer (the "Board"). Michael V. Alexander, an employee of the Reporting Person and/or one of its affiliates, is a member of the Board.
/s/ Andrew Rabinowitz,Authorized Person of Marathon Asset Management GP, L.L.C., general partner of Marathon Asset Management, L.P.
2018-03-09