0001279891-19-000003.txt : 20190214 0001279891-19-000003.hdr.sgml : 20190214 20190214113331 ACCESSION NUMBER: 0001279891-19-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190214 DATE AS OF CHANGE: 20190214 EFFECTIVENESS DATE: 20190214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WOLVERINE ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001279891 IRS NUMBER: 020611276 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10687 FILM NUMBER: 19602941 BUSINESS ADDRESS: STREET 1: 175 W. JACKSON STREET 2: SUITE 340 CITY: CHICAGO STATE: IL ZIP: 60064 BUSINESS PHONE: 3128844400 MAIL ADDRESS: STREET 1: 175 WEST JACKSON STREET 2: SUITE 340 CITY: CHICAGO STATE: IL ZIP: 60604 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001279891 XXXXXXXX 12-31-2018 12-31-2018 WOLVERINE ASSET MANAGEMENT LLC

175 WEST JACKSON SUITE 340 CHICAGO IL 60604

13F HOLDINGS REPORT 028-10687 N Niraj Patel 312-884-3745 Niraj Patel Chicago IL 02-14-2019 1 1602 8323697 false 1 0001542456 028-17506 Wolverine Holdings, L.P. INFORMATION TABLE 2 form13fInfoTableQ42018final.xml HERBALIFE NUTRITION LTD COM SHS G4412G101 94 1600 SH Call DFND 1 0 0 0 ADVANCED MICRO DEVICES INC COM 007903107 55 3000 SH Call DFND 1 0 0 0 BAUSCH HEALTH COS INC COM 071734107 11 600 SH Call DFND 1 0 0 0 CLOVIS ONCOLOGY INC COM 189464100 89 5000 SH Call DFND 1 0 0 0 IMMUNOMEDICS INC COM 452907108 194 13600 SH Call DFND 1 0 0 0 MEDICINES CO COM 584688105 660 34500 SH Call DFND 1 0 0 0 MICRON TECHNOLOGY INC COM 595112103 866 27300 SH Call DFND 1 0 0 0 OPKO HEALTH INC COM 68375N103 43 14500 SH Call DFND 1 0 0 0 TESARO INC COM 881569107 5264 70900 SH Call DFND 1 0 0 0 INTREXON CORP COM 46122T102 307 47000 SH Call DFND 1 0 0 0 ASSURED GUARANTY LTD COM G0585R106 2871 75000 SH Call DFND 1 0 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 76 900 SH Call DFND 1 0 0 0 METLIFE INC COM 59156R108 2763 67300 SH Call DFND 1 0 0 0 ALLEGHENY TECHNOLOGIES INC COM 01741R102 1465 67300 SH Call DFND 1 0 0 0 DISH NETWORK CORP CL A 25470M109 234 9400 SH Call DFND 1 0 0 0 ETSY INC COM 29786A106 199 4200 SH Call DFND 1 0 0 0 GULFPORT ENERGY CORP COM NEW 402635304 138 21200 SH Call DFND 1 0 0 0 PENNEY J C INC COM 708160106 141 136000 SH Call DFND 1 0 0 0 MONGODB INC CL A 60937P106 92 1100 SH Call DFND 1 0 0 0 MCDERMOTT INTL INC COM 580037703 1442 220600 SH Call DFND 1 0 0 0 NABORS INDUSTRIES LTD SHS G6359F103 100 50200 SH Call DFND 1 0 0 0 PANDORA MEDIA INC COM 698354107 404 50000 SH Call DFND 1 0 0 0 RH COM 74967X103 3235 27000 SH Call DFND 1 0 0 0 TRANSOCEAN LTD REG SHS H8817H100 467 67300 SH Call DFND 1 0 0 0 SCIENTIFIC GAMES CORP COM 80874P109 1085 60700 SH Call DFND 1 0 0 0 SIRIUS XM HLDGS INC COM 82968B103 219 38400 SH Call DFND 1 0 0 0 SQUARE INC CL A 852234103 274 4900 SH Call DFND 1 0 0 0 TESLA INC COM 88160R101 9451 28400 SH Call DFND 1 0 0 0 TWILIO INC CL A 90138F102 10198 114200 SH Call DFND 1 0 0 0 VIPSHOP HLDGS LTD SPONSORED ADR 92763W103 431 79100 SH Call DFND 1 0 0 0 WEIBO CORP SPONSORED ADR 948596101 1028 17600 SH Call DFND 1 0 0 0 WEATHERFORD INTL PLC ORD SHS G48833100 10 19100 SH Call DFND 1 0 0 0 ZILLOW GROUP INC CL C CAP STK 98954M200 315 10000 SH Call DFND 1 0 0 0 CLOUD PEAK ENERGY INC COM 18911Q102 27 74000 SH Call DFND 1 0 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 33691 245800 SH Call DFND 1 0 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 84624 632000 SH Call DFND 1 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 106315 425400 SH Call DFND 1 0 0 0 OVERSTOCK COM INC DEL COM 690370101 1358 100000 SH Call DFND 1 0 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 966 100000 SH Call DFND 1 0 0 0 ALTABA INC COM 021346101 1703 29400 SH Call DFND 1 0 0 0 AMAZON COM INC COM 023135106 9312 6200 SH Call DFND 1 0 0 0 BAIDU INC SPON ADR REP A 056752108 6185 39000 SH Call DFND 1 0 0 0 BOOKING HLDGS INC COM 09857L108 172 100 SH Call DFND 1 0 0 0 BP PLC SPONSORED ADR 055622104 11 300 SH Call DFND 1 0 0 0 DEUTSCHE BANK AG NAMEN AKT D18190898 1658 203500 SH Call DFND 1 0 0 0 FACEBOOK INC CL A 30303M102 27096 206700 SH Call DFND 1 0 0 0 FIAT CHRYSLER AUTOMOBILES N SHS N31738102 3617 250200 SH Call DFND 1 0 0 0 FREEPORT-MCMORAN INC CL B 35671D857 5155 500000 SH Call DFND 1 0 0 0 ALPHABET INC CAP STK CL C 02079K107 9320 9000 SH Call DFND 1 0 0 0 KRAFT HEINZ CO COM 500754106 202 4700 SH Call DFND 1 0 0 0 LIBERTY GLOBAL PLC SHS CL A G5480U104 1067 50000 SH Call DFND 1 0 0 0 MICROSOFT CORP COM 594918104 18282 180000 SH Call DFND 1 0 0 0 STARBUCKS CORP COM 855244109 15610 242400 SH Call DFND 1 0 0 0 VISA INC COM CL A 92826C839 2968 22500 SH Call DFND 1 0 0 0 CHESAPEAKE ENERGY CORP COM 165167107 420 200000 SH Call DFND 1 0 0 0 BELDEN INC COM 077454106 1044 25000 SH Call DFND 1 0 0 0 DOMINION ENERGY INC COM 25746U109 7003 98000 SH Call DFND 1 0 0 0 RAYONIER ADVANCED MATLS INC COM 75508B104 505 47500 SH Call DFND 1 0 0 0 VISTRA ENERGY CORP COM 92840M102 2 100 SH Call DFND 1 0 0 0 FRONTIER COMMUNICATIONS CORP COM NEW 35906A306 119 50000 SH Call DFND 1 0 0 0 HERTZ GLOBAL HLDGS INC COM 42806J106 92 6800 SH Call DFND 1 0 0 0 PURE STORAGE INC CL A 74624M102 16 1000 SH Call DFND 1 0 0 0 TELADOC HEALTH INC COM 87918A105 2840 57300 SH Call DFND 1 0 0 0 BLACKBERRY LTD COM 09228F103 32 4600 SH Call DFND 1 0 0 0 CSX CORP COM 126408103 6797 109400 SH Call DFND 1 0 0 0 CENTURYLINK INC COM 156700106 56 3700 SH Call DFND 1 0 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 14317 150000 SH Call DFND 1 0 0 0 NORFOLK SOUTHERN CORP COM 655844108 50245 336000 SH Call DFND 1 0 0 0 UNION PAC CORP COM 907818108 8418 60900 SH Call DFND 1 0 0 0 APPLE INC COM 037833100 9117 57800 SH Call DFND 1 0 0 0 ADOBE INC COM 00724F101 1425 6300 SH Call DFND 1 0 0 0 AUTODESK INC COM 052769106 6880 53500 SH Call DFND 1 0 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 122 2000 SH Call DFND 1 0 0 0 AMBAC FINL GROUP INC COM NEW 023139884 3765 218400 SH Call DFND 1 0 0 0 ARRIS INTL INC SHS G0551A103 764 25000 SH Call DFND 1 0 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 5369 103300 SH Call DFND 1 0 0 0 CELGENE CORP COM 151020104 5422 84600 SH Call DFND 1 0 0 0 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 2248 83100 SH Call DFND 1 0 0 0 CITRIX SYS INC COM 177376100 1024 10000 SH Call DFND 1 0 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 4256 85300 SH Call DFND 1 0 0 0 D R HORTON INC COM 23331A109 620 17900 SH Call DFND 1 0 0 0 DOWDUPONT INC COM 26078J100 6128 114600 SH Call DFND 1 0 0 0 EOG RES INC COM 26875P101 1901 21800 SH Call DFND 1 0 0 0 GENERAL ELECTRIC CO COM 369604103 491 64900 SH Call DFND 1 0 0 0 GENERAL MTRS CO COM 37045V100 7947 237600 SH Call DFND 1 0 0 0 BARRICK GOLD CORP COM 067901108 123 9100 SH Call DFND 1 0 0 0 HALLIBURTON CO COM 406216101 512 19300 SH Call DFND 1 0 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 2875 25300 SH Call DFND 1 0 0 0 INTL PAPER CO COM 460146103 1477 36600 SH Call DFND 1 0 0 0 JD COM INC SPON ADR CL A 47215P106 10843 518100 SH Call DFND 1 0 0 0 JPMORGAN CHASE & CO COM 46625H100 4685 48000 SH Call DFND 1 0 0 0 COCA COLA CO COM 191216100 274 5800 SH Call DFND 1 0 0 0 KROGER CO COM 501044101 255 9300 SH Call DFND 1 0 0 0 LOWES COS INC COM 548661107 8423 91200 SH Call DFND 1 0 0 0 MONDELEZ INTL INC CL A 609207105 2401 60000 SH Call DFND 1 0 0 0 MOHAWK INDS INC COM 608190104 8596 73500 SH Call DFND 1 0 0 0 ALTRIA GROUP INC COM 02209S103 543 11000 SH Call DFND 1 0 0 0 MARATHON PETE CORP COM 56585A102 1180 20000 SH Call DFND 1 0 0 0 NEWMONT MINING CORP COM 651639106 23562 680000 SH Call DFND 1 0 0 0 ORACLE CORP COM 68389X105 907 20100 SH Call DFND 1 0 0 0 PEPSICO INC COM 713448108 8750 79200 SH Call DFND 1 0 0 0 PIONEER NAT RES CO COM 723787107 526 4000 SH Call DFND 1 0 0 0 AT&T INC COM 00206R102 2776 97300 SH Call DFND 1 0 0 0 TOTAL S A SPONSORED ADR 89151E109 5 100 SH Call DFND 1 0 0 0 UNITED CONTL HLDGS INC COM 910047109 5609 67000 SH Call DFND 1 0 0 0 UNITED RENTALS INC COM 911363109 153 1500 SH Call DFND 1 0 0 0 WYNN RESORTS LTD COM 983134107 2413 24400 SH Call DFND 1 0 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 2526 50000 SH Call DFND 1 0 0 0 YY INC ADS REPCOM CLA 98426T106 2645 44200 SH Call DFND 1 0 0 0 DIREXION SHS ETF TR BRZ BL 3X SH NEW 25490K315 294 11800 SH Call DFND 1 0 0 0 ISHARES TR MSCI EAFE ETF 464287465 7535 128200 SH Call DFND 1 0 0 0 DIREXION SHS ETF TR DLY ENRGY BULL3X 25459W888 4231 279300 SH Call DFND 1 0 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 30312 250000 SH Call DFND 1 0 0 0 DIREXION SHS ETF TR DAILY JR BULL 3X 25460E851 921 100000 SH Call DFND 1 0 0 0 SPDR SERIES TRUST S&P BK ETF 78464A797 224 6000 SH Call DFND 1 0 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 2643 56500 SH Call DFND 1 0 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 121248 786000 SH Call DFND 1 0 0 0 DIREXION SHS ETF TR DRX S&P500BULL 25459W862 6839 207900 SH Call DFND 1 0 0 0 PROSHARES TR PSHS ULT S&P 500 74347R107 18489 199200 SH Call DFND 1 0 0 0 PROSHARES TR II SHT VIX ST TRM 74347W130 31297 739900 SH Call DFND 1 0 0 0 ISHARES TR 20 YR TR BD ETF 464287432 243 2000 SH Call DFND 1 0 0 0 DIREXION SHS ETF TR DLY SMCAP BULL3X 25459W847 70189 1667600 SH Call DFND 1 0 0 0 PROSHARES TR ULTRAPRO QQQ 74347X831 86832 2344300 SH Call DFND 1 0 0 0 DIREXION SHS ETF TR DAILY SM CAP BEA 25490K521 257 16900 SH Call DFND 1 0 0 0 PROSHARES TR ULTRPRO S&P500 74347X864 14691 422400 SH Call DFND 1 0 0 0 PROSHARES TR II ULTRA VIX SHORT 74347W148 59450 727400 SH Call DFND 1 0 0 0 CREDIT SUISSE NASSAU BRH VELOCITY SHS SHO 22542D365 983 49500 SH Call DFND 1 0 0 0 BARCLAYS BK PLC IPATH S&P500 VIX 06746L422 15943 340100 SH Call DFND 1 0 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 1758 27300 SH Call DFND 1 0 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 32326 827600 SH Call DFND 1 0 0 0 ISHARES INC MSCI BRAZIL ETF 464286400 382 10000 SH Call DFND 1 0 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 15632 400000 SH Call DFND 1 0 0 0 BANK AMER CORP COM 060505104 3471 140900 SH Call DFND 1 0 0 0 FGL HLDGS ORD SHS G3402M102 16 2500 SH Call DFND 1 0 0 0 ALCOA CORP COM 013872106 39 1500 SH Call DFND 1 0 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 5779 180000 SH Call DFND 1 0 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 2819 21500 SH Call DFND 1 0 0 0 AFLAC INC COM 001055102 1986 43600 SH Call DFND 1 0 0 0 AMARIN CORP PLC SPONS ADR NEW 023111206 340 25000 SH Call DFND 1 0 0 0 ANADARKO PETE CORP COM 032511107 74 1700 SH Call DFND 1 0 0 0 BOEING CO COM 097023105 290 900 SH Call DFND 1 0 0 0 AVIS BUDGET GROUP COM 053774105 501 22300 SH Call DFND 1 0 0 0 COLGATE PALMOLIVE CO COM 194162103 4154 69800 SH Call DFND 1 0 0 0 CENTENE CORP DEL COM 15135B101 7067 61300 SH Call DFND 1 0 0 0 CISCO SYS INC COM 17275R102 922 21300 SH Call DFND 1 0 0 0 DROPBOX INC CL A 26210C104 1409 69000 SH Call DFND 1 0 0 0 DEERE & CO COM 244199105 2774 18600 SH Call DFND 1 0 0 0 DIGITAL RLTY TR INC COM 253868103 7735 72600 SH Call DFND 1 0 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 2589 30000 SH Call DFND 1 0 0 0 EXELIXIS INC COM 30161Q104 450 22900 SH Call DFND 1 0 0 0 FISERV INC COM 337738108 367 5000 SH Call DFND 1 0 0 0 GLOBAL BLOOD THERAPEUTICS IN COM 37890U108 102 2500 SH Call DFND 1 0 0 0 GRACE W R & CO DEL NEW COM 38388F108 4855 74800 SH Call DFND 1 0 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 1252 7500 SH Call DFND 1 0 0 0 GW PHARMACEUTICALS PLC ADS 36197T103 8774 90100 SH Call DFND 1 0 0 0 HP INC COM 40434L105 1943 95000 SH Call DFND 1 0 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 1722 41900 SH Call DFND 1 0 0 0 INCYTE CORP COM 45337C102 953 15000 SH Call DFND 1 0 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 601 65850 SH Call DFND 1 0 0 0 JOHNSON & JOHNSON COM 478160104 2968 23000 SH Call DFND 1 0 0 0 LOCKHEED MARTIN CORP COM 539830109 2330 8900 SH Call DFND 1 0 0 0 SOUTHWEST AIRLS CO COM 844741108 2630 56600 SH Call DFND 1 0 0 0 MASTERCARD INCORPORATED CL A 57636Q104 18921 100300 SH Call DFND 1 0 0 0 MORGAN STANLEY COM NEW 617446448 1720 43400 SH Call DFND 1 0 0 0 NIELSEN HLDGS PLC SHS EUR G6518L108 1703 73000 SH Call DFND 1 0 0 0 NATIONAL OILWELL VARCO INC COM 637071101 565 22000 SH Call DFND 1 0 0 0 NOVAVAX INC COM 670002104 11 6000 SH Call DFND 1 0 0 0 NVIDIA CORP COM 67066G104 21747 162900 SH Call DFND 1 0 0 0 PROCTER AND GAMBLE CO COM 742718109 1158 12600 SH Call DFND 1 0 0 0 PILGRIMS PRIDE CORP NEW COM 72147K108 75 4900 SH Call DFND 1 0 0 0 PRETIUM RES INC COM 74139C102 826 97800 SH Call DFND 1 0 0 0 ROYAL GOLD INC COM 780287108 2184 25500 SH Call DFND 1 0 0 0 ROKU INC COM CL A 77543R102 6 200 SH Call DFND 1 0 0 0 ROSS STORES INC COM 778296103 2837 34100 SH Call DFND 1 0 0 0 SIGNET JEWELERS LIMITED SHS G81276100 568 17900 SH Call DFND 1 0 0 0 SNAP INC CL A 83304A106 201 36600 SH Call DFND 1 0 0 0 SUNCOR ENERGY INC NEW COM 867224107 36 1300 SH Call DFND 1 0 0 0 TARGET CORP COM 87612E106 376 5700 SH Call DFND 1 0 0 0 TIFFANY & CO NEW COM 886547108 2978 37000 SH Call DFND 1 0 0 0 TWITTER INC COM 90184L102 5 200 SH Call DFND 1 0 0 0 VALE S A ADR 91912E105 659 50000 SH Call DFND 1 0 0 0 WASTE MGMT INC DEL COM 94106L109 302 3400 SH Call DFND 1 0 0 0 WALMART INC COM 931142103 1164 12500 SH Call DFND 1 0 0 0 XPO LOGISTICS INC COM 983793100 165 2900 SH Call DFND 1 0 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 886 22500 SH Call DFND 1 0 0 0 CITIGROUP INC COM NEW 172967424 10412 200000 SH Call DFND 1 0 0 0 HERBALIFE NUTRITION LTD COM SHS G4412G101 27600 468200 SH Put DFND 1 0 0 0 RADIUS HEALTH INC COM NEW 750469207 3570 216500 SH Put DFND 1 0 0 0 ACORDA THERAPEUTICS INC COM 00484M106 2815 180700 SH Put DFND 1 0 0 0 FIRST MAJESTIC SILVER CORP COM 32076V103 4555 773400 SH Put DFND 1 0 0 0 ADVANCED MICRO DEVICES INC COM 007903107 66738 3615300 SH Put DFND 1 0 0 0 ARRAY BIOPHARMA INC COM 04269X105 236 16600 SH Put DFND 1 0 0 0 BAUSCH HEALTH COS INC COM 071734107 5046 273200 SH Put DFND 1 0 0 0 CLOVIS ONCOLOGY INC COM 189464100 283 15800 SH Put DFND 1 0 0 0 CREE INC COM 225447101 4641 108500 SH Put DFND 1 0 0 0 CURO GROUP HLDGS CORP COM 23131L107 94 10000 SH Put DFND 1 0 0 0 ENCORE CAP GROUP INC COM 292554102 227 9700 SH Put DFND 1 0 0 0 ENDO INTL PLC SHS G30401106 2063 282700 SH Put DFND 1 0 0 0 ENOVA INTL INC COM 29357K103 254 13100 SH Put DFND 1 0 0 0 EXACT SCIENCES CORP COM 30063P105 4808 76200 SH Put DFND 1 0 0 0 EZCORP INC CL A NON VTG 302301106 226 29300 SH Put DFND 1 0 0 0 GAIN CAP HLDGS INC COM 36268W100 107 17400 SH Put DFND 1 0 0 0 GSV CAP CORP COM 36191J101 677 129700 SH Put DFND 1 0 0 0 INTERCEPT PHARMACEUTICALS IN COM 45845P108 4958 49200 SH Put DFND 1 0 0 0 IMMUNOMEDICS INC COM 452907108 2939 206000 SH Put DFND 1 0 0 0 INCYTE CORP COM 45337C102 756 11900 SH Put DFND 1 0 0 0 INNOVIVA INC COM 45781M101 1347 77200 SH Put DFND 1 0 0 0 LEXICON PHARMACEUTICALS INC COM NEW 528872302 205 30900 SH Put DFND 1 0 0 0 MEDICINES CO COM 584688105 579 30300 SH Put DFND 1 0 0 0 MICRON TECHNOLOGY INC COM 595112103 12584 396600 SH Put DFND 1 0 0 0 MAGNACHIP SEMICONDUCTOR CORP COM 55933J203 1548 249400 SH Put DFND 1 0 0 0 NOVAVAX INC COM 670002104 302 164500 SH Put DFND 1 0 0 0 OCWEN FINL CORP COM NEW 675746309 17 13400 SH Put DFND 1 0 0 0 OMEROS CORP COM 682143102 14 1300 SH Put DFND 1 0 0 0 OPKO HEALTH INC COM 68375N103 198 66000 SH Put DFND 1 0 0 0 PRA GROUP INC COM 69354N106 4 200 SH Put DFND 1 0 0 0 PTC THERAPEUTICS INC COM 69366J200 435 12700 SH Put DFND 1 0 0 0 QORVO INC COM 74736K101 412 6800 SH Put DFND 1 0 0 0 SYNERGY PHARMACEUTICALS DEL COM NEW 871639308 32 289500 SH Put DFND 1 0 0 0 SAREPTA THERAPEUTICS INC COM 803607100 338 3100 SH Put DFND 1 0 0 0 TOWER SEMICONDUCTOR LTD SHS NEW M87915274 840 57000 SH Put DFND 1 0 0 0 TESARO INC COM 881569107 4997 67300 SH Put DFND 1 0 0 0 VEECO INSTRS INC DEL COM 922417100 148 20000 SH Put DFND 1 0 0 0 INTREXON CORP COM 46122T102 1687 258000 SH Put DFND 1 0 0 0 AKEBIA THERAPEUTICS INC COM 00972D105 276 50000 SH Put DFND 1 0 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 40 200 SH Put DFND 1 0 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 62 2100 SH Put DFND 1 0 0 0 CELGENE CORP COM 151020104 5697 88900 SH Put DFND 1 0 0 0 CIT GROUP INC COM NEW 125581801 401 10500 SH Put DFND 1 0 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 945 123600 SH Put DFND 1 0 0 0 INTEL CORP COM 458140100 3543 75500 SH Put DFND 1 0 0 0 METLIFE INC COM 59156R108 4816 117300 SH Put DFND 1 0 0 0 MORGAN STANLEY COM NEW 617446448 5911 149100 SH Put DFND 1 0 0 0 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADR 881624209 7019 455200 SH Put DFND 1 0 0 0 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 134 3200 SH Put DFND 1 0 0 0 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 814 110000 SH Put DFND 1 0 0 0 ACI WORLDWIDE INC COM 004498101 254 9200 SH Put DFND 1 0 0 0 AK STL HLDG CORP COM 001547108 1203 535000 SH Put DFND 1 0 0 0 ALLEGHENY TECHNOLOGIES INC COM 01741R102 222 10200 SH Put DFND 1 0 0 0 AVON PRODS INC COM 054303102 2107 1386700 SH Put DFND 1 0 0 0 ALTERYX INC COM CL A 02156B103 4204 70700 SH Put DFND 1 0 0 0 BUILDERS FIRSTSOURCE INC COM 12008R107 2182 200000 SH Put DFND 1 0 0 0 BRISTOW GROUP INC COM 110394103 228 94000 SH Put DFND 1 0 0 0 PEABODY ENERGY CORP NEW COM 704551100 1530 50200 SH Put DFND 1 0 0 0 BEAZER HOMES USA INC COM NEW 07556Q881 127 13500 SH Put DFND 1 0 0 0 CARDTRONICS PLC SHS CL A G1991C105 234 9000 SH Put DFND 1 0 0 0 CENTURY CMNTYS INC COM 156504300 529 30700 SH Put DFND 1 0 0 0 CHEGG INC COM 163092109 153 5400 SH Put DFND 1 0 0 0 CLEVELAND CLIFFS INC COM 185899101 2654 345200 SH Put DFND 1 0 0 0 CALUMET SPECIALTY PRODS PTNR UT LTD PARTNER 131476103 301 136400 SH Put DFND 1 0 0 0 CIMPRESS N V SHS EURO N20146101 672 6500 SH Put DFND 1 0 0 0 CNX RESOURCES CORPORATION COM 12653C108 316 27700 SH Put DFND 1 0 0 0 CARRIAGE SVCS INC COM 143905107 32 2100 SH Put DFND 1 0 0 0 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 10878 402000 SH Put DFND 1 0 0 0 DISH NETWORK CORP CL A 25470M109 9633 385800 SH Put DFND 1 0 0 0 ENCANA CORP COM 292505104 399 69200 SH Put DFND 1 0 0 0 ECHO GLOBAL LOGISTICS INC COM 27875T101 400 19700 SH Put DFND 1 0 0 0 ENSCO PLC SHS CLASS A G3157S106 4454 1251200 SH Put DFND 1 0 0 0 ETSY INC COM 29786A106 142 3000 SH Put DFND 1 0 0 0 GRIFFON CORP COM 398433102 329 31500 SH Put DFND 1 0 0 0 GOGO INC COM 38046C109 191 64100 SH Put DFND 1 0 0 0 CANADA GOOSE HOLDINGS INC SHS SUB VTG 135086106 367 8400 SH Put DFND 1 0 0 0 GULFPORT ENERGY CORP COM NEW 402635304 305 46600 SH Put DFND 1 0 0 0 GOPRO INC CL A 38268T103 2426 572200 SH Put DFND 1 0 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 4082 200000 SH Put DFND 1 0 0 0 HORNBECK OFFSHORE SVCS INC N COM 440543106 181 125800 SH Put DFND 1 0 0 0 HOVNANIAN ENTERPRISES INC CL A 442487203 12 18200 SH Put DFND 1 0 0 0 HIGHPOINT RES CORP COM 43114K108 18 7600 SH Put DFND 1 0 0 0 IAMGOLD CORP COM 450913108 947 257600 SH Put DFND 1 0 0 0 IQIYI INC SPONSORED ADS 46267X108 7603 511300 SH Put DFND 1 0 0 0 PENNEY J C INC COM 708160106 156 150000 SH Put DFND 1 0 0 0 MATTEL INC COM 577081102 9280 929000 SH Put DFND 1 0 0 0 MONGODB INC CL A 60937P106 644 7700 SH Put DFND 1 0 0 0 MCDERMOTT INTL INC COM 580037703 4440 678900 SH Put DFND 1 0 0 0 MERCADOLIBRE INC COM 58733R102 5739 19600 SH Put DFND 1 0 0 0 MOMO INC ADR 60879B107 8865 373300 SH Put DFND 1 0 0 0 NAVISTAR INTL CORP NEW COM 63934E108 389 15000 SH Put DFND 1 0 0 0 NETFLIX INC COM 64110L106 8404 31400 SH Put DFND 1 0 0 0 NUTANIX INC CL A 67059N108 5523 132800 SH Put DFND 1 0 0 0 PANDORA MEDIA INC COM 698354107 479 59300 SH Put DFND 1 0 0 0 PAR PACIFIC HOLDINGS INC COM NEW 69888T207 15 1100 SH Put DFND 1 0 0 0 PATRICK INDS INC COM 703343103 74 2500 SH Put DFND 1 0 0 0 PARSLEY ENERGY INC CL A 701877102 725 45400 SH Put DFND 1 0 0 0 POST HLDGS INC COM 737446104 4857 54500 SH Put DFND 1 0 0 0 PARTY CITY HOLDCO INC COM 702149105 83 8400 SH Put DFND 1 0 0 0 PYXUS INTL INC COM 74737V106 59 5000 SH Put DFND 1 0 0 0 RENT A CTR INC NEW COM 76009N100 1787 110400 SH Put DFND 1 0 0 0 REDFIN CORP COM 75737F108 648 45000 SH Put DFND 1 0 0 0 REVLON INC CL A NEW 761525609 455 18100 SH Put DFND 1 0 0 0 TRANSOCEAN LTD REG SHS H8817H100 20612 2970100 SH Put DFND 1 0 0 0 SEA LTD ADR 81141R100 3086 272700 SH Put DFND 1 0 0 0 SENSEONICS HLDGS INC COM 81727U105 2 800 SH Put DFND 1 0 0 0 SCIENTIFIC GAMES CORP COM 80874P109 4434 248000 SH Put DFND 1 0 0 0 SIRIUS XM HLDGS INC COM 82968B103 1415 247900 SH Put DFND 1 0 0 0 SANCHEZ ENERGY CORP COM 79970Y105 82 305500 SH Put DFND 1 0 0 0 SQUARE INC CL A 852234103 34551 616000 SH Put DFND 1 0 0 0 TIDEWATER INC NEW COM 88642R109 172 9000 SH Put DFND 1 0 0 0 TRIUMPH GROUP INC NEW COM 896818101 226 19700 SH Put DFND 1 0 0 0 TESLA INC COM 88160R101 136581 410400 SH Put DFND 1 0 0 0 TWILIO INC CL A 90138F102 2509 28100 SH Put DFND 1 0 0 0 TWITTER INC COM 90184L102 1669 58100 SH Put DFND 1 0 0 0 UNISYS CORP COM NEW 909214306 302 26000 SH Put DFND 1 0 0 0 VECTOR GROUP LTD COM 92240M108 977 100500 SH Put DFND 1 0 0 0 VIPSHOP HLDGS LTD SPONSORED ADR 92763W103 3224 590500 SH Put DFND 1 0 0 0 WEIBO CORP SPONSORED ADR 948596101 7806 133600 SH Put DFND 1 0 0 0 WEATHERFORD INTL PLC ORD SHS G48833100 7030 12577400 SH Put DFND 1 0 0 0 WORLD WRESTLING ENTMT INC CL A 98156Q108 14 200 SH Put DFND 1 0 0 0 ZILLOW GROUP INC CL C CAP STK 98954M200 3 100 SH Put DFND 1 0 0 0 CLOUD PEAK ENERGY INC COM 18911Q102 29 79800 SH Put DFND 1 0 0 0 OVERSTOCK COM INC DEL COM 690370101 1358 100000 SH Put DFND 1 0 0 0 BARCLAYS BK PLC IPATH S&P500 VIX 06746L422 79325 1692100 SH Put DFND 1 0 0 0 ISHARES TR U.S. REAL ES ETF 464287739 16951 226200 SH Put DFND 1 0 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 6683 126300 SH Put DFND 1 0 0 0 AMAZON COM INC COM 023135106 16221 10800 SH Put DFND 1 0 0 0 BAIDU INC SPON ADR REP A 056752108 2030 12800 SH Put DFND 1 0 0 0 BOOKING HLDGS INC COM 09857L108 2583 1500 SH Put DFND 1 0 0 0 BP PLC SPONSORED ADR 055622104 2316 61100 SH Put DFND 1 0 0 0 COMCAST CORP NEW CL A 20030N101 851 25000 SH Put DFND 1 0 0 0 COSTCO WHSL CORP NEW COM 22160K105 21715 106600 SH Put DFND 1 0 0 0 CEMEX SAB DE CV SPON ADR NEW 151290889 1189 246800 SH Put DFND 1 0 0 0 EBAY INC COM 278642103 842 30000 SH Put DFND 1 0 0 0 FACEBOOK INC CL A 30303M102 23661 180500 SH Put DFND 1 0 0 0 FREEPORT-MCMORAN INC CL B 35671D857 2162 209700 SH Put DFND 1 0 0 0 GENERAL ELECTRIC CO COM 369604103 3196 422300 SH Put DFND 1 0 0 0 GNC HLDGS INC COM CL A 36191G107 402 170000 SH Put DFND 1 0 0 0 GAP INC DEL COM 364760108 1610 62500 SH Put DFND 1 0 0 0 NORDSTROM INC COM 655664100 1864 40000 SH Put DFND 1 0 0 0 KRAFT HEINZ CO COM 500754106 47 1100 SH Put DFND 1 0 0 0 COCA COLA CO COM 191216100 2130 45000 SH Put DFND 1 0 0 0 LIBERTY GLOBAL PLC SHS CL A G5480U104 2134 100000 SH Put DFND 1 0 0 0 MACYS INC COM 55616P104 297 10000 SH Put DFND 1 0 0 0 MGM RESORTS INTERNATIONAL COM 552953101 606 25000 SH Put DFND 1 0 0 0 MICROSOFT CORP COM 594918104 31750 312600 SH Put DFND 1 0 0 0 NIKE INC CL B 654106103 9638 130000 SH Put DFND 1 0 0 0 VANECK VECTORS ETF TR OIL SVCS ETF 92189F718 6122 436400 SH Put DFND 1 0 0 0 ORACLE CORP COM 68389X105 8366 185300 SH Put DFND 1 0 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 3185 51900 SH Put DFND 1 0 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 8304 638300 SH Put DFND 1 0 0 0 PAYPAL HLDGS INC COM 70450Y103 4944 58800 SH Put DFND 1 0 0 0 STARBUCKS CORP COM 855244109 10819 168000 SH Put DFND 1 0 0 0 SCHLUMBERGER LTD COM 806857108 1194 33100 SH Put DFND 1 0 0 0 SNAP INC CL A 83304A106 2233 405400 SH Put DFND 1 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 162647 650800 SH Put DFND 1 0 0 0 TAL ED GROUP SPONSORED ADS 874080104 6029 226000 SH Put DFND 1 0 0 0 TARGET CORP COM 87612E106 1949 29500 SH Put DFND 1 0 0 0 TYSON FOODS INC CL A 902494103 427 8000 SH Put DFND 1 0 0 0 TEXTRON INC COM 883203101 110 2400 SH Put DFND 1 0 0 0 UNDER ARMOUR INC CL A 904311107 729 41300 SH Put DFND 1 0 0 0 VISA INC COM CL A 92826C839 6781 51400 SH Put DFND 1 0 0 0 WAYFAIR INC CL A 94419L101 1080 12000 SH Put DFND 1 0 0 0 WYNN RESORTS LTD COM 983134107 1236 12500 SH Put DFND 1 0 0 0 UNITED STATES STL CORP NEW COM 912909108 507 27800 SH Put DFND 1 0 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 3905 68100 SH Put DFND 1 0 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 13203 497700 SH Put DFND 1 0 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 133081 970900 SH Put DFND 1 0 0 0 BELDEN INC COM 077454106 91 2200 SH Put DFND 1 0 0 0 DOMINION ENERGY INC COM 25746U109 71 1000 SH Put DFND 1 0 0 0 NABORS INDUSTRIES LTD SHS G6359F103 697 348700 SH Put DFND 1 0 0 0 RAYONIER ADVANCED MATLS INC COM 75508B104 2518 236500 SH Put DFND 1 0 0 0 SEMPRA ENERGY COM 816851109 4013 37100 SH Put DFND 1 0 0 0 WPX ENERGY INC COM 98212B103 883 77800 SH Put DFND 1 0 0 0 FRONTIER COMMUNICATIONS CORP COM NEW 35906A306 3551 1492200 SH Put DFND 1 0 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 260869 1691100 SH Put DFND 1 0 0 0 ACCURAY INC COM 004397105 317 93000 SH Put DFND 1 0 0 0 CINCINNATI BELL INC NEW COM NEW 171871502 360 46300 SH Put DFND 1 0 0 0 COMMUNITY HEALTH SYS INC NEW COM 203668108 421 149600 SH Put DFND 1 0 0 0 INFINERA CORPORATION COM 45667G103 855 214300 SH Put DFND 1 0 0 0 IRIDIUM COMMUNICATIONS INC COM 46269C102 1 100 SH Put DFND 1 0 0 0 INVACARE CORP COM 461203101 1805 419800 SH Put DFND 1 0 0 0 LUMENTUM HLDGS INC COM 55024U109 2188 52100 SH Put DFND 1 0 0 0 MAXWELL TECHNOLOGIES INC COM 577767106 844 407800 SH Put DFND 1 0 0 0 NCR CORP NEW COM 62886E108 5880 254800 SH Put DFND 1 0 0 0 PURE STORAGE INC CL A 74624M102 363 22600 SH Put DFND 1 0 0 0 RIBBON COMMUNICATIONS INC COM 762544104 107 22200 SH Put DFND 1 0 0 0 RINGCENTRAL INC CL A 76680R206 156 1900 SH Put DFND 1 0 0 0 TENET HEALTHCARE CORP COM NEW 88033G407 1563 91200 SH Put DFND 1 0 0 0 VIASAT INC COM 92552V100 3731 63300 SH Put DFND 1 0 0 0 ZAYO GROUP HLDGS INC COM 98919V105 98 4300 SH Put DFND 1 0 0 0 BLACKBERRY LTD COM 09228F103 6500 914300 SH Put DFND 1 0 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 642 20000 SH Put DFND 1 0 0 0 CISCO SYS INC COM 17275R102 6499 150000 SH Put DFND 1 0 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 1996 40000 SH Put DFND 1 0 0 0 NORFOLK SOUTHERN CORP COM 655844108 55060 368200 SH Put DFND 1 0 0 0 SPRINT CORP COM SER 1 85207U105 392 67500 SH Put DFND 1 0 0 0 UNITED CONTL HLDGS INC COM 910047109 8289 99000 SH Put DFND 1 0 0 0 MTS SYS CORP COM 553777103 40 1000 SH Put DFND 1 0 0 0 T MOBILE US INC COM 872590104 1558 24500 SH Put DFND 1 0 0 0 APPLE INC COM 037833100 12729 80700 SH Put DFND 1 0 0 0 ABBOTT LABS COM 002824100 867 12000 SH Put DFND 1 0 0 0 ADOBE INC COM 00724F101 1131 5000 SH Put DFND 1 0 0 0 AMBAC FINL GROUP INC COM NEW 023139884 282 16400 SH Put DFND 1 0 0 0 ABERCROMBIE & FITCH CO CL A 002896207 501 25000 SH Put DFND 1 0 0 0 AIR PRODS & CHEMS INC COM 009158106 160 1000 SH Put DFND 1 0 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 19586 376800 SH Put DFND 1 0 0 0 CITIGROUP INC COM NEW 172967424 8069 155000 SH Put DFND 1 0 0 0 AVIS BUDGET GROUP COM 053774105 357 15900 SH Put DFND 1 0 0 0 CATERPILLAR INC DEL COM 149123101 3608 28400 SH Put DFND 1 0 0 0 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 2774 33000 SH Put DFND 1 0 0 0 CENTENE CORP DEL COM 15135B101 7206 62500 SH Put DFND 1 0 0 0 CHEVRON CORP NEW COM 166764100 1251 11500 SH Put DFND 1 0 0 0 DOLLAR GEN CORP NEW COM 256677105 2583 23900 SH Put DFND 1 0 0 0 D R HORTON INC COM 23331A109 356 10300 SH Put DFND 1 0 0 0 DISNEY WALT CO COM DISNEY 254687106 4046 36900 SH Put DFND 1 0 0 0 DOWDUPONT INC COM 26078J100 18643 348600 SH Put DFND 1 0 0 0 EOG RES INC COM 26875P101 697 8000 SH Put DFND 1 0 0 0 GOLDCORP INC NEW COM 380956409 901 92000 SH Put DFND 1 0 0 0 CORNING INC COM 219350105 1616 53500 SH Put DFND 1 0 0 0 GENERAL MTRS CO COM 37045V100 10553 315500 SH Put DFND 1 0 0 0 BARRICK GOLD CORP COM 067901108 3715 274400 SH Put DFND 1 0 0 0 GARMIN LTD SHS H2906T109 633 10000 SH Put DFND 1 0 0 0 HOME DEPOT INC COM 437076102 4209 24500 SH Put DFND 1 0 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 443 3900 SH Put DFND 1 0 0 0 INTL PAPER CO COM 460146103 1570 38900 SH Put DFND 1 0 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 7655 837600 SH Put DFND 1 0 0 0 JOHNSON & JOHNSON COM 478160104 8917 69100 SH Put DFND 1 0 0 0 JPMORGAN CHASE & CO COM 46625H100 10708 109700 SH Put DFND 1 0 0 0 KROGER CO COM 501044101 1380 50200 SH Put DFND 1 0 0 0 SOUTHWEST AIRLS CO COM 844741108 2858 61500 SH Put DFND 1 0 0 0 LAS VEGAS SANDS CORP COM 517834107 9894 190100 SH Put DFND 1 0 0 0 MONDELEZ INTL INC CL A 609207105 3434 85800 SH Put DFND 1 0 0 0 MOHAWK INDS INC COM 608190104 538 4600 SH Put DFND 1 0 0 0 3M CO COM 88579Y101 2172 11400 SH Put DFND 1 0 0 0 MARATHON PETE CORP COM 56585A102 1180 20000 SH Put DFND 1 0 0 0 MERCK & CO INC COM 58933Y105 825 10800 SH Put DFND 1 0 0 0 MARATHON OIL CORP COM 565849106 172 12000 SH Put DFND 1 0 0 0 NEWMONT MINING CORP COM 651639106 3201 92400 SH Put DFND 1 0 0 0 PEPSICO INC COM 713448108 1436 13000 SH Put DFND 1 0 0 0 PROCTER AND GAMBLE CO COM 742718109 6461 70300 SH Put DFND 1 0 0 0 ROSS STORES INC COM 778296103 2712 32600 SH Put DFND 1 0 0 0 SKECHERS U S A INC CL A 830566105 682 29800 SH Put DFND 1 0 0 0 STAMPS COM INC COM NEW 852857200 202 1300 SH Put DFND 1 0 0 0 AT&T INC COM 00206R102 54 1900 SH Put DFND 1 0 0 0 TATA MTRS LTD SPONSORED ADR 876568502 275 22600 SH Put DFND 1 0 0 0 UNION PAC CORP COM 907818108 7561 54700 SH Put DFND 1 0 0 0 VALE S A ADR 91912E105 8917 676100 SH Put DFND 1 0 0 0 WALMART INC COM 931142103 4536 48700 SH Put DFND 1 0 0 0 XILINX INC COM 983919101 2682 31500 SH Put DFND 1 0 0 0 EXXON MOBIL CORP COM 30231G102 4943 72500 SH Put DFND 1 0 0 0 XEROX CORP COM NEW 984121608 395 20000 SH Put DFND 1 0 0 0 DIREXION SHS ETF TR DLY EMG MK BL 3X 25490K281 75 1200 SH Put DFND 1 0 0 0 DIREXION SHS ETF TR DLY ENRGY BULL3X 25459W888 2386 157500 SH Put DFND 1 0 0 0 ISHARES INC MSCI BRAZIL ETF 464286400 6226 163000 SH Put DFND 1 0 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 3309 156900 SH Put DFND 1 0 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 25173 188000 SH Put DFND 1 0 0 0 SPDR SERIES TRUST S&P BK ETF 78464A797 2771 74200 SH Put DFND 1 0 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 8417 179900 SH Put DFND 1 0 0 0 ISHARES TR IBOXX INV CP ETF 464287242 2899 25700 SH Put DFND 1 0 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 121 400 SH Put DFND 1 0 0 0 PROSHARES TR ULTRASHRT S&P500 74347B383 553 12900 SH Put DFND 1 0 0 0 DIREXION SHS ETF TR DRX S&P500BULL 25459W862 80706 2453100 SH Put DFND 1 0 0 0 PROSHARES TR PSHS ULT S&P 500 74347R107 119180 1284000 SH Put DFND 1 0 0 0 PROSHARES TR II SHT VIX ST TRM 74347W130 19787 467800 SH Put DFND 1 0 0 0 ISHARES TR 20 YR TR BD ETF 464287432 12564 103400 SH Put DFND 1 0 0 0 DIREXION SHS ETF TR DLY SMCAP BULL3X 25459W847 86503 2055200 SH Put DFND 1 0 0 0 PROSHARES TR ULTRAPRO QQQ 74347X831 128517 3469700 SH Put DFND 1 0 0 0 DIREXION SHS ETF TR DAILY SM CAP BEA 25490K521 114 7500 SH Put DFND 1 0 0 0 PROSHARES TR ULTRPRO S&P500 74347X864 36939 1062100 SH Put DFND 1 0 0 0 PROSHARES TR II ULTRA VIX SHORT 74347W148 8066 98700 SH Put DFND 1 0 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 237 4700 SH Put DFND 1 0 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 2203 92500 SH Put DFND 1 0 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 2131 33100 SH Put DFND 1 0 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 9328 183700 SH Put DFND 1 0 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 16666 426700 SH Put DFND 1 0 0 0 ISHARES TR MSCI EAFE ETF 464287465 29789 506800 SH Put DFND 1 0 0 0 JD COM INC SPON ADR CL A 47215P106 18813 898900 SH Put DFND 1 0 0 0 BANK AMER CORP COM 060505104 5090 206600 SH Put DFND 1 0 0 0 UNIVAR INC COM 91336L107 72 4100 SH Put DFND 1 0 0 0 ALCOA CORP COM 013872106 13 500 SH Put DFND 1 0 0 0 AUTODESK INC COM 052769106 977 7600 SH Put DFND 1 0 0 0 AGNICO EAGLE MINES LTD COM 008474108 606 15000 SH Put DFND 1 0 0 0 AFLAC INC COM 001055102 11667 256100 SH Put DFND 1 0 0 0 ALLERGAN PLC SHS G0177J108 3381 25300 SH Put DFND 1 0 0 0 ALIGN TECHNOLOGY INC COM 016255101 2408 11500 SH Put DFND 1 0 0 0 AMERICAN EXPRESS CO COM 025816109 953 10000 SH Put DFND 1 0 0 0 BED BATH & BEYOND INC COM 075896100 396 35000 SH Put DFND 1 0 0 0 BEST BUY INC COM 086516101 1668 31500 SH Put DFND 1 0 0 0 COLGATE PALMOLIVE CO COM 194162103 1238 20800 SH Put DFND 1 0 0 0 CSX CORP COM 126408103 559 9000 SH Put DFND 1 0 0 0 CAMPING WORLD HLDGS INC CL A 13462K109 172 15000 SH Put DFND 1 0 0 0 DEUTSCHE BANK AG NAMEN AKT D18190898 1 200 SH Put DFND 1 0 0 0 DEERE & CO COM 244199105 3729 25000 SH Put DFND 1 0 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 2942 34100 SH Put DFND 1 0 0 0 BRINKER INTL INC COM 109641100 1358 30900 SH Put DFND 1 0 0 0 EMERSON ELEC CO COM 291011104 89 1500 SH Put DFND 1 0 0 0 EXELIXIS INC COM 30161Q104 3 200 SH Put DFND 1 0 0 0 EXPRESS INC COM 30219E103 511 100000 SH Put DFND 1 0 0 0 GLOBAL BLOOD THERAPEUTICS IN COM 37890U108 238 5800 SH Put DFND 1 0 0 0 GRACE W R & CO DEL NEW COM 38388F108 11002 169500 SH Put DFND 1 0 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 2238 13400 SH Put DFND 1 0 0 0 GW PHARMACEUTICALS PLC ADS 36197T103 671 6900 SH Put DFND 1 0 0 0 HP INC COM 40434L105 5839 285400 SH Put DFND 1 0 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 90 2200 SH Put DFND 1 0 0 0 KOHLS CORP COM 500255104 1326 20000 SH Put DFND 1 0 0 0 LOCKHEED MARTIN CORP COM 539830109 418 1600 SH Put DFND 1 0 0 0 LOWES COS INC COM 548661107 11489 124400 SH Put DFND 1 0 0 0 MASTERCARD INCORPORATED CL A 57636Q104 17450 92500 SH Put DFND 1 0 0 0 ALTRIA GROUP INC COM 02209S103 987 20000 SH Put DFND 1 0 0 0 NVIDIA CORP COM 67066G104 13296 99600 SH Put DFND 1 0 0 0 NOVARTIS A G SPONSORED ADR 66987V109 2411 28100 SH Put DFND 1 0 0 0 PFIZER INC COM 717081103 899 20600 SH Put DFND 1 0 0 0 PILGRIMS PRIDE CORP NEW COM 72147K108 97 6300 SH Put DFND 1 0 0 0 PRUDENTIAL FINL INC COM 744320102 5708 70000 SH Put DFND 1 0 0 0 PRETIUM RES INC COM 74139C102 828 98000 SH Put DFND 1 0 0 0 ROYAL GOLD INC COM 780287108 1918 22400 SH Put DFND 1 0 0 0 RED ROCK RESORTS INC CL A 75700L108 507 25000 SH Put DFND 1 0 0 0 SIGNET JEWELERS LIMITED SHS G81276100 393 12400 SH Put DFND 1 0 0 0 SUNCOR ENERGY INC NEW COM 867224107 690 24700 SH Put DFND 1 0 0 0 TABULA RASA HEALTHCARE INC COM 873379101 95 1500 SH Put DFND 1 0 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1405 25000 SH Put DFND 1 0 0 0 WABTEC CORP COM 929740108 1622 23100 SH Put DFND 1 0 0 0 WORKDAY INC CL A 98138H101 6626 41500 SH Put DFND 1 0 0 0 WASTE MGMT INC DEL COM 94106L109 2616 29400 SH Put DFND 1 0 0 0 XPO LOGISTICS INC COM 983793100 6553 114900 SH Put DFND 1 0 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 622 15800 SH Put DFND 1 0 0 0 ZIONS BANCORPORATION N A COM 989701107 4074 100000 SH Put DFND 1 0 0 0 INVESCO DB COMMDY INDX TRCK UNIT 46138B103 108 7472 SH DFND 1 7472 0 0 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 26 1861 SH DFND 1 1861 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 27795 711600 SH DFND 1 711600 0 0 ISHARES INC CORE MSCI EMKT 46434G103 615 13056 SH DFND 1 13056 0 0 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 109 3373 SH DFND 1 3373 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 614 16121 SH DFND 1 16121 0 0 ISHARES TR CORE US AGGBD ET 464287226 5184 48687 SH DFND 1 48687 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 5177 65361 SH DFND 1 65361 0 0 SPDR SERIES TRUST PORTFOLIO AGRGTE 78464A649 1150 41308 SH DFND 1 41308 0 0 ISHARES INC MSCI JPN ETF NEW 46434G822 17 347 SH DFND 1 347 0 0 ISHARES TR U.S. REAL ES ETF 464287739 21522 287197 SH DFND 1 287197 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 8835 118482 SH DFND 1 118482 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 20 136 SH DFND 1 136 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 356 2724 SH DFND 1 2724 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 41 307 SH DFND 1 307 0 0 ISHARES TR S&P 500 VAL ETF 464287408 110 1090 SH DFND 1 1090 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 995 8968 SH DFND 1 8968 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 1110 11338 SH DFND 1 11338 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 26 251 SH DFND 1 251 0 0 APOLLO INVT CORP COM NEW 03761U502 957 77231 SH DFND 1 77231 0 0 HERCULES CAPITAL INC COM 427096508 77 7006 SH DFND 1 7006 0 0 MONROE CAP CORP COM 610335101 229 23900 SH DFND 1 23900 0 0 OAKTREE SPECIALTY LENDING CO COM 67401P108 69 16420 SH DFND 1 16420 0 0 PENNANTPARK INVT CORP COM 708062104 205 32244 SH DFND 1 32244 0 0 THL CREDIT INC COM 872438106 310 51089 SH DFND 1 51089 0 0 INVESCO EXCHNG TRADED FD TR CEF INM COMPSI 46138E404 519 25681 SH DFND 1 25681 0 0 ARBOR RLTY TR INC COM 038923108 2877 285780 SH DFND 1 285780 0 0 COLONY CR REAL ESTATE INC COM CL A 19625T101 4530 286921 SH DFND 1 286921 0 0 HUNT COS FIN TR INC COM 44558T100 2132 745713 SH DFND 1 745713 0 0 TREMONT MTG TR COM 894789106 321 35571 SH DFND 1 35571 0 0 EXANTAS CAP CORP COM NEW 30068N105 2854 284884 SH DFND 1 284884 0 0 ACORDA THERAPEUTICS INC COM 00484M106 853 54783 SH DFND 1 54783 0 0 ALDER BIOPHARMACEUTICALS INC NOTE 2.500% 2/0 014339AA3 25943 32195000 PRN DFND 1 0 0 0 AMAG PHARMACEUTICALS INC NOTE 3.250% 6/0 00163UAD8 26082 28680000 PRN DFND 1 0 0 0 ALLEGHENY TECHNOLOGIES INC NOTE 4.750% 7/0 01741RAG7 57959 34419000 PRN DFND 1 0 0 0 CARBONITE INC NOTE 2.500% 4/0 141337AB1 19320 16195000 PRN DFND 1 0 0 0 CTRIP COM INTL LTD NOTE 1.000% 7/0 22943FAF7 14961 16095000 PRN DFND 1 0 0 0 DEXCOM INC NOTE 0.750% 5/1 252131AF4 43372 32085000 PRN DFND 1 0 0 0 DEXCOM INC COM 252131107 1604 13391 SH DFND 1 13391 0 0 ECHO GLOBAL LOGISTICS INC NOTE 2.500% 5/0 27875TAA9 22354 23071000 PRN DFND 1 0 0 0 ENCORE CAP GROUP INC NOTE 3.000% 7/0 292554AF9 30196 33107000 PRN DFND 1 0 0 0 ENVESTNET INC NOTE 1.750%12/1 29404KAA4 3250 3203000 PRN DFND 1 0 0 0 ENSCO JERSEY FIN LTD NOTE 3.000% 1/3 29359WAB1 16078 24012000 PRN DFND 1 0 0 0 EVERBRIDGE INC NOTE 1.500%11/0 29978AAA2 23062 13084000 PRN DFND 1 0 0 0 EVOLENT HEALTH INC NOTE 2.000%12/0 30050BAB7 21693 19568000 PRN DFND 1 0 0 0 EXACT SCIENCES CORP DBCV 1.000% 1/1 30063PAA3 48610 44300000 PRN DFND 1 0 0 0 EZCORP INC NOTE 2.125% 6/1 302301AB2 13930 14283000 PRN DFND 1 0 0 0 EZCORP INC NOTE 2.875% 7/0 302301AF3 19490 19829000 PRN DFND 1 0 0 0 GAIN CAP HLDGS INC NOTE 5.000% 8/1 36268WAF7 12751 12833000 PRN DFND 1 0 0 0 GSV CAP CORP NOTE 4.750% 3/2 36191JAC5 1299 1500000 PRN DFND 1 0 0 0 HERBALIFE LTD NOTE 2.000% 8/1 42703MAB9 34909 25230000 PRN DFND 1 0 0 0 HARMONIC INC NOTE 4.000%12/0 413160AB8 15998 15105000 PRN DFND 1 0 0 0 HUBSPOT INC NOTE 0.250% 6/0 443573AB6 52604 36545000 PRN DFND 1 0 0 0 INTERCEPT PHARMACEUTICALS IN NOTE 3.250% 7/0 45845PAA6 17322 18583000 PRN DFND 1 0 0 0 INCYTE CORP NOTE 1.250%11/1 45337CAN2 10244 7645000 PRN DFND 1 0 0 0 INFINERA CORPORATION NOTE 2.125% 9/0 45667GAC7 16072 21856000 PRN DFND 1 0 0 0 INNOVIVA INC NOTE 2.500% 8/1 45781MAB7 41674 34648000 PRN DFND 1 0 0 0 ISIS PHARMACEUTICALS INC DEL NOTE 1.000%11/1 464337AJ3 65620 60952000 PRN DFND 1 0 0 0 IRONWOOD PHARMACEUTICALS INC DBCV 2.250% 6/1 46333XAD0 34610 36667000 PRN DFND 1 0 0 0 INVACARE CORP NOTE 5.000% 2/1 461203AF8 13298 18239000 PRN DFND 1 0 0 0 MEDICINES CO NOTE 2.500% 1/1 584688AE5 10285 11910000 PRN DFND 1 0 0 0 NUVASIVE INC NOTE 2.250% 3/1 670704AG0 7732 7340000 PRN DFND 1 0 0 0 OSI SYSTEMS INC NOTE 1.250% 9/0 671044AD7 2557 2750000 PRN DFND 1 0 0 0 PACIRA PHARMACEUTICALS INC NOTE 2.375% 4/0 695127AD2 33749 33875000 PRN DFND 1 0 0 0 PDL BIOPHARMA INC NOTE 2.750%12/0 69329YAG9 16917 16852000 PRN DFND 1 0 0 0 INSULET CORP NOTE 1.250% 9/1 45784PAF8 15846 11290000 PRN DFND 1 0 0 0 PORTFOLIO RECOVERY ASSOCS IN NOTE 3.000% 8/0 73640QAB1 18870 20418000 PRN DFND 1 0 0 0 PTC THERAPEUTICS INC NOTE 3.000% 8/1 69366JAB7 27337 27439000 PRN DFND 1 0 0 0 QUIDEL CORP NOTE 3.250%12/1 74838JAA9 808 500000 PRN DFND 1 0 0 0 QUOTIENT TECHNOLOGY INC NOTE 1.750%12/0 749119AB9 17369 18251000 PRN DFND 1 0 0 0 RADIUS HEALTH INC NOTE 3.000% 9/0 750469AA6 19000 24700000 PRN DFND 1 0 0 0 RENEWABLE ENERGY GROUP INC NOTE 2.750% 6/1 75972AAA1 11096 5637000 PRN DFND 1 0 0 0 REALPAGE INC NOTE 1.500%11/1 75606NAB5 27911 21562000 PRN DFND 1 0 0 0 RETROPHIN INC NOTE 2.500% 9/1 761299AB2 26250 29333000 PRN DFND 1 0 0 0 SQUARE INC NOTE 0.375% 3/0 852234AB9 107573 43719000 PRN DFND 1 0 0 0 TELADOC HEALTH INC NOTE 3.000%12/1 87918AAB1 78488 57004000 PRN DFND 1 0 0 0 TIMKENSTEEL CORP NOTE 6.000% 6/0 887399AA1 4713 4500000 PRN DFND 1 0 0 0 LENDINGTREE INC NEW NOTE 0.625% 6/0 52603BAA5 49923 40230000 PRN DFND 1 0 0 0 UNISYS CORP NOTE 5.500% 3/0 909214BS6 19743 14170000 PRN DFND 1 0 0 0 VIPSHOP HLDGS LTD NOTE 1.500% 3/1 92763WAA1 11555 11725000 PRN DFND 1 0 0 0 WRIGHT MED GROUP N V NOTE 2.250%11/1 98236JAB4 95399 69275000 PRN DFND 1 0 0 0 ZILLOW GROUP INC NOTE 2.000%12/0 98954MAB7 17742 18125000 PRN DFND 1 0 0 0 GREAT AJAX CORP COM 38983D300 1262 104758 SH DFND 1 104758 0 0 READY CAP CORP 7% CN SR NT 2023 75574U200 1292 52765 SH DFND 1 52765 0 0 CENTERPOINT ENERGY INC DEP RP PFD CV B 15189T503 5861 116273 SH DFND 1 116273 0 0 NABORS INDUSTRIES LTD 6% PFD CNV SR A G6359F129 8326 465438 SH DFND 1 465438 0 0 ARLINGTON ASSET INVT CORP CL A NEW 041356205 4508 622708 SH DFND 1 622708 0 0 ANWORTH MORTGAGE ASSET CP COM 037347101 6196 1533812 SH DFND 1 1533812 0 0 CAPSTEAD MTG CORP COM NO PAR 14067E506 35830 5371961 SH DFND 1 5371961 0 0 ELLINGTON RESIDENTIAL MTG RE COM SHS BEN INT 288578107 4306 420997 SH DFND 1 420997 0 0 MFA FINL INC COM 55272X102 6281 940374 SH DFND 1 940374 0 0 AG MTG INVT TR INC COM 001228105 3257 204506 SH DFND 1 204506 0 0 MGIC INVT CORP WIS COM 552848103 155 14823 SH DFND 1 14823 0 0 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 30669 2158290 SH DFND 1 2158290 0 0 REDWOOD TR INC COM 758075402 2561 169981 SH DFND 1 169981 0 0 TWO HBRS INVT CORP COM NEW 90187B408 29820 2322440 SH DFND 1 2322440 0 0 WESTERN ASSET MTG CAP CORP COM 95790D105 5657 678345 SH DFND 1 678345 0 0 BLACKROCK CAPITAL INVESTMENT COM 092533108 72 13653 SH DFND 1 13653 0 0 FIDUS INVT CORP COM 316500107 357 30578 SH DFND 1 30578 0 0 FS KKR CAPITAL CORP COM 302635107 979 189019 SH DFND 1 189019 0 0 GLADSTONE INVT CORP COM 376546107 237 25466 SH DFND 1 25466 0 0 MORGAN STANLEY ASIA PAC FD I COM 61744U106 247 15044 SH DFND 1 15044 0 0 BLACKROCK RES & COMM STRAT T SHS 09257A108 1762 249681 SH DFND 1 249681 0 0 BOULDER GROWTH & INCOME FD I COM 101507101 742 71144 SH DFND 1 71144 0 0 CHINA FD INC COM 169373107 1424 84315 SH DFND 1 84315 0 0 DUFF & PHELPS GLB UTL INC FD COM 26433C105 3952 333534 SH DFND 1 333534 0 0 ISHARES INC MSCI GERMANY ETF 464286806 86 3428 SH DFND 1 3428 0 0 FIRST TR MLP & ENERGY INCOME COM 33739B104 3928 400836 SH DFND 1 400836 0 0 FST TR NEW OPPORT MLP & ENE COM 33739M100 3233 428832 SH DFND 1 428832 0 0 GABELLI CONV&INCOM SECS FD I COM 36240B109 318 72474 SH DFND 1 72474 0 0 GABELLI GLB SML & MD CP VAL COM 36249W104 419 42944 SH DFND 1 42944 0 0 HANCOCK JOHN INV TRUST TAX ADV GLB SH 41013P749 1257 189378 SH DFND 1 189378 0 0 CBRE CLARION GLOBAL REAL EST COM 12504G100 6400 1039103 SH DFND 1 1039103 0 0 VOYA INTL HIGH DIVID EQTY IN COM 92912Y109 816 157937 SH DFND 1 157937 0 0 MORGAN STANLEY INDIA INVS FD COM 61745C105 3041 151718 SH DFND 1 151718 0 0 BROOKFIELD GLOBL LISTED INFR COM SHS 11273Q109 557 55009 SH DFND 1 55009 0 0 NEW IRELAND FUND INC COM 645673104 298 35733 SH DFND 1 35733 0 0 ABERDEEN JAPAN EQUITY FD INC COM 00306J109 69 10779 SH DFND 1 10779 0 0 NUVEEN REAL ASSET INM AND GW COM 67074Y105 4639 340412 SH DFND 1 340412 0 0 NUVEEN REAL ESTATE INCOME FD COM 67071B108 1424 168366 SH DFND 1 168366 0 0 KOREA FD COM NEW 500634209 255 9141 SH DFND 1 9141 0 0 MORGAN STANLEY EMER MKTS FD COM 61744G107 3054 189616 SH DFND 1 189616 0 0 MEXICO EQUITY & INCOME FD COM 592834105 241 23939 SH DFND 1 23939 0 0 ALLIANZGI NFJ DIVID INT & PR COM 01883A107 1218 114065 SH DFND 1 114065 0 0 NEUBERGER BERMAN MLP INCOME COM 64129H104 1452 217057 SH DFND 1 217057 0 0 COHEN & STEERS QUALITY RLTY COM 19247L106 5170 499056 SH DFND 1 499056 0 0 SALIENT MIDSTREAM & MLP FD SH BEN INT 79471V105 447 60616 SH DFND 1 60616 0 0 CUSHING ENERGY INCOME COM SH BEN INT 23162T102 2 364 SH DFND 1 364 0 0 TORTOISE PWR & ENERGY INFRAS COM 89147X104 47 3006 SH DFND 1 3006 0 0 TAIWAN FD INC COM 874036106 39 2576 SH DFND 1 2576 0 0 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 348 64836 SH DFND 1 64836 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1891 35735 SH DFND 1 35735 0 0 APOLLO SR FLOATING RATE FD I COM 037636107 1021 70961 SH DFND 1 70961 0 0 BLACKSTONE GSO STRATEGIC CR COM SHS BEN IN 09257R101 1302 96694 SH DFND 1 96694 0 0 BLACKROCK MULTI-SECTOR INC T COM 09258A107 446 29075 SH DFND 1 29075 0 0 CREDIT SUISSE HIGH YLD BND F SH BEN INT 22544F103 1247 574790 SH DFND 1 574790 0 0 FIRST TR ABERDEEN GLBL OPP F COM SHS 337319107 242 25808 SH DFND 1 25808 0 0 WESTERN ASSET GLOBAL CP DEFI COM 95790C107 34 2326 SH DFND 1 2326 0 0 NUVEEN PFD & INCM SECURTIES COM 67072C105 101 12290 SH DFND 1 12290 0 0 XAI OCTAGON FLOATNG RATE ALT COM 98400T106 61 8450 SH DFND 1 8450 0 0 ADVANCED MICRO DEVICES INC NOTE 2.125% 9/0 007903BD8 107163 44042000 PRN DFND 1 0 0 0 ALTA MESA RES INC *W EXP 03/28/202 02133L117 15 210848 SH DFND 1 210848 0 0 ARRAY BIOPHARMA INC NOTE 2.625%12/0 04269XAB1 687 570000 PRN DFND 1 0 0 0 CLOVIS ONCOLOGY INC COM 189464100 87 4864 SH DFND 1 4864 0 0 ENCORE CAP EUROPE FIN LTD NOTE 4.500% 9/0 29260UAA5 10482 13000000 PRN DFND 1 0 0 0 ENDO INTL PLC SHS G30401106 2711 371370 SH DFND 1 371370 0 0 ILLUMINA INC COM 452327109 536 1790 SH DFND 1 1790 0 0 INPHI CORP NOTE 1.125%12/0 45772FAB3 30051 28500000 PRN DFND 1 0 0 0 LEXICON PHARMACEUTICALS INC NOTE 5.250%12/0 528872AB0 13661 12250000 PRN DFND 1 0 0 0 MAGNOLIA OIL & GAS CORP *W EXP 07/31/202 559663117 857 286354 SH DFND 1 286354 0 0 MICRON TECHNOLOGY INC COM 595112103 13998 441180 SH DFND 1 441180 0 0 MAGNACHIP SEMICONDUCTOR SA NOTE 5.000% 3/0 55932XAB0 12571 12000000 PRN DFND 1 0 0 0 NEUROCRINE BIOSCIENCES INC COM 64125C109 173 2432 SH DFND 1 2432 0 0 NOVAVAX INC NOTE 3.750% 2/0 670002AB0 9294 15250000 PRN DFND 1 0 0 0 OCWEN FINL CORP COM NEW 675746309 7 5591 SH DFND 1 5591 0 0 OPKO HEALTH INC COM 68375N103 7 2636 SH DFND 1 2636 0 0 QORVO INC COM 74736K101 121 2000 SH DFND 1 2000 0 0 RINGCENTRAL INC CL A 76680R206 7727 93732 SH DFND 1 93732 0 0 SPECTRUM PHARMACEUTICALS INC COM 84763A108 0 109 SH DFND 1 109 0 0 SUPERNUS PHARMACEUTICALS INC COM 868459108 56 1705 SH DFND 1 1705 0 0 THERAVANCE BIOPHARMA INC NOTE 3.250%11/0 88339KAA0 24760 24100000 PRN DFND 1 0 0 0 TRONOX LTD SHS CL A Q9235V101 1110 142785 SH DFND 1 142785 0 0 TOWER SEMICONDUCTOR LTD SHS NEW M87915274 971 65942 SH DFND 1 65942 0 0 TESARO INC NOTE 3.000%10/0 881569AA5 29875 13707000 PRN DFND 1 0 0 0 VEECO INSTRS INC DEL COM 922417100 117 15820 SH DFND 1 15820 0 0 WEATHERFORD INTL PLC ORD SHS G48833100 6625 11852081 SH DFND 1 11852081 0 0 ATLANTIC PWR CORP COM NEW 04878Q863 60 27832 SH DFND 1 27832 0 0 JUST ENERGY GROUP INC COM 48213W101 126 38200 SH DFND 1 38200 0 0 PEMBINA PIPELINE CORP COM 706327103 40 1354 SH DFND 1 1354 0 0 GRAN TIERRA ENERGY INC COM 38500T101 86 39800 SH DFND 1 39800 0 0 RUBICON TECHNOLOGY INC COM NEW 78112T206 175 22176 SH DFND 1 22176 0 0 ULTRA PETROLEUM CORP COM NEW 903914208 1525 2006331 SH DFND 1 2006331 0 0 GRAINGER W W INC COM 384802104 2823 10000 SH DFND 1 10000 0 0 ASSURED GUARANTY LTD COM G0585R106 1825 47700 SH DFND 1 47700 0 0 CBOE GLOBAL MARKETS INC COM 12503M108 972 9945 SH DFND 1 9945 0 0 MIZUHO FINL GROUP INC SPONSORED ADR 60687Y109 450 150000 SH DFND 1 150000 0 0 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADS 606822104 487 100000 SH DFND 1 100000 0 0 PRINCIPAL FINL GROUP INC COM 74251V102 441 10000 SH DFND 1 10000 0 0 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 130 20001 SH DFND 1 20001 0 0 BROADCOM INC COM 11135F101 1150 4524 SH DFND 1 4524 0 0 EVERCORE INC CLASS A 29977A105 846 11823 SH DFND 1 11823 0 0 MONOLITHIC PWR SYS INC COM 609839105 1743 15000 SH DFND 1 15000 0 0 ISHARES TR IBOXX HI YD ETF 464288513 2757 34000 SH DFND 1 34000 0 0 ARCH COAL INC CL A 039380407 829 10000 SH DFND 1 10000 0 0 NVENT ELECTRIC PLC SHS G6700G107 1459 65000 SH DFND 1 65000 0 0 AON PLC SHS CL A G0408V102 3634 25000 SH DFND 1 25000 0 0 AXT INC COM 00246W103 146 33609 SH DFND 1 33609 0 0 CITIGROUP INC COM NEW 172967424 5535 106335 SH DFND 1 106335 0 0 NVIDIA CORP COM 67066G104 333 2500 SH DFND 1 2500 0 0 NXP SEMICONDUCTORS N V COM N6596X109 173 2365 SH DFND 1 2365 0 0 SVB FINL GROUP COM 78486Q101 7302 38453 SH DFND 1 38453 0 0 VICTORY CAP HLDGS INC COM CL A 92645B103 1827 178817 SH DFND 1 178817 0 0 BRIGHTHOUSE FINL INC COM 10922N103 45 1485 SH DFND 1 1485 0 0 BIOGEN INC COM 09062X103 165 550 SH DFND 1 550 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 15168 291808 SH DFND 1 291808 0 0 CELGENE CORP COM 151020104 3884 60617 SH DFND 1 60617 0 0 EXELIXIS INC COM 30161Q104 0 23 SH DFND 1 23 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 967 126448 SH DFND 1 126448 0 0 GILEAD SCIENCES INC COM 375558103 1 19 SH DFND 1 19 0 0 INTEGRATED DEVICE TECHNOLOGY COM 458118106 9038 186627 SH DFND 1 186627 0 0 METLIFE INC COM 59156R108 885 21554 SH DFND 1 21554 0 0 MORGAN STANLEY COM NEW 617446448 1597 40285 SH DFND 1 40285 0 0 NEWLINK GENETICS CORP COM 651511107 0 2 SH DFND 1 2 0 0 UNIVERSAL INS HLDGS INC COM 91359V107 2 63 SH DFND 1 63 0 0 BANK AMER CORP 7.25%CNV PFD L 060505682 899 717 SH DFND 1 717 0 0 WELLS FARGO CO NEW PERP PFD CNV A 949746804 571 453 SH DFND 1 453 0 0 ASSURANT INC 6.50% CONV PFD D 04621X207 168 1713 SH DFND 1 1713 0 0 ASSURANT INC COM 04621X108 371 4157 SH DFND 1 4157 0 0 FRONTIER COMMUNICATIONS CORP COM NEW 35906A306 175 73551 SH DFND 1 73551 0 0 KINDER MORGAN INC DEL COM 49456B101 5 344 SH DFND 1 344 0 0 NEXTERA ENERGY INC COM 65339F101 7346 42263 SH DFND 1 42263 0 0 RAYONIER ADVANCED MATLS INC PFD CV SER A 75508B203 25946 314456 SH DFND 1 314456 0 0 T MOBILE US INC COM 872590104 311 4899 SH DFND 1 4899 0 0 VIRTUS INVT PARTNERS INC PFD CV SER D 92828Q208 17879 234772 SH DFND 1 234772 0 0 CROWN CASTLE INTL CORP NEW 6.875% CON PFD A 22822V309 12087 11480 SH DFND 1 11480 0 0 FORTIVE CORP 5% PFD CNV SER A 34959J207 4081 4491 SH DFND 1 4491 0 0 HESS CORP DEP PDF SR A 42809H404 3234 65210 SH DFND 1 65210 0 0 HESS CORP COM 42809H107 1124 27759 SH DFND 1 27759 0 0 ORCHID IS CAP INC COM 68571X103 7915 1238770 SH DFND 1 1238770 0 0 AMYRIS INC COM NEW 03236M200 1023 306211 SH DFND 1 306211 0 0 AQUA METALS INC COM 03837J101 1342 737600 SH DFND 1 737600 0 0 BLINK CHARGING CO COM 09354A100 389 226629 SH DFND 1 226629 0 0 EMAGIN CORP COM NEW 29076N206 668 649421 SH DFND 1 649421 0 0 GAIA INC NEW CL A 36269P104 1201 115947 SH DFND 1 115947 0 0 ICAD INC COM NEW 44934S206 88 24054 SH DFND 1 24054 0 0 OPTIMIZERX CORP COM NEW 68401U204 7667 698982 SH DFND 1 698982 0 0 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 5717 136169 SH DFND 1 136169 0 0 AKORN INC COM 009728106 11 3261 SH DFND 1 3261 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 142 3740 SH DFND 1 3740 0 0 BLUE HILLS BANCORP INC COM 095573101 108 5068 SH DFND 1 5068 0 0 BENEFICIAL BANCORP INC COM 08171T102 2273 159117 SH DFND 1 159117 0 0 FCB FINL HLDGS INC CL A 30255G103 3553 105831 SH DFND 1 105831 0 0 GENWORTH FINL INC COM CL A 37247D106 117 25207 SH DFND 1 25207 0 0 INDEPENDENT BK GROUP INC COM 45384B106 84 1845 SH DFND 1 1845 0 0 INVESTMENT TECHNOLOGY GRP NE COM 46145F105 205 6804 SH DFND 1 6804 0 0 MBT FINL CORP COM 578877102 4 505 SH DFND 1 505 0 0 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 415 56100 SH DFND 1 56100 0 0 SHIRE PLC SPONSORED ADR 82481R106 17 100 SH DFND 1 100 0 0 STEWART INFORMATION SVCS COR COM 860372101 4537 109595 SH DFND 1 109595 0 0 SENTINEL ENERGY SVCS INC UNIT 11/02/2022 81728P204 1689 164025 SH DFND 1 164025 0 0 VANECK VECTORS ETF TR OIL SVCS ETF 92189F718 7386 526513 SH DFND 1 526513 0 0 TCG BDC INC COM 872280102 925 74631 SH DFND 1 74631 0 0 GLADSTONE CAPITAL CORP COM 376535100 15 2147 SH DFND 1 2147 0 0 TRIPLEPOINT VENTURE GROWTH B COM 89677Y100 58 5362 SH DFND 1 5362 0 0 PROSPECT CAPITAL CORPORATION COM 74348T102 373 59238 SH DFND 1 59238 0 0 ALLIANZGI DIVERS INC & CNV F COM 01883J108 1561 83875 SH DFND 1 83875 0 0 LIBERTY ALL-STAR GROWTH FD I COM 529900102 559 127368 SH DFND 1 127368 0 0 ADVENT CLAYMORE CV SECS & IN COM 00764C109 1996 159188 SH DFND 1 159188 0 0 ABERDEEN GLOBAL PREMIER PPTY COM SH BEN INT 00302L108 3856 774363 SH DFND 1 774363 0 0 BLACKROCK ENHANCED EQT DIV T COM 09251A104 4344 559140 SH DFND 1 559140 0 0 BLACKROCK ENERGY & RES TR COM 09250U101 1924 184175 SH DFND 1 184175 0 0 BLACKROCK ENHANCED INTL DIV COM BENE INTER 092524107 721 144839 SH DFND 1 144839 0 0 BLACKROCK ENHANCED GBL DIV T COM 092501105 5323 568095 SH DFND 1 568095 0 0 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 1231 102025 SH DFND 1 102025 0 0 CALAMOS DYNAMIC CONV & INCOM COM 12811V105 1852 112865 SH DFND 1 112865 0 0 CLEARBRIDGE MLP AND MIDSTRM COM 184692101 1148 110361 SH DFND 1 110361 0 0 CALAMOS GLOBAL TOTAL RETURN COM SH BEN INT 128118106 943 92876 SH DFND 1 92876 0 0 CALAMOS CONV OPP AND INC FD SH BEN INT 128117108 3333 376264 SH DFND 1 376264 0 0 CALAMOS GBL DYN INCOME FUND COM 12811L107 4278 653179 SH DFND 1 653179 0 0 CALAMOS CONV & HIGH INCOME F COM SHS 12811P108 660 70228 SH DFND 1 70228 0 0 CLEARBRIDGE MLP AND MIDSTRM COM 18469Q108 547 70134 SH DFND 1 70134 0 0 DELAWARE ENHANCED GBL DIV & COM 246060107 2224 255654 SH DFND 1 255654 0 0 NUVEEN DOW 30 DYN OVERWRITE SHS 67075F105 1992 123581 SH DFND 1 123581 0 0 DUFF & PHELPS SLT ENGY AND M COM 26433F108 78 20065 SH DFND 1 20065 0 0 ELLSWORTH GRWTH AND INCOME L COM 289074106 2 300 SH DFND 1 300 0 0 CLEARBRIDGE ENERGY MIDSTRM O COM 18469P100 1411 180767 SH DFND 1 180767 0 0 WELLS FARGO GLOBAL DIVIDEND COM 94987C103 2747 592215 SH DFND 1 592215 0 0 EATON VANCE ENHANCED EQ INC COM 278274105 2946 227496 SH DFND 1 227496 0 0 WELLS FARGO UTILITIES AND HI WF UTILITIES INC 94987E109 25 2244 SH DFND 1 2244 0 0 EATON VANCE TAX MNGED BUY WR COM 27828X100 1400 104156 SH DFND 1 104156 0 0 EATON VANCE TX ADV GLBL DIV COM 27828S101 1362 100613 SH DFND 1 100613 0 0 EATON VANCE TX ADV GLB DIV O COM 27828U106 2555 136125 SH DFND 1 136125 0 0 EATON VANCE TXMGD GL BUYWR O COM 27829C105 268 28220 SH DFND 1 28220 0 0 EATON VANCE TX MGD DIV EQ IN COM 27828N102 1784 174932 SH DFND 1 174932 0 0 EATON VANCE TAX ADVT DIV INC COM 27828G107 2573 135505 SH DFND 1 135505 0 0 EATON VANCE TAX MNGD GBL DV COM 27829F108 18 2500 SH DFND 1 2500 0 0 FIRST TR DYNAMIC EUROPE EQT COM SHS 33740D107 2028 160458 SH DFND 1 160458 0 0 FIRST TR/ABERDEEN EMERG OPT COM 33731K102 817 67191 SH DFND 1 67191 0 0 FIRST TR ENERGY INFRASTRCTR COM 33738C103 2071 159859 SH DFND 1 159859 0 0 SPROTT FOCUS TR INC COM 85208J109 954 165067 SH DFND 1 165067 0 0 GABELLI DIVD & INCOME TR COM 36242H104 3329 181922 SH DFND 1 181922 0 0 GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 36465A109 3140 848859 SH DFND 1 848859 0 0 GAMCO NAT RES GOLD & INCOME SH BEN INT 36465E101 1523 307845 SH DFND 1 307845 0 0 JOHN HANCOCK HDG EQ & INC FD COM 47804L102 1776 135808 SH DFND 1 135808 0 0 MILLER HOWARD HIGH INC EQTY COM SHS BEN IN 600379101 710 74548 SH DFND 1 74548 0 0 TEKLA LIFE SCIENCES INVS SH BEN INT 87911K100 2086 138073 SH DFND 1 138073 0 0 ABERDEEN AUSTRALIA EQTY FD I COM 003011103 379 79847 SH DFND 1 79847 0 0 VOYA INFRASTRUCTURE INDLS & COM 92912X101 2774 250823 SH DFND 1 250823 0 0 VOYA GLBL ADV & PREM OPP FD COM 92912R104 1927 209535 SH DFND 1 209535 0 0 VOYA GLBL EQTY DIV & PREM OP COM 92912T100 4144 707259 SH DFND 1 707259 0 0 VOYA EMERGING MKTS HIGH DIVI COM 92912P108 1625 222947 SH DFND 1 222947 0 0 COHEN & STEERS GLOBAL INC BL COM 19248M103 1533 205900 SH DFND 1 205900 0 0 VOYA RISK MANAGED NAT RES FD COM 92913C106 49 11533 SH DFND 1 11533 0 0 NUVEEN CORE EQUITY ALPHA FUN COM 67090X107 775 64456 SH DFND 1 64456 0 0 NUVEEN DIVERSIFIED DIV INCM COM 6706EP105 2041 221217 SH DFND 1 221217 0 0 NUVEEN TX ADV TOTAL RET STRG COM 67090H102 474 46703 SH DFND 1 46703 0 0 LAZARD GLB TTL RET&INCM FD I COM 52106W103 22 1639 SH DFND 1 1639 0 0 LAZARD WORLD DIVID & INCOME COM 521076109 1141 134024 SH DFND 1 134024 0 0 MACQUARIE FT TR GB INF UT DI COM 55607W100 341 37087 SH DFND 1 37087 0 0 MACQUARIE GLBL INFRA TOTL RE COM 55608D101 2400 127640 SH DFND 1 127640 0 0 TORTOISE ENERGY INDEPENDENC COM 89148K101 1164 171709 SH DFND 1 171709 0 0 NEUBERGER BERMAN RE ES SEC F COM 64190A103 3132 754781 SH DFND 1 754781 0 0 NUVEEN NASDAQ 100 DYNAMIC OV COM SHS 670699107 2009 100485 SH DFND 1 100485 0 0 COHEN & STEERS TOTAL RETURN COM 19247R103 1272 118418 SH DFND 1 118418 0 0 RMR REAL ESTATE INCOME FUND COM 76970B101 1547 102712 SH DFND 1 102712 0 0 ROYCE MICRO-CAP TR INC COM 780915104 1660 223784 SH DFND 1 223784 0 0 ROYCE VALUE TR INC COM 780910105 4509 382175 SH DFND 1 382175 0 0 LMP CAP & INCOME FD INC COM 50208A102 1702 159426 SH DFND 1 159426 0 0 NUVEEN S&P 500 DYN OVERWRITE COM 6706EW100 1072 76396 SH DFND 1 76396 0 0 THE CUSHING MLP INFASTCR TOT COM NEW 231631201 9 1080 SH DFND 1 1080 0 0 SWISS HELVETIA FD INC COM 870875101 805 116685 SH DFND 1 116685 0 0 CUSHING RENAISSANCE FD COM 231647108 211 15724 SH DFND 1 15724 0 0 TORTOISE ENERGY INFRA CORP COM 89147L100 1500 75404 SH DFND 1 75404 0 0 VIRTUS TOTAL RETURN FUND INC COM 92837G100 2787 321761 SH DFND 1 321761 0 0 ABERDEEN INCOME CR STRATEGIE COM 003057106 974 92985 SH DFND 1 92985 0 0 ABERDEEN GLOBAL DYNAMIC DIVI COM 00302M106 266 31326 SH DFND 1 31326 0 0 APOLLO TACTICAL INCOME FD IN COM 037638103 1066 77445 SH DFND 1 77445 0 0 ABERDEEN TOTAL DYNAMIC DIVD COM SH BEN INT 00326L100 689 95567 SH DFND 1 95567 0 0 ARES DYNAMIC CR ALLOCATION F COM 04014F102 1635 118547 SH DFND 1 118547 0 0 BARINGS GLOBAL SHORT DURATIO COM 06760L100 1032 64744 SH DFND 1 64744 0 0 BLACKROCK FLOATING RATE INCO COM 091941104 1787 154789 SH DFND 1 154789 0 0 BLACKSTONE GSO LNG SHRT CR I COM SHS BN INT 09257D102 1251 91078 SH DFND 1 91078 0 0 BLACKROCK LTD DURATION INC T COM SHS 09249W101 1470 110003 SH DFND 1 110003 0 0 BRANDYWINEGBL GLBAL INM OPRT COM 10537L104 1381 133137 SH DFND 1 133137 0 0 MFS INTERMEDIATE HIGH INC FD SH BEN INT 59318T109 458 214433 SH DFND 1 214433 0 0 CREDIT SUISSE ASSET MGMT INC COM 224916106 1162 419766 SH DFND 1 419766 0 0 DOUBLELINE OPPORTUNISTIC CR COM 258623107 692 36541 SH DFND 1 36541 0 0 DREYFUS ALCENTRA GBL CR INCO COM 26189A105 1027 133799 SH DFND 1 133799 0 0 FLAHERTY & CRUMRINE DYN PFD SHS 33848W106 1430 70237 SH DFND 1 70237 0 0 DREYFUS HIGH YIELD STRATEGIE SH BEN INT 26200S101 20 7477 SH DFND 1 7477 0 0 DIVIDEND & INCOME FUND COM NEW 25538A204 328 34461 SH DFND 1 34461 0 0 DOUBLELINE INCOME SOLUTIONS COM 258622109 898 51835 SH DFND 1 51835 0 0 BLACKROCK DEBT STRAT FD INC COM NEW 09255R202 819 83833 SH DFND 1 83833 0 0 WELLS FARGO INCOME OPPORTUNI WF INC OPPTY FD 94987B105 43 6062 SH DFND 1 6062 0 0 MORGAN STANLEY EM MKTS DM DE COM 617477104 173 28693 SH DFND 1 28693 0 0 EATON VANCE FLTG RATE INCOM COM SHS BEN INT 278284104 1083 76180 SH DFND 1 76180 0 0 EATON VANCE SR FLTNG RTE TR COM 27828Q105 1633 130164 SH DFND 1 130164 0 0 EATON VANCE FLTING RATE INC COM 278279104 1717 135703 SH DFND 1 135703 0 0 WESTERN ASSET GLB HI INCOME COM 95766B109 351 42528 SH DFND 1 42528 0 0 WESTERN ASSET EMRG MKT DEBT COM 95766A101 398 32436 SH DFND 1 32436 0 0 WELLS FARGO MULTI SECTOR INC COM 94987D101 1337 120594 SH DFND 1 120594 0 0 EATON VANCE RISK MNGD DIV EQ COM 27829G106 161 19913 SH DFND 1 19913 0 0 EATON VANCE SR INCOME TR SH BEN INT 27826S103 556 92805 SH DFND 1 92805 0 0 EATON VANCE LTD DUR INCOME F COM 27828H105 663 55674 SH DFND 1 55674 0 0 ABERDEEN ASIA PACIFIC INCOM COM 003009107 34 8983 SH DFND 1 8983 0 0 FIRST TR SR FLG RTE INCM FD COM 33733U108 1512 135027 SH DFND 1 135027 0 0 FLAHERTY & CRUMRINE TOTAL RE COM 338479108 473 27487 SH DFND 1 27487 0 0 BLACKROCK FLOAT RATE OME STR COM 09255X100 1988 167061 SH DFND 1 167061 0 0 FIRST TR HIGH INCOME L/S FD COM 33738E109 1138 85734 SH DFND 1 85734 0 0 FRANKLIN LTD DURATION INC TR COM 35472T101 189 21035 SH DFND 1 21035 0 0 GUGGENHEIM CR ALLOCATION FD COM 40168G108 284 15456 SH DFND 1 15456 0 0 CLOUGH GLOBAL OPPORTUNITIES SH BEN INT 18914E106 275 33462 SH DFND 1 33462 0 0 CLOUGH GLOBAL EQUITY FD COM 18914C100 21 2000 SH DFND 1 2000 0 0 CLOUGH GLOBAL DIVND AND INC COM 18913Y103 330 33049 SH DFND 1 33049 0 0 WESTERN ASSET HIGH INCM OPP COM 95766K109 34 7856 SH DFND 1 7856 0 0 PIONEER DIV HIGH INCOME TRUS COM 723653101 947 72854 SH DFND 1 72854 0 0 WESTERN ASSET INVT GRADE DEF COM 95790A101 1024 55194 SH DFND 1 55194 0 0 INSIGHT SELECT INCOME FD COM 45781W109 254 14591 SH DFND 1 14591 0 0 PGIM SHORT DURATION HIGH YIE COM 69346H100 79 6073 SH DFND 1 6073 0 0 IVY HIGH INC OPPORTUNITIES F COM 465893105 1423 117379 SH DFND 1 117379 0 0 NUVEEN EMERGING MKTS DEBT 20 COM 67077P101 350 45883 SH DFND 1 45883 0 0 NUVEEN FLOATING RATE INCOME COM 67072T108 1400 151713 SH DFND 1 151713 0 0 HANCOCK JOHN INVS TR COM 410142103 129 9180 SH DFND 1 9180 0 0 NUVEEN PFD & INCOME TERM FD COM 67075A106 166 8250 SH DFND 1 8250 0 0 NUVEEN FLTNG RTE INCM OPP FD COM SHS 6706EN100 824 91425 SH DFND 1 91425 0 0 NUVEEN SHT DUR CR OPP FD COM 67074X107 1471 102670 SH DFND 1 102670 0 0 KKR INCOME OPPORTUNITIES FD COM 48249T106 245 17244 SH DFND 1 17244 0 0 MFS CHARTER INCOME TR SH BEN INT 552727109 1558 212590 SH DFND 1 212590 0 0 NUVEEN TAXABLE MUNICPL INCM COM 67074C103 929 47998 SH DFND 1 47998 0 0 ALLIANZGI CONV INCOME FD COM 018828103 197 37966 SH DFND 1 37966 0 0 ALLIANZGI CONV INCOME FD II COM 018825109 109 24370 SH DFND 1 24370 0 0 NUVEEN SR INCOME FD COM 67067Y104 819 148973 SH DFND 1 148973 0 0 HIGH INCOME SECS FD SHS BEN INT 42968F108 699 78627 SH DFND 1 78627 0 0 FLAHERTY & CRUMRINE PFD INC COM 338480106 497 43052 SH DFND 1 43052 0 0 PIONEER FLOATING RATE TR COM 72369J102 1629 165551 SH DFND 1 165551 0 0 PIONEER HIGH INCOME TR COM 72369H106 1476 185281 SH DFND 1 185281 0 0 VOYA PRIME RATE TR SH BEN INT 92913A100 776 172935 SH DFND 1 172935 0 0 BROOKFIELD REAL ASSETS INCOM SHS BEN INT 112830104 847 44443 SH DFND 1 44443 0 0 TEMPLETON EMERG MKTS INCOME COM 880192109 975 101378 SH DFND 1 101378 0 0 WESTERN ASSET CORPORATE LN F COM 95790J102 767 85507 SH DFND 1 85507 0 0 THL CR SR LN FD COM 87244R103 750 50537 SH DFND 1 50537 0 0 VIRTUS GLOBAL MULTI-SEC INC COM 92829B101 1127 101728 SH DFND 1 101728 0 0 INVESCO SR INCOME TR COM 46131H107 36 9231 SH DFND 1 9231 0 0 WESTERN AST INFL LKD OPP & I COM 95766R104 1194 117681 SH DFND 1 117681 0 0 VIRTUS GLOBAL DIVID INCOME F COM 92835W107 421 47183 SH DFND 1 47183 0 0 ALLIANCEBERNSTEIN NATL MUNI COM 01864U106 752 62064 SH DFND 1 62064 0 0 BLACKROCK MUNI INCOME INV QL COM 09250G102 1151 87924 SH DFND 1 87924 0 0 BLACKROCK MUNIC INCM INVST T SH BEN INT 09248H105 1012 84247 SH DFND 1 84247 0 0 BLACKROCK NY MUN INCOME TR I COM 09249R102 603 48663 SH DFND 1 48663 0 0 BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E102 1867 156039 SH DFND 1 156039 0 0 BLACKROCK VA MUNICIPAL BOND COM 092481100 0 40 SH DFND 1 40 0 0 BLACKROCK MUNI INCOME TR II COM 09249N101 356 27590 SH DFND 1 27590 0 0 BLACKROCK N Y MUN INCOME TR SH BEN INT 09248L106 1758 143682 SH DFND 1 143682 0 0 BLACKROCK NY MUNICIPAL BOND COM 09249P106 149 11719 SH DFND 1 11719 0 0 BLACKROCK STRATEGIC MUN TR COM 09248T109 3 322 SH DFND 1 322 0 0 BLACKROCK MUN 2030 TAR TERM COM SHS BEN IN 09257P105 2003 97671 SH DFND 1 97671 0 0 MFS CALIF MUN FD COM 59318C106 291 29134 SH DFND 1 29134 0 0 EATON VANCE CA MUNI INCOME T SH BEN INT 27826F101 135 12282 SH DFND 1 12282 0 0 MFS HIGH YIELD MUN TR SH BEN INT 59318E102 39 9504 SH DFND 1 9504 0 0 MFS HIGH INCOME MUN TR SH BEN INT 59318D104 28 6220 SH DFND 1 6220 0 0 MFS INVT GRADE MUN TR SH BEN INT 59318B108 409 46668 SH DFND 1 46668 0 0 DREYFUS MUN INCOME INC COM 26201R102 551 72440 SH DFND 1 72440 0 0 DREYFUS STRATEGIC MUN BD FD COM 26202F107 1911 273830 SH DFND 1 273830 0 0 DTF TAX-FREE INCOME INC COM 23334J107 510 41268 SH DFND 1 41268 0 0 EATON VANCE OHIO MUNICIPAL B COM 27828L106 203 17915 SH DFND 1 17915 0 0 EATON VANCE PA MUN BD FD COM 27828W102 189 16588 SH DFND 1 16588 0 0 EATON VANCE N J MUN BD FD COM 27828R103 193 16149 SH DFND 1 16149 0 0 EATON VANCE NATL MUN OPPORT COM SHS 27829L105 239 12879 SH DFND 1 12879 0 0 EATON VANCE NJ MUNI INCOME T SH BEN INT 27826V106 623 55734 SH DFND 1 55734 0 0 EATON VANCE CALIF MUN BD FD COM 27828A100 2281 230433 SH DFND 1 230433 0 0 EATON VANCE MUNI INCOME TRUS SH BEN INT 27826U108 36 3263 SH DFND 1 3263 0 0 EATON VANCE OH MUNI INCOME T SH BEN INT 27826G109 188 15509 SH DFND 1 15509 0 0 EATON VANCE PA MUNI INCOME T SH BEN INT 27826T101 206 18537 SH DFND 1 18537 0 0 EATON VANCE NY MUNI INCOME T SH BEN INT 27826W104 397 34582 SH DFND 1 34582 0 0 FEDERATED PREM MUN INC FD COM 31423P108 1157 94321 SH DFND 1 94321 0 0 INVESCO VALUE MUN INCOME TR COM 46132P108 926 68502 SH DFND 1 68502 0 0 INVESCO QUALITY MUNI INC TRS COM 46133G107 1166 103960 SH DFND 1 103960 0 0 DWS MUN INCOME TR NEW COM 233368109 2224 215958 SH DFND 1 215958 0 0 DREYFUS STRATEGIC MUNS INC COM 261932107 1220 169957 SH DFND 1 169957 0 0 BLACKROCK MUNIYIELD CALI QLT COM 09254N103 2972 235167 SH DFND 1 235167 0 0 BLACKROCK MUNIENHANCED FD IN COM 09253Y100 1513 152840 SH DFND 1 152840 0 0 MFS MUN INCOME TR SH BEN INT 552738106 212 34672 SH DFND 1 34672 0 0 BLACKROCK MUNIYLD INVST QLTY COM 09254T100 616 50363 SH DFND 1 50363 0 0 BLACKROCK MASS TAX-EXEMPT TR SH BEN INT 09258E109 201 18033 SH DFND 1 18033 0 0 BLACKROCK MUNIHLDGS NY QLTY COM 09255C106 1455 121518 SH DFND 1 121518 0 0 BLACKROCK MUNIYLD MICH QLTY COM 09254V105 1007 81144 SH DFND 1 81144 0 0 EATON VANCE MA MUNI INCOME T SH BEN INT 27826E104 218 17672 SH DFND 1 17672 0 0 BLACKROCK MUNI N Y INTER DUR COM 09255F109 15 1235 SH DFND 1 1235 0 0 BLACKROCK MUNIYIELD PA QLTY COM 09255G107 1672 133276 SH DFND 1 133276 0 0 BLACKROCK MUNIYIELD QUALITY COM 09254F100 2830 218072 SH DFND 1 218072 0 0 WESTERN ASSET MUN DEF OPP TR COM 95768A109 111 5702 SH DFND 1 5702 0 0 BLACKROCK MUNIHLDNGS CALI QL COM 09254L107 2925 237253 SH DFND 1 237253 0 0 BLACKROCK MUNIHLDGS FD II IN COM 09253P109 647 49967 SH DFND 1 49967 0 0 BLACKROCK MUNIHLDGS NJ QLTY COM 09254X101 2327 185021 SH DFND 1 185021 0 0 BLACKROCK MUNIHOLDNGS QLTY I COM 09254A101 1769 156330 SH DFND 1 156330 0 0 BLACKROCK MUNIYIELD CALIF FD COM 09254M105 47 3651 SH DFND 1 3651 0 0 BLACKROCK MUNIYIELD INVST FD COM 09254R104 18 1434 SH DFND 1 1434 0 0 BLACKROCK MUNIYIELD QLTY FD COM 09254E103 2822 234221 SH DFND 1 234221 0 0 BLACKROCK MUNIYIELD N J FD I COM 09254Y109 2924 225811 SH DFND 1 225811 0 0 BLACKROCK MUNIYIELD NY QLTY COM 09255E102 1157 100474 SH DFND 1 100474 0 0 BLACKROCK MUNIYIELD ARIZ FD COM 09254K109 583 47790 SH DFND 1 47790 0 0 NUVEEN CA QUALTY MUN INCOME COM 67066Y105 1758 137889 SH DFND 1 137889 0 0 NUVEEN QUALITY MUNCP INCOME COM 67066V101 337 26950 SH DFND 1 26950 0 0 NUVEEN ARIZONA QLTY MUN INC COM 67061W104 1697 143167 SH DFND 1 143167 0 0 NEUBERGER BERMAN MUNI FD INC COM 64124P101 965 76267 SH DFND 1 76267 0 0 NEUBERGER BRMAN NY MUNI FD I COM 64124K102 21 1960 SH DFND 1 1960 0 0 NEUBERGER BRMAN CLIFRN MUNI COM 64123C101 645 53268 SH DFND 1 53268 0 0 NUVEEN AMT FREE QLTY MUN INC COM 670657105 429 34919 SH DFND 1 34919 0 0 NUVEEN NEW JERSEY MUN VALUE SHS 670702109 125 9840 SH DFND 1 9840 0 0 NUVEEN GEORGIA QLTY MUN INC COM 67072B107 1112 101573 SH DFND 1 101573 0 0 NUVEEN CALIFORNIA AMT QLT MU COM 670651108 3280 258709 SH DFND 1 258709 0 0 NUVEEN MUN INCOME FD INC COM 67062J102 325 32101 SH DFND 1 32101 0 0 NUVEEN MINESOTA QLT MUN INC SHS 670734102 717 59142 SH DFND 1 59142 0 0 NUVEEN MASSACHUSETS QLT MUN COM 67061E104 752 64051 SH DFND 1 64051 0 0 NUVEEN MUN HIGH INCOME OPP F COM 670682103 922 79225 SH DFND 1 79225 0 0 NUVEEN NORTH CAROLINA QLTY M COM 67060P100 215 18264 SH DFND 1 18264 0 0 NUVEEN MISSOURI QLT MUN INC COM 67060Q108 190 16755 SH DFND 1 16755 0 0 NUVEEN PA MUN VALUE FD COM 67074K105 187 15075 SH DFND 1 15075 0 0 NUVEEN VIRGINIA QLTY MUNCPL COM 67064R102 267 22810 SH DFND 1 22810 0 0 NUVEEN CONNECTICUT QLTY MUN COM 67060D107 339 30147 SH DFND 1 30147 0 0 NUVEEN TEXAS QLTY MUN INCME COM 670983105 699 56459 SH DFND 1 56459 0 0 NUVEEN MICHIGAN QLT MUN INC COM 670979103 21 1700 SH DFND 1 1700 0 0 NUVEEN OHIO QLTY MUN INCOME COM 670980101 183 13795 SH DFND 1 13795 0 0 NUVEEN AMT FREE MUN CR INC F COM 67071L106 1748 125096 SH DFND 1 125096 0 0 NUVEEN CA SELECT TAX FREE PR SH BEN INT 67063R103 49 3724 SH DFND 1 3724 0 0 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 568 42326 SH DFND 1 42326 0 0 INVESCO MUNI INCOME OPP TRST COM 46132X101 466 67028 SH DFND 1 67028 0 0 PIMCO CALIF MUN INCOME FD II COM 72201C109 2 298 SH DFND 1 298 0 0 WESTERN ASSET INTM MUNI FD I COM 958435109 621 74463 SH DFND 1 74463 0 0 DELAWARE INV CO MUN INC FD I COM 246101109 138 10836 SH DFND 1 10836 0 0 INVESCO CALIF VALUE MUN INC COM 46132H106 180 15999 SH DFND 1 15999 0 0 DELAWARE INVT NAT MUNI INC F SH BEN INT 24610T108 129 10850 SH DFND 1 10850 0 0 INVESCO TR INVT GRADE MUNS COM 46131M106 2248 195861 SH DFND 1 195861 0 0 INVESCO ADVANTAGE MUNICIPAL SH BEN INT 46132E103 249 25272 SH DFND 1 25272 0 0 INVESCO MUN TR COM 46131J103 127 11443 SH DFND 1 11443 0 0 DELAWARE INV MN MUN INC FD I COM 24610V103 1454 122667 SH DFND 1 122667 0 0 INVESCO MUN OPPORTUNITY TR COM 46132C107 14 1260 SH DFND 1 1260 0 0 INVESCO TR INVT GRADE NY MUN COM 46131T101 155 12987 SH DFND 1 12987 0 0 GREEN PLAINS INC NOTE 3.250%10/0 393222AG9 31123 31354000 PRN DFND 1 0 0 0 IMMUNOMEDICS INC NOTE 4.750% 2/1 452907AK4 13228 4605000 PRN DFND 1 0 0 0 REDFIN CORP NOTE 1.750% 7/1 75737FAA6 4215 5151000 PRN DFND 1 0 0 0 SENSEONICS HLDGS INC NOTE 5.250% 2/0 81727UAA3 9209 8450000 PRN DFND 1 0 0 0 AMC ENTMT HLDGS INC CL A COM 00165C104 1702 138625 SH DFND 1 138625 0 0 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 3973 146832 SH DFND 1 146832 0 0 DENBURY RES INC COM NEW 247916208 1860 1087857 SH DFND 1 1087857 0 0 HERTZ GLOBAL HLDGS INC COM 42806J106 1265 92708 SH DFND 1 92708 0 0 NANTHEALTH INC COM 630104107 30 56939 SH DFND 1 56939 0 0 OMEROS CORP COM 682143102 1556 139677 SH DFND 1 139677 0 0 QUORUM HEALTH CORP COM 74909E106 670 231987 SH DFND 1 231987 0 0 REVLON INC CL A NEW 761525609 65 2600 SH DFND 1 2600 0 0 SURGERY PARTNERS INC COM 86881A100 1280 130806 SH DFND 1 130806 0 0 SYNERGY PHARMACEUTICALS DEL COM NEW 871639308 26 236406 SH DFND 1 236406 0 0 TESLA INC COM 88160R101 26454 79490 SH DFND 1 79490 0 0 VISTA OUTDOOR INC COM 928377100 493 43513 SH DFND 1 43513 0 0 QUINSTREET INC COM 74874Q100 1204 74200 SH DFND 1 74200 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 9733 47670 SH DFND 1 47670 0 0 DIREXION SHS ETF TR DAILY FINL BEAR 25490K539 601 44300 SH DFND 1 44300 0 0 AKEBIA THERAPEUTICS INC COM 00972D105 99 17927 SH DFND 1 17927 0 0 CEMEX SAB DE CV SPON ADR NEW 151290889 773 160413 SH DFND 1 160413 0 0 DOMINION ENERGY INC UNIT 08/15/2019 25746U836 3517 73471 SH DFND 1 73471 0 0 TANGER FACTORY OUTLET CTRS I COM 875465106 2872 142040 SH DFND 1 142040 0 0 AMCI ACQUISITION CORP UNIT 01/07/2019 00165R200 696 70000 SH DFND 1 70000 0 0 CHURCHILL CAP CORP UNIT 99/99/9999 17142R202 2840 281000 SH DFND 1 281000 0 0 CHASERG TECHNLGY ACQUISITN C *W EXP 04/10/202 16166A111 51 70000 SH DFND 1 70000 0 0 DD3 ACQUISITION CORP *W EXP 10/20/202 G2692M111 24 70000 SH DFND 1 70000 0 0 FAR PT ACQUISITION CORP UNIT 06/01/2025 30734W208 2799 277500 SH DFND 1 277500 0 0 SOCIAL CAP HEDOSOPHIA HLDGS CL A G8250R103 3292 329285 SH DFND 1 329285 0 0 LF CAP ACQUISITION CORP UNIT 06/19/2025 50200K207 1522 150000 SH DFND 1 150000 0 0 LEGACY ACQUISITION CORP *W EXP 11/30/202 524643111 25 76700 SH DFND 1 76700 0 0 LONGEVITY ACQUISITION CORP ORD SHS G56372132 603 60000 SH DFND 1 60000 0 0 LONGEVITY ACQUISITION CORP *W EXP 07/31/202 G56372116 9 60000 SH DFND 1 60000 0 0 MOSAIC ACQUISITION CORP *W EXP 10/23/202 61946M118 80 81816 SH DFND 1 81816 0 0 PURE ACQUISITION CORP CL A 74621Q106 3936 400000 SH DFND 1 400000 0 0 REEBONZ HLDG LTD ORD SHS G7457R106 44 21162 SH DFND 1 21162 0 0 REEBONZ HLDG LTD *W EXP 12/19/202 G7457R114 23 126056 SH DFND 1 126056 0 0 SPARTAN ENERGY ACQUISITON CO UNIT 99/99/9999 846784114 3807 380796 SH DFND 1 380796 0 0 THUNDER BRIDGE ACQUISITION L SHS CLASS A G8857R100 2227 225000 SH DFND 1 225000 0 0 TKK SYMPHONY ACQUISITION COR RIGHT 02/20/2020 G88950137 31 90000 SH DFND 1 90000 0 0 TKK SYMPHONY ACQUISITION COR *W EXP 02/20/202 G88950129 20 134500 SH DFND 1 134500 0 0 TRINITY MERGER CORP COM CL A 89653L106 2697 270000 SH DFND 1 270000 0 0 TPG PACE HLDGS CORP CL A G89827128 6362 636250 SH DFND 1 636250 0 0 PENSARE ACQUISITION CORP RIGHT 99/99/9999 70957E121 16 57800 SH DFND 1 57800 0 0 ALTABA INC COM 021346101 173430 2993285 SH DFND 1 2993285 0 0 AVIS BUDGET GROUP COM 053774105 5146 228944 SH DFND 1 228944 0 0 JOHNSON & JOHNSON COM 478160104 85787 664763 SH DFND 1 664763 0 0 MICROSOFT CORP COM 594918104 151741 1493964 SH DFND 1 1493964 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 63657 1037110 SH DFND 1 1037110 0 0 PNC FINL SVCS GROUP INC COM 693475105 24271 207609 SH DFND 1 207609 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 8074 382851 SH DFND 1 382851 0 0 FIRST MAJESTIC SILVER CORP COM 32076V103 265 45100 SH DFND 1 45100 0 0 AK STL HLDG CORP COM 001547108 1137 505496 SH DFND 1 505496 0 0 APPTIO INC CL A 03835C108 144 3805 SH DFND 1 3805 0 0 AVON PRODS INC COM 054303102 597 393117 SH DFND 1 393117 0 0 BUILDERS FIRSTSOURCE INC COM 12008R107 646 59214 SH DFND 1 59214 0 0 BRISTOW GROUP INC COM 110394103 61 25363 SH DFND 1 25363 0 0 PEABODY ENERGY CORP NEW COM 704551100 293 9623 SH DFND 1 9623 0 0 CARDTRONICS PLC SHS CL A G1991C105 114 4400 SH DFND 1 4400 0 0 CHEMOURS CO COM 163851108 115 4100 SH DFND 1 4100 0 0 CLEVELAND CLIFFS INC COM 185899101 432 56200 SH DFND 1 56200 0 0 CNX RESOURCES CORPORATION COM 12653C108 37 3300 SH DFND 1 3300 0 0 CALIFORNIA RES CORP COM NEW 13057Q206 607 35634 SH DFND 1 35634 0 0 COMSTOCK RES INC COM 205768302 758 167453 SH DFND 1 167453 0 0 CARRIZO OIL & GAS INC COM 144577103 365 32371 SH DFND 1 32371 0 0 DISH NETWORK CORP CL A 25470M109 6901 276373 SH DFND 1 276373 0 0 DELEK US HLDGS INC NEW COM 24665A103 585 18023 SH DFND 1 18023 0 0 EP ENERGY CORP CL A 268785102 142 203073 SH DFND 1 203073 0 0 EVERI HLDGS INC COM 30034T103 1372 266503 SH DFND 1 266503 0 0 GRIFFON CORP COM 398433102 53 5158 SH DFND 1 5158 0 0 GOGO INC COM 38046C109 1160 388248 SH DFND 1 388248 0 0 CANADA GOOSE HOLDINGS INC SHS SUB VTG 135086106 168 3851 SH DFND 1 3851 0 0 GRANITE PT MTG TR INC NOTE 6.375%10/0 38741LAC1 1261 1275000 PRN DFND 1 0 0 0 GULFPORT ENERGY CORP COM NEW 402635304 426 65048 SH DFND 1 65048 0 0 GREEN PLAINS INC COM 393222104 1653 126152 SH DFND 1 126152 0 0 GOPRO INC NOTE 3.500% 4/1 38268TAB9 16127 19700000 PRN DFND 1 0 0 0 GOPRO INC CL A 38268T103 2568 605678 SH DFND 1 605678 0 0 FERROGLOBE PLC SHS G33856108 783 492480 SH DFND 1 492480 0 0 H & E EQUIPMENT SERVICES INC COM 404030108 1071 52474 SH DFND 1 52474 0 0 HIGHPOINT RES CORP COM 43114K108 111 44632 SH DFND 1 44632 0 0 PENNEY J C INC COM 708160106 35 33747 SH DFND 1 33747 0 0 MATTEL INC COM 577081102 2532 253546 SH DFND 1 253546 0 0 MEDICINES CO COM 584688105 67 3513 SH DFND 1 3513 0 0 MCDERMOTT INTL INC COM 580037703 3302 504996 SH DFND 1 504996 0 0 MERITOR INC NOTE 7.875% 3/0 59001KAC4 16537 10133000 PRN DFND 1 0 0 0 NAVISTAR INTL CORP NEW COM 63934E108 2 93 SH DFND 1 93 0 0 NETFLIX INC COM 64110L106 1056 3949 SH DFND 1 3949 0 0 NEW GOLD INC CDA COM 644535106 162 215141 SH DFND 1 215141 0 0 PANDORA MEDIA INC COM 698354107 276 34193 SH DFND 1 34193 0 0 PATRICK INDS INC COM 703343103 53 1813 SH DFND 1 1813 0 0 PARSLEY ENERGY INC CL A 701877102 369 23092 SH DFND 1 23092 0 0 PEPSICO INC COM 713448108 212 1926 SH DFND 1 1926 0 0 PIONEER ENERGY SVCS CORP COM 723664108 215 175482 SH DFND 1 175482 0 0 PROS HOLDINGS INC NOTE 2.000%12/0 74346YAB9 24322 22365000 PRN DFND 1 0 0 0 PARTY CITY HOLDCO INC COM 702149105 591 59298 SH DFND 1 59298 0 0 PYXUS INTL INC COM 74737V106 101 8568 SH DFND 1 8568 0 0 RITE AID CORP COM 767754104 790 1116081 SH DFND 1 1116081 0 0 RENT A CTR INC NEW COM 76009N100 5656 349390 SH DFND 1 349390 0 0 RENEWABLE ENERGY GROUP INC NOTE 4.000% 6/1 75972AAC7 30740 12577000 PRN DFND 1 0 0 0 RH COM 74967X103 1069 8930 SH DFND 1 8930 0 0 TRANSOCEAN LTD REG SHS H8817H100 2292 330369 SH DFND 1 330369 0 0 SEMGROUP CORP CL A 81663A105 532 38643 SH DFND 1 38643 0 0 SCIENTIFIC GAMES CORP COM 80874P109 8432 471600 SH DFND 1 471600 0 0 SIGNET JEWELERS LIMITED SHS G81276100 1675 52735 SH DFND 1 52735 0 0 TRIUMPH GROUP INC NEW COM 896818101 15 1367 SH DFND 1 1367 0 0 TREEHOUSE FOODS INC COM 89469A104 436 8600 SH DFND 1 8600 0 0 TAILORED BRANDS INC COM 87403A107 3464 254032 SH DFND 1 254032 0 0 TTM TECHNOLOGIES INC NOTE 1.750%12/1 87305RAD1 23866 20591000 PRN DFND 1 0 0 0 TWITTER INC COM 90184L102 951 33117 SH DFND 1 33117 0 0 VECTOR GROUP LTD COM 92240M108 22 2314 SH DFND 1 2314 0 0 VIPSHOP HLDGS LTD SPONSORED ADR 92763W103 2070 379126 SH DFND 1 379126 0 0 WEIBO CORP SPONSORED ADR 948596101 4652 79629 SH DFND 1 79629 0 0 WORKDAY INC CL A 98138H101 1088 6818 SH DFND 1 6818 0 0 WESTERN DIGITAL CORP COM 958102105 1634 44198 SH DFND 1 44198 0 0 WILLSCOT CORP COM 971375126 1049 111427 SH DFND 1 111427 0 0 INTREXON CORP NOTE 3.500% 7/0 46122TAA0 6224 9000000 PRN DFND 1 0 0 0 ZILLOW GROUP INC CL C CAP STK 98954M200 41 1323 SH DFND 1 1323 0 0 ZILLOW GROUP INC CL A 98954M101 231 7352 SH DFND 1 7352 0 0 GOODRICH PETE CORP COM PAR 382410843 39 2939 SH DFND 1 2939 0 0 AVAYA HLDGS CORP COM 05351X101 2878 197675 SH DFND 1 197675 0 0 HOME DEPOT INC COM 437076102 5837 33974 SH DFND 1 33974 0 0 BEST BUY INC COM 086516101 1292 24409 SH DFND 1 24409 0 0 BUNGE LIMITED COM G16962105 704 13192 SH DFND 1 13192 0 0 DECKERS OUTDOOR CORP COM 243537107 1228 9600 SH DFND 1 9600 0 0 DARDEN RESTAURANTS INC COM 237194105 966 9679 SH DFND 1 9679 0 0 FOX FACTORY HLDG CORP COM 35138V102 1052 17876 SH DFND 1 17876 0 0 IDEX CORP COM 45167R104 978 7751 SH DFND 1 7751 0 0 CARMAX INC COM 143130102 944 15056 SH DFND 1 15056 0 0 LOUISIANA PAC CORP COM 546347105 2617 117782 SH DFND 1 117782 0 0 LULULEMON ATHLETICA INC COM 550021109 904 7438 SH DFND 1 7438 0 0 LAMB WESTON HLDGS INC COM 513272104 996 13552 SH DFND 1 13552 0 0 INGEVITY CORP COM 45688C107 973 11627 SH DFND 1 11627 0 0 NORFOLK SOUTHERN CORP COM 655844108 69410 464157 SH DFND 1 464157 0 0 PAYCOM SOFTWARE INC COM 70432V102 955 7807 SH DFND 1 7807 0 0 PROTO LABS INC COM 743713109 963 8544 SH DFND 1 8544 0 0 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 871 8908 SH DFND 1 8908 0 0 TJX COS INC NEW COM 872540109 1091 24396 SH DFND 1 24396 0 0 TRINET GROUP INC COM 896288107 895 21356 SH DFND 1 21356 0 0 TREX CO INC COM 89531P105 1009 17014 SH DFND 1 17014 0 0 TOTAL SYS SVCS INC COM 891906109 902 11104 SH DFND 1 11104 0 0 OVERSTOCK COM INC DEL COM 690370101 726 53500 SH DFND 1 53500 0 0 TRIMBLE INC COM 896239100 1974 60000 SH DFND 1 60000 0 0 UNITED RENTALS INC COM 911363109 758 7400 SH DFND 1 7400 0 0 KNOT OFFSHORE PARTNERS LP COM UNITS Y48125101 4930 275000 SH DFND 1 275000 0 0 AMETEK INC NEW COM 031100100 4400 65000 SH DFND 1 65000 0 0 AIR PRODS & CHEMS INC COM 009158106 1215 7593 SH DFND 1 7593 0 0 BOEING CO COM 097023105 6936 21510 SH DFND 1 21510 0 0 BALL CORP COM 058498106 2299 50000 SH DFND 1 50000 0 0 CATERPILLAR INC DEL COM 149123101 5082 40000 SH DFND 1 40000 0 0 CAMECO CORP COM 13321L108 510 45000 SH DFND 1 45000 0 0 CONSTELLIUM NV CL A N22035104 1502 215000 SH DFND 1 215000 0 0 DEERE & CO COM 244199105 3853 25832 SH DFND 1 25832 0 0 DOWDUPONT INC COM 26078J100 4545 85000 SH DFND 1 85000 0 0 ECOLAB INC COM 278865100 589 4000 SH DFND 1 4000 0 0 EMERSON ELEC CO COM 291011104 1580 26455 SH DFND 1 26455 0 0 GRAPHIC PACKAGING HLDG CO COM 388689101 585 55000 SH DFND 1 55000 0 0 GRACE W R & CO DEL NEW COM 38388F108 1298 20000 SH DFND 1 20000 0 0 GRANITE CONSTR INC COM 387328107 1933 48000 SH DFND 1 48000 0 0 HONEYWELL INTL INC COM 438516106 3426 25937 SH DFND 1 25937 0 0 INGERSOLL-RAND PLC SHS G47791101 2554 28000 SH DFND 1 28000 0 0 LINDE PLC COM G5494J103 3744 24000 SH DFND 1 24000 0 0 LOCKHEED MARTIN CORP COM 539830109 1419 5422 SH DFND 1 5422 0 0 3M CO COM 88579Y101 381 2000 SH DFND 1 2000 0 0 NEWMONT MINING CORP COM 651639106 5243 151340 SH DFND 1 151340 0 0 RPM INTL INC COM 749685103 1175 20000 SH DFND 1 20000 0 0 SEALED AIR CORP NEW COM 81211K100 1532 44000 SH DFND 1 44000 0 0 SHERWIN WILLIAMS CO COM 824348106 3344 8500 SH DFND 1 8500 0 0 STANLEY BLACK & DECKER INC COM 854502101 4558 38074 SH DFND 1 38074 0 0 VULCAN MATLS CO COM 929160109 691 7000 SH DFND 1 7000 0 0 WASTE MGMT INC DEL COM 94106L109 3097 34803 SH DFND 1 34803 0 0 AXALTA COATING SYS LTD COM G0750C108 859 36720 SH DFND 1 36720 0 0 BAIDU INC SPON ADR REP A 056752108 793 5000 SH DFND 1 5000 0 0 BORGWARNER INC COM 099724106 1042 30000 SH DFND 1 30000 0 0 COMPASS MINERALS INTL INC COM 20451N101 44 1069 SH DFND 1 1069 0 0 CANADIAN NAT RES LTD COM 136385101 2413 100000 SH DFND 1 100000 0 0 CABOT OIL & GAS CORP COM 127097103 768 34400 SH DFND 1 34400 0 0 CVS HEALTH CORP COM 126650100 5928 90486 SH DFND 1 90486 0 0 NOW INC COM 67011P100 52 4553 SH DFND 1 4553 0 0 EAGLE MATERIALS INC COM 26969P108 2191 35902 SH DFND 1 35902 0 0 DIAMONDBACK ENERGY INC COM 25278X109 2619 28259 SH DFND 1 28259 0 0 FIREEYE INC COM 31816Q101 324 20020 SH DFND 1 20020 0 0 TECHNIPFMC PLC COM G87110105 793 40508 SH DFND 1 40508 0 0 CHART INDS INC COM PAR $0.01 16115Q308 2601 40000 SH DFND 1 40000 0 0 HELMERICH & PAYNE INC COM 423452101 1198 25000 SH DFND 1 25000 0 0 LEAR CORP COM NEW 521865204 1695 13800 SH DFND 1 13800 0 0 L3 TECHNOLOGIES INC COM 502413107 7557 43519 SH DFND 1 43519 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 3392 260773 SH DFND 1 260773 0 0 PETROCHINA CO LTD SPONSORED ADR 71646E100 28 471 SH DFND 1 471 0 0 RAYTHEON CO COM NEW 755111507 3020 19700 SH DFND 1 19700 0 0 TECK RESOURCES LTD CL B 878742204 435 20200 SH DFND 1 20200 0 0 TERADYNE INC COM 880770102 313 10000 SH DFND 1 10000 0 0 TARGET CORP COM 87612E106 3515 53195 SH DFND 1 53195 0 0 THOR INDS INC COM 885160101 274 5273 SH DFND 1 5273 0 0 BARCLAYS BK PLC IPATH S&P500 VIX 06746L422 1211 25845 SH DFND 1 25845 0 0 WHITING PETE CORP NEW COM NEW 966387409 453 20000 SH DFND 1 20000 0 0 WPX ENERGY INC COM 98212B103 288 25434 SH DFND 1 25434 0 0 XYLEM INC COM 98419M100 2001 30000 SH DFND 1 30000 0 0 ALCOA CORP COM 013872106 14 550 SH DFND 1 550 0 0 APACHE CORP COM 037411105 0 12 SH DFND 1 12 0 0 ANADARKO PETE CORP COM 032511107 91 2084 SH DFND 1 2084 0 0 ACTIVISION BLIZZARD INC COM 00507V109 157 3381 SH DFND 1 3381 0 0 BOOKING HLDGS INC COM 09857L108 124 72 SH DFND 1 72 0 0 BP PLC SPONSORED ADR 055622104 2504 66049 SH DFND 1 66049 0 0 CHARTER COMMUNICATIONS INC N CL A 16119P108 1 6 SH DFND 1 6 0 0 COMCAST CORP NEW CL A 20030N101 812 23872 SH DFND 1 23872 0 0 CONOCOPHILLIPS COM 20825C104 1247 20012 SH DFND 1 20012 0 0 TABLEAU SOFTWARE INC CL A 87336U105 4558 37990 SH DFND 1 37990 0 0 ELECTRONIC ARTS INC COM 285512109 41 521 SH DFND 1 521 0 0 EBAY INC COM 278642103 780 27810 SH DFND 1 27810 0 0 FREEPORT-MCMORAN INC CL B 35671D857 20 1944 SH DFND 1 1944 0 0 GENERAL ELECTRIC CO COM 369604103 3190 421419 SH DFND 1 421419 0 0 GNC HLDGS INC COM CL A 36191G107 245 103705 SH DFND 1 103705 0 0 ALPHABET INC CAP STK CL C 02079K107 2301 2222 SH DFND 1 2222 0 0 GAP INC DEL COM 364760108 72 2829 SH DFND 1 2829 0 0 GRUBHUB INC COM 400110102 5 77 SH DFND 1 77 0 0 GARRETT MOTION INC COM 366505105 13 1076 SH DFND 1 1076 0 0 IAC INTERACTIVECORP COM 44919P508 7371 40274 SH DFND 1 40274 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 0 5 SH DFND 1 5 0 0 NORDSTROM INC COM 655664100 159 3417 SH DFND 1 3417 0 0 KRAFT HEINZ CO COM 500754106 11 275 SH DFND 1 275 0 0 L BRANDS INC COM 501797104 1 52 SH DFND 1 52 0 0 LIBERTY GLOBAL PLC SHS CL A G5480U104 1601 75039 SH DFND 1 75039 0 0 LENNAR CORP CL A 526057104 6 178 SH DFND 1 178 0 0 CHENIERE ENERGY INC COM NEW 16411R208 3 65 SH DFND 1 65 0 0 LAS VEGAS SANDS CORP COM 517834107 2091 40190 SH DFND 1 40190 0 0 MACYS INC COM 55616P104 32 1106 SH DFND 1 1106 0 0 MGM RESORTS INTERNATIONAL COM 552953101 533 22002 SH DFND 1 22002 0 0 MYLAN N V SHS EURO N59465109 0 17 SH DFND 1 17 0 0 ORACLE CORP COM 68389X105 4085 90485 SH DFND 1 90485 0 0 PALO ALTO NETWORKS INC COM 697435105 135 717 SH DFND 1 717 0 0 PROCTER AND GAMBLE CO COM 742718109 1663 18102 SH DFND 1 18102 0 0 PAYPAL HLDGS INC COM 70450Y103 331 3939 SH DFND 1 3939 0 0 RESIDEO TECHNOLOGIES INC COM 76118Y104 27 1333 SH DFND 1 1333 0 0 FANG HLDGS LTD ADR 30711Y102 0 21 SH DFND 1 21 0 0 SCHLUMBERGER LTD COM 806857108 631 17499 SH DFND 1 17499 0 0 SNAP INC CL A 83304A106 1342 243638 SH DFND 1 243638 0 0 SOUTHERN CO COM 842587107 12 292 SH DFND 1 292 0 0 STAMPS COM INC COM NEW 852857200 92 594 SH DFND 1 594 0 0 TYSON FOODS INC CL A 902494103 7 143 SH DFND 1 143 0 0 VALERO ENERGY CORP NEW COM 91913Y100 4 62 SH DFND 1 62 0 0 WEYERHAEUSER CO COM 962166104 0 39 SH DFND 1 39 0 0 WYNN RESORTS LTD COM 983134107 21 221 SH DFND 1 221 0 0 UNITED STATES STL CORP NEW COM 912909108 1017 55786 SH DFND 1 55786 0 0 ALEXANDRIA REAL ESTATE EQ IN PFD CONV SER D 015271505 699 20937 SH DFND 1 20937 0 0 EPR PPTYS COM SH BEN INT 26884U109 289 4523 SH DFND 1 4523 0 0 LEXINGTON REALTY TRUST COM 529043101 52 6372 SH DFND 1 6372 0 0 QTS RLTY TR INC 6.50% CON PFD B 74736A301 2532 26796 SH DFND 1 26796 0 0 RPT REALTY COM SH BEN INT 74971D101 818 68522 SH DFND 1 68522 0 0 WHEELER REAL ESTATE INVT TR CV PFD SER B 963025309 273 35102 SH DFND 1 35102 0 0 WHEELER REAL ESTATE INVT TR COM NEW 963025705 2 3170 SH DFND 1 3170 0 0 DTE ENERGY CO UNIT 99/99/9999 233331883 925 17812 SH DFND 1 17812 0 0 INTERNATIONAL FLAVORS&FRAGRA UNIT 09/15/2021 459506309 139 2744 SH DFND 1 2744 0 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 109 818 SH DFND 1 818 0 0 SOUTH JERSEY INDS INC UNIT 99/99/9999 838518116 2847 60899 SH DFND 1 60899 0 0 SEMPRA ENERGY 6% PFD CONV A 816851406 13777 142929 SH DFND 1 142929 0 0 VISTRA ENERGY CORP UNIT 02/02/2024 92840M300 4673 51393 SH DFND 1 51393 0 0 BECTON DICKINSON & CO PFD SHS CONV A 075887208 2507 43386 SH DFND 1 43386 0 0 AVISTA CORP COM 05379B107 873 20557 SH DFND 1 20557 0 0 BELMOND LTD CL A G1154H107 112 4500 SH DFND 1 4500 0 0 BEMIS INC COM 081437105 78 1700 SH DFND 1 1700 0 0 BOJANGLES INC COM 097488100 32 2000 SH DFND 1 2000 0 0 CAMPBELL SOUP CO COM 134429109 131 4000 SH DFND 1 4000 0 0 CONNECTICUT WTR SVC INC COM 207797101 535 8009 SH DFND 1 8009 0 0 CONVERGEONE HLDGS INC COM CL A 212481105 334 26991 SH DFND 1 26991 0 0 CLEARWAY ENERGY INC CL C 18539C204 935 54238 SH DFND 1 54238 0 0 DUN & BRADSTREET CORP DEL NE COM 26483E100 7741 54233 SH DFND 1 54233 0 0 ENGILITY HLDGS INC NEW COM 29286C107 459 16157 SH DFND 1 16157 0 0 EHI CAR SVCS LTD SPON ADS CL A 26853A100 1423 135553 SH DFND 1 135553 0 0 ESTERLINE TECHNOLOGIES CORP COM 297425100 437 3600 SH DFND 1 3600 0 0 ESSENDANT INC COM 296689102 381 30325 SH DFND 1 30325 0 0 TWENTY FIRST CENTY FOX INC CL A 90130A101 1929 40104 SH DFND 1 40104 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 432 3570 SH DFND 1 3570 0 0 HORTONWORKS INC COM 440894103 5197 360429 SH DFND 1 360429 0 0 INDUSTRIAL LOGISTICS PPTYS T COM SHS BEN INT 456237106 143 7286 SH DFND 1 7286 0 0 IMPERVA INC COM 45321L100 5176 92948 SH DFND 1 92948 0 0 JD COM INC SPON ADR CL A 47215P106 6599 315306 SH DFND 1 315306 0 0 KIMBERLY CLARK CORP COM 494368103 11 100 SH DFND 1 100 0 0 LIBERTY BROADBAND CORP COM SER C 530307305 122 1700 SH DFND 1 1700 0 0 LSC COMMUNICATIONS INC COM 50218P107 881 125915 SH DFND 1 125915 0 0 NEWFIELD EXPL CO COM 651290108 3014 205600 SH DFND 1 205600 0 0 ANNALY CAP MGMT INC COM 035710409 259 26469 SH DFND 1 26469 0 0 NUTRI SYS INC NEW COM 67069D108 1117 25468 SH DFND 1 25468 0 0 NEWELL BRANDS INC COM 651229106 223 12000 SH DFND 1 12000 0 0 OWENS ILL INC COM NEW 690768403 98 5700 SH DFND 1 5700 0 0 QEP RES INC COM 74733V100 14 2500 SH DFND 1 2500 0 0 RED HAT INC COM 756577102 7806 44447 SH DFND 1 44447 0 0 SANDERSON FARMS INC COM 800013104 79 800 SH DFND 1 800 0 0 SCANA CORP NEW COM 80589M102 3861 80822 SH DFND 1 80822 0 0 SENDGRID INC COM 816883102 6373 147642 SH DFND 1 147642 0 0 SPARTON CORP COM 847235108 403 22207 SH DFND 1 22207 0 0 TRIBUNE MEDIA CO CL A 896047503 2075 45743 SH DFND 1 45743 0 0 TRAVELPORT WORLDWIDE LTD SHS G9019D104 434 27820 SH DFND 1 27820 0 0 U S G CORP COM NEW 903293405 476 11166 SH DFND 1 11166 0 0 VECTREN CORP COM 92240G101 3885 53976 SH DFND 1 53976 0 0 WILDHORSE RESOURCE DEV CORP COM 96812T102 162 11500 SH DFND 1 11500 0 0 CIMAREX ENERGY CO COM 171798101 32 521 SH DFND 1 521 0 0 APARTMENT INVT & MGMT CO CL A 03748R101 3377 76976 SH DFND 1 76976 0 0 AMERICAN HOMES 4 RENT CL A 02665T306 182 9206 SH DFND 1 9206 0 0 CAMDEN PPTY TR SH BEN INT 133131102 2204 25037 SH DFND 1 25037 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 887 13444 SH DFND 1 13444 0 0 HCP INC COM 40414L109 1311 46950 SH DFND 1 46950 0 0 HEALTHCARE TR AMER INC CL A NEW 42225P501 2078 82109 SH DFND 1 82109 0 0 SABRA HEALTH CARE REIT INC COM 78573L106 6009 364632 SH DFND 1 364632 0 0 VENTAS INC COM 92276F100 3287 56108 SH DFND 1 56108 0 0 DIAMONDROCK HOSPITALITY CO COM 252784301 1464 161266 SH DFND 1 161266 0 0 HOST HOTELS & RESORTS INC COM 44107P104 5518 331028 SH DFND 1 331028 0 0 SUNSTONE HOTEL INVS INC NEW COM 867892101 2792 214615 SH DFND 1 214615 0 0 DUKE REALTY CORP COM NEW 264411505 3994 154221 SH DFND 1 154221 0 0 FIRST INDUSTRIAL REALTY TRUS COM 32054K103 2890 100147 SH DFND 1 100147 0 0 LIBERTY PPTY TR SH BEN INT 531172104 2027 48421 SH DFND 1 48421 0 0 PROLOGIS INC COM 74340W103 3406 58012 SH DFND 1 58012 0 0 CORESITE RLTY CORP COM 21870Q105 4551 52177 SH DFND 1 52177 0 0 CUBESMART COM 229663109 1064 37090 SH DFND 1 37090 0 0 EQUITY LIFESTYLE PPTYS INC COM 29472R108 1176 12115 SH DFND 1 12115 0 0 EQUINIX INC COM PAR $0.001 29444U700 966 2740 SH DFND 1 2740 0 0 SPIRIT RLTY CAP INC NEW COM NEW 84860W300 6048 171598 SH DFND 1 171598 0 0 STORE CAP CORP COM 862121100 1397 49371 SH DFND 1 49371 0 0 VEREIT INC COM 92339V100 2293 320776 SH DFND 1 320776 0 0 BRANDYWINE RLTY TR SH BEN INT NEW 105368203 2026 157430 SH DFND 1 157430 0 0 EMPIRE ST RLTY TR INC CL A 292104106 4542 319209 SH DFND 1 319209 0 0 KILROY RLTY CORP COM 49427F108 2334 37131 SH DFND 1 37131 0 0 CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 4932 234557 SH DFND 1 234557 0 0 PARAMOUNT GROUP INC COM 69924R108 413 32950 SH DFND 1 32950 0 0 WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 2349 102159 SH DFND 1 102159 0 0 KIMCO RLTY CORP COM 49446R109 405 27653 SH DFND 1 27653 0 0 MACERICH CO COM 554382101 960 22198 SH DFND 1 22198 0 0 PENNSYLVANIA RL ESTATE INVT SH BEN INT 709102107 840 141513 SH DFND 1 141513 0 0 RETAIL OPPORTUNITY INVTS COR COM 76131N101 927 58430 SH DFND 1 58430 0 0 RETAIL PPTYS AMER INC CL A 76131V202 2238 206286 SH DFND 1 206286 0 0 SITE CENTERS CORP COM 82981J109 2400 216868 SH DFND 1 216868 0 0 TAUBMAN CTRS INC COM 876664103 3903 85818 SH DFND 1 85818 0 0 URBAN EDGE PPTYS COM 91704F104 7826 470938 SH DFND 1 470938 0 0 WASHINGTON PRIME GROUP NEW COM 93964W108 758 156115 SH DFND 1 156115 0 0 AERCAP HOLDINGS NV SHS N00985106 12870 325000 SH DFND 1 325000 0 0 MADISON SQUARE GARDEN CO NEW CL A 55825T103 8031 30000 SH DFND 1 30000 0 0 SPLUNK INC COM 848637104 13630 130000 SH DFND 1 130000 0 0 DIREXION SHS ETF TR DLY FIN BULL NEW 25459Y694 358 8003 SH DFND 1 8003 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 2031 85274 SH DFND 1 85274 0 0 INVESCO CURNCYSHS BRIT PND S BRIT POUN STRL 46138M109 4946 40000 SH DFND 1 40000 0 0 ALLEGHENY TECHNOLOGIES INC COM 01741R102 2185 100373 SH DFND 1 100373 0 0 IKANG HEALTHCARE GROUP INC SPONSORED ADR 45174L108 219 10770 SH DFND 1 10770 0 0 ALLEGRO MERGER CORP COM 01749N103 195 20000 SH DFND 1 20000 0 0 BISON CAP ACQUISITION CORP ORD SHS G1142P104 1040 100000 SH DFND 1 100000 0 0 BISON CAP ACQUISITION CORP UNIT 99/99/9999T G1142P120 518 48203 SH DFND 1 48203 0 0 BLACK RIDGE ACQUISITION CORP COM 09216T107 2208 220000 SH DFND 1 220000 0 0 BOXWOOD MERGER CORP UNIT 11/26/2025 10319T200 993 100000 SH DFND 1 100000 0 0 CHURCHILL CAP CORP COM CL A 17142R103 2148 225000 SH DFND 1 225000 0 0 COLLIER CREEK HOLDINGS COM CL A G22707106 723 75000 SH DFND 1 75000 0 0 COLLIER CREEK HOLDINGS UNIT 99/99/9999 G22707122 1033 102800 SH DFND 1 102800 0 0 CAPITOL INVT CORP IV CL A ORD G18920101 494 49500 SH DFND 1 49500 0 0 CAPITOL INVT CORP IV UNIT 99/99/9999 G18920119 2962 287462 SH DFND 1 287462 0 0 CONSTELLATION ALPHA CAP CORP RIGHT 99/99/9999 G2379F132 1 10000 SH DFND 1 10000 0 0 CONSTELLATION ALPHA CAP CORP *W EXP 03/23/202 G2379F116 7 57000 SH DFND 1 57000 0 0 DD3 ACQUISITION CORP SHS G2692M103 963 100000 SH DFND 1 100000 0 0 DD3 ACQUISITION CORP UNIT 10/12/2023 G2692M129 100 10000 SH DFND 1 10000 0 0 DFB HEALTHCARE ACQUISTION CO UNIT 01/30/2023 23291E208 1010 100000 SH DFND 1 100000 0 0 PLATINUM EAGLE ACQUISITIN CO SHS CL A G7126L100 2049 203341 SH DFND 1 203341 0 0 PLATINUM EAGLE ACQUISITIN CO UNIT 01/09/2023 G7126L126 540 51065 SH DFND 1 51065 0 0 EDTECHX HLDGS ACQUISITION CO UNIT 12/31/2025 28138X202 999 100000 SH DFND 1 100000 0 0 FORUM MERGER II CORP CL A 34986F103 2586 268000 SH DFND 1 268000 0 0 FORUM MERGER II CORP UNIT 09/30/2025 34986F202 505 50000 SH DFND 1 50000 0 0 FORUM MERGER II CORP *W EXP 09/30/202 34986F111 43 96825 SH DFND 1 96825 0 0 FAR PT ACQUISITION CORP COM CL A 30734W109 3213 333000 SH DFND 1 333000 0 0 FINTECH ACQUISITION CORP III UNIT 12/01/2023 31811A309 1000 100000 SH DFND 1 100000 0 0 GREENLAND ACQUISITIN CORPORA SHS G40981139 643 65000 SH DFND 1 65000 0 0 GREENLAND ACQUISITIN CORPORA *W EXP 03/03/202 G40981105 13 65000 SH DFND 1 65000 0 0 GORDON POINTE ACQUISITION CO COM CLASS A 382788107 700 70000 SH DFND 1 70000 0 0 GORDON POINTE ACQUISITION CO UNIT 01/18/2023 382788206 518 50000 SH DFND 1 50000 0 0 GRAF INDL CORP COM 384278107 480 50000 SH DFND 1 50000 0 0 GRAF INDL CORP UNIT 12/31/2025 384278206 200 20000 SH DFND 1 20000 0 0 GRAF INDL CORP *W EXP 12/31/202 384278115 20 50000 SH DFND 1 50000 0 0 GORES HOLDINGS III INC UNIT 09/07/2024 38286G208 1381 137500 SH DFND 1 137500 0 0 GS ACQUISITION HLDGS CORP COM CL A 36255F102 1702 173700 SH DFND 1 173700 0 0 GS ACQUISITION HLDGS CORP UNIT 06/12/2023 36255F201 2046 199613 SH DFND 1 199613 0 0 GTY TECHNOLOGY HOLDINGS INC *W EXP 10/25/202 G4182A128 38 49142 SH DFND 1 49142 0 0 HL ACQUISITIONS CORP SHS G4603R106 935 95000 SH DFND 1 95000 0 0 HUNTER MARITIME ACQUISITION *W EXP 11/17/202 Y37828129 0 2250 SH DFND 1 2250 0 0 HAYMAKER ACQUISITION CORP COM CLASS A 420870107 2002 200000 SH DFND 1 200000 0 0 HAYMAKER ACQUISITION CORP UNIT 10/19/2022 420870206 506 48000 SH DFND 1 48000 0 0 HAYMAKER ACQUISITION CORP *W EXP 10/27/202 420870115 20 25000 SH DFND 1 25000 0 0 SOCIAL CAP HEDOSOPHIA HLDGS UNIT 99/99/9999 G8250R111 5848 571740 SH DFND 1 571740 0 0 SOCIAL CAP HEDOSOPHIA HLDGS *W EXP 09/14/202 G8250R129 36 50303 SH DFND 1 50303 0 0 JENSYN ACQUISITION CORP RIGHT 99/99/9999 47632B128 0 1400 SH DFND 1 1400 0 0 JENSYN ACQUISITION CORP *W EXP 03/07/202 47632B110 0 1900 SH DFND 1 1900 0 0 KBL MERGER CORP IV UNIT 01/15/2024 48242A203 52 5000 SH DFND 1 5000 0 0 LEISURE ACQUISITION CORP COM 52539T107 982 100000 SH DFND 1 100000 0 0 LEISURE ACQUISITION CORP UNIT 99/99/9999 52539T206 401 39603 SH DFND 1 39603 0 0 LF CAP ACQUISITION CORP CL A 50200K108 3031 310000 SH DFND 1 310000 0 0 LEGACY ACQUISITION CORP COM CL A 524643103 2700 275000 SH DFND 1 275000 0 0 LEGACY ACQUISITION CORP UNIT 05/31/2024 524643202 509 50000 SH DFND 1 50000 0 0 LEO HOLDINGS CORP UNIT 99/99/9999 G5463L121 50 5000 SH DFND 1 5000 0 0 UNION ACQUISITION CORP UNIT 99/99/9999 G9366W119 765 71250 SH DFND 1 71250 0 0 MEGALITH FINL ACQUISITION CO CL A COM 58518F109 1939 200000 SH DFND 1 200000 0 0 MEGALITH FINL ACQUISITION CO *W EXP 08/26/202 58518F117 10 25000 SH DFND 1 25000 0 0 MOSAIC ACQUISITION CORP COM CL A 61946M100 491 50000 SH DFND 1 50000 0 0 MOSAIC ACQUISITION CORP UNIT 99/99/9999 61946M209 2410 238180 SH DFND 1 238180 0 0 NEBULA ACQUISITION CORP COM CLASS A 629076100 487 50000 SH DFND 1 50000 0 0 NEBULA ACQUISITION CORP UNIT 03/12/2025 629076209 703 69900 SH DFND 1 69900 0 0 NEBULA ACQUISITION CORP *W EXP 03/12/202 629076118 13 9700 SH DFND 1 9700 0 0 NEW FRONTIER CORP UNIT 99/99/9999 G6485P116 1016 100100 SH DFND 1 100100 0 0 ONE MADISON CORP COM CL A G6772P100 641 64000 SH DFND 1 64000 0 0 ONE MADISON CORP UNIT 99/99/9999 G6772P118 2080 200000 SH DFND 1 200000 0 0 OPES ACQUISITION CORP COM 68373P100 496 50000 SH DFND 1 50000 0 0 OPES ACQUISITION CORP UNIT 03/07/2023 68373P209 410 40000 SH DFND 1 40000 0 0 OPES ACQUISITION CORP *W EXP 03/13/202 68373P118 14 50000 SH DFND 1 50000 0 0 ORGANOGENESIS HLDGS INC *W EXP 10/07/202 68621F110 11 70000 SH DFND 1 70000 0 0 PURE ACQUISITION CORP UNIT 04/13/2023 74621Q205 997 95000 SH DFND 1 95000 0 0 PURE ACQUISITION CORP *W EXP 04/17/202 74621Q114 28 25000 SH DFND 1 25000 0 0 REGALWOOD GLOBAL ENERGY LTD COM CL A G74760102 265 27000 SH DFND 1 27000 0 0 REGALWOOD GLOBAL ENERGY LTD UNIT 99/99/9999 G74760110 1016 100000 SH DFND 1 100000 0 0 SCHULTZE SPL PURP ACQUISITIO UNIT 12/31/2023 80821R208 604 60800 SH DFND 1 60800 0 0 SABAN CAP ACQUISITION CORP COM CL A 78516C106 2016 200000 SH DFND 1 200000 0 0 SABAN CAP ACQUISITION CORP UNIT 99/99/9999 78516C205 1047 101000 SH DFND 1 101000 0 0 SABAN CAP ACQUISITION CORP *W EXP 09/21/202 78516C114 6 10000 SH DFND 1 10000 0 0 SENTINEL ENERGY SVCS INC CL A 81728P105 47 4699 SH DFND 1 4699 0 0 SENTINEL ENERGY SVCS INC *W EXP 11/02/202 81728P113 2 3333 SH DFND 1 3333 0 0 THUNDER BRIDGE ACQUISITION L UNIT 01/01/2025 G8857R118 814 80000 SH DFND 1 80000 0 0 TRIDENT ACQUISITIONS CORP COM 89615T106 1994 200000 SH DFND 1 200000 0 0 TKK SYMPHONY ACQUISITION COR ORD SHS G88950103 1930 200000 SH DFND 1 200000 0 0 TKK SYMPHONY ACQUISITION COR UNIT 08/15/2023 G88950111 1009 100000 SH DFND 1 100000 0 0 TRINITY MERGER CORP UNIT 05/11/2025 89653L205 380 36861 SH DFND 1 36861 0 0 TOTTENHAM ACQUISITION I LTD UNIT 05/06/2025 G8959N130 703 69000 SH DFND 1 69000 0 0 TPG PACE HLDGS CORP UNIT 99/99/9999 G89827102 2077 196948 SH DFND 1 196948 0 0 TWELVE SEAS INVESTMENT COMPA SHS G9145A107 982 100000 SH DFND 1 100000 0 0 TWELVE SEAS INVESTMENT COMPA UNIT 06/21/2023 G9145A123 307 30000 SH DFND 1 30000 0 0 TENZING ACQUISITION CORP UNIT 08/24/2024 G8708A124 755 75000 SH DFND 1 75000 0 0 U S WELL SVCS INC *W EXP 03/15/202 91274U119 18 30103 SH DFND 1 30103 0 0 VANTAGE ENERGY ACQUISITION COM CL A 92211L105 4300 427899 SH DFND 1 427899 0 0 VANTAGE ENERGY ACQUISITION UNIT 04/12/2024 92211L204 556 53496 SH DFND 1 53496 0 0 VANTAGE ENERGY ACQUISITION *W EXP 04/12/202 92211L113 0 333 SH DFND 1 333 0 0 VECTOIQ ACQUISITION CORP COM 92243N103 1939 200000 SH DFND 1 200000 0 0 PENSARE ACQUISITION CORP UNIT 07/27/2022 70957E204 164 15575 SH DFND 1 15575 0 0 PENSARE ACQUISITION CORP *W EXP 07/27/202 70957E113 1 5800 SH DFND 1 5800 0 0 COMMUNITY HEALTH SYS INC NEW COM 203668108 788 279612 SH DFND 1 279612 0 0 INVACARE CORP NOTE 4.500% 6/0 461203AH4 3818 5550000 PRN DFND 1 0 0 0 LUMENTUM HLDGS INC COM 55024U109 820 19529 SH DFND 1 19529 0 0 TENET HEALTHCARE CORP COM NEW 88033G407 1347 78614 SH DFND 1 78614 0 0 UNITED CONTL HLDGS INC COM 910047109 4089 48845 SH DFND 1 48845 0 0 BLACKBERRY LTD COM 09228F103 2680 376934 SH DFND 1 376934 0 0 ABIOMED INC COM 003654100 912 2807 SH DFND 1 2807 0 0 HEALTHEQUITY INC COM 42226A107 788 13227 SH DFND 1 13227 0 0 HUMANA INC COM 444859102 898 3136 SH DFND 1 3136 0 0 UNITEDHEALTH GROUP INC COM 91324P102 972 3905 SH DFND 1 3905 0 0 CANADIAN PAC RY LTD COM 13645T100 1776 10000 SH DFND 1 10000 0 0 KEYSIGHT TECHNOLOGIES INC COM 49338L103 3724 60000 SH DFND 1 60000 0 0 APPLE INC COM 037833100 6517 41320 SH DFND 1 41320 0 0 COGNEX CORP COM 192422103 386 10000 SH DFND 1 10000 0 0 FEDEX CORP COM 31428X106 6039 37434 SH DFND 1 37434 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 1450 15197 SH DFND 1 15197 0 0 ON TRACK INNOVATION LTD SHS M8791A109 17 30000 SH DFND 1 30000 0 0 AT&T INC COM 00206R102 753 26396 SH DFND 1 26396 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 235 7345 SH DFND 1 7345 0 0 ABBOTT LABS COM 002824100 19 266 SH DFND 1 266 0 0 CISCO SYS INC COM 17275R102 4274 98655 SH DFND 1 98655 0 0 CENTURYLINK INC COM 156700106 9 601 SH DFND 1 601 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 134 2702 SH DFND 1 2702 0 0 FINISAR CORP COM NEW 31787A507 1475 68328 SH DFND 1 68328 0 0 SPRINT CORP COM SER 1 85207U105 369 63547 SH DFND 1 63547 0 0 CINCINNATI BELL INC NEW PFD CV DEP1/20 171871403 1559 55061 SH DFND 1 55061 0 0 ARRIS INTL INC SHS G0551A103 6024 197086 SH DFND 1 197086 0 0 ATHENAHEALTH INC COM 04685W103 24037 182198 SH DFND 1 182198 0 0 CIGNA CORP NEW COM 125523100 437 2303 SH DFND 1 2303 0 0 QUEST DIAGNOSTICS INC COM 74834L100 826 9920 SH DFND 1 9920 0 0 ELECTRO SCIENTIFIC INDS COM 285229100 59 2000 SH DFND 1 2000 0 0 NXSTAGE MEDICAL INC COM 67072V103 840 29352 SH DFND 1 29352 0 0 ORBOTECH LTD ORD M75253100 3243 57367 SH DFND 1 57367 0 0 IMMUNOGEN INC NOTE 4.500% 7/0 45253HAB7 137 100000 PRN DFND 1 0 0 0 MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AD6 56807 40200000 PRN DFND 1 0 0 0 BLACKBERRY LTD DEBT 3.750%11/1 C10268AC1 23204 22662000 PRN DFND 1 0 0 0 ARRAY BIOPHARMA INC COM 04269X105 618 43384 SH DFND 1 43384 0 0 BAUSCH HEALTH COS INC COM 071734107 8415 455646 SH DFND 1 455646 0 0 DOCUSIGN INC COM 256163106 909 22700 SH DFND 1 22700 0 0 ENSCO PLC SHS CLASS A G3157S106 574 161390 SH DFND 1 161390 0 0 GDS HLDGS LTD SPONSORED ADR 36165L108 665 28811 SH DFND 1 28811 0 0 HALCON RES CORP COM PAR NEW 40537Q605 165 97295 SH DFND 1 97295 0 0 JOHNSON CTLS INTL PLC SHS G51502105 1823 61500 SH DFND 1 61500 0 0 BED BATH & BEYOND INC COM 075896100 1204 106372 SH DFND 1 106372 0 0 FIAT CHRYSLER AUTOMOBILES N SHS N31738102 2995 207124 SH DFND 1 207124 0 0 HANNON ARMSTRONG SUST INFR C COM 41068X100 2798 146883 SH DFND 1 146883 0 0 STARBUCKS CORP COM 855244109 9755 151476 SH DFND 1 151476 0 0 TAL ED GROUP SPONSORED ADS 874080104 4174 156451 SH DFND 1 156451 0 0 WAYFAIR INC CL A 94419L101 522 5802 SH DFND 1 5802 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 23095 870536 SH DFND 1 870536 0 0 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADR 881624209 8727 565991 SH DFND 1 565991 0 0 DASEKE INC COM 23753F107 476 129526 SH DFND 1 129526 0 0 QURATE RETAIL INC COM SER A 74915M100 1565 80196 SH DFND 1 80196 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 189069 1412018 SH DFND 1 1412018 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 70594 457636 SH DFND 1 457636 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 98682 394855 SH DFND 1 394855 0 0 AMBAC FINL GROUP INC COM NEW 023139884 448 26011 SH DFND 1 26011 0 0 CENTENE CORP DEL COM 15135B101 7624 66129 SH DFND 1 66129 0 0 COSTCO WHSL CORP NEW COM 22160K105 4022 19744 SH DFND 1 19744 0 0 DOLLAR GEN CORP NEW COM 256677105 648 6000 SH DFND 1 6000 0 0 D R HORTON INC COM 23331A109 687 19823 SH DFND 1 19823 0 0 DISNEY WALT CO COM DISNEY 254687106 2410 21984 SH DFND 1 21984 0 0 GOLDCORP INC NEW COM 380956409 933 95210 SH DFND 1 95210 0 0 BARRICK GOLD CORP COM 067901108 2614 193068 SH DFND 1 193068 0 0 INTEL CORP COM 458140100 18 387 SH DFND 1 387 0 0 INTL PAPER CO COM 460146103 1416 35100 SH DFND 1 35100 0 0 MERCK & CO INC COM 58933Y105 14 185 SH DFND 1 185 0 0 TABULA RASA HEALTHCARE INC COM 873379101 95 1503 SH DFND 1 1503 0 0 UNDER ARMOUR INC CL A 904311107 28 1611 SH DFND 1 1611 0 0 UNION PAC CORP COM 907818108 6239 45138 SH DFND 1 45138 0 0 VALE S A ADR 91912E105 5724 433988 SH DFND 1 433988 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 2273 45001 SH DFND 1 45001 0 0 YY INC ADS REPCOM CLA 98426T106 177 2971 SH DFND 1 2971 0 0 DIREXION SHS ETF TR DLY ENRGY BULL3X 25459W888 134 8903 SH DFND 1 8903 0 0 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 66 2000 SH DFND 1 2000 0 0 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 351 11644 SH DFND 1 11644 0 0 DIREXION SHS ETF TR DLY JR GOLD 3X 25460E877 1 25 SH DFND 1 25 0 0 SPDR SERIES TRUST S&P BK ETF 78464A797 1187 31800 SH DFND 1 31800 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 4461 95360 SH DFND 1 95360 0 0 DIREXION SHS ETF TR DRX S&P500BULL 25459W862 1269 38581 SH DFND 1 38581 0 0 PROSHARES TR ULTRAPRO SHORT S 74347B268 369 7942 SH DFND 1 7942 0 0 PROSHARES TR ULTRAPRO SHORT Q 74348A160 1072 63986 SH DFND 1 63986 0 0 PROSHARES TR PSHS ULT S&P 500 74347R107 660 7117 SH DFND 1 7117 0 0 DIREXION SHS ETF TR DLY SMCAP BULL3X 25459W847 8720 207177 SH DFND 1 207177 0 0 PROSHARES TR ULTRAPRO QQQ 74347X831 4383 118338 SH DFND 1 118338 0 0 PROSHARES TR ULTRPRO S&P500 74347X864 243 6990 SH DFND 1 6990 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 924 12880 SH DFND 1 12880 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 4728 82446 SH DFND 1 82446 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 380 9743 SH DFND 1 9743 0 0 ADVAXIS INC COM NEW 007624208 0 1789 SH DFND 1 1789 0 0 BANK AMER CORP COM 060505104 9119 370110 SH DFND 1 370110 0 0 LINCOLN NATL CORP IND COM 534187109 156 3044 SH DFND 1 3044 0 0 SMAAASH ENTERTAINMENT INC *W EXP 05/22/202 831550116 1 7341 SH DFND 1 7341 0 0 UNIVAR INC COM 91336L107 17 1000 SH DFND 1 1000 0 0 ZIONS BANCORPORATION N A *W EXP 05/21/202 989701115 19012 2000497 SH DFND 1 2000497 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 179 1369 SH DFND 1 1369 0 0 AUTODESK INC COM 052769106 217 1690 SH DFND 1 1690 0 0 AGNICO EAGLE MINES LTD COM 008474108 244 6053 SH DFND 1 6053 0 0 AFLAC INC COM 001055102 11446 251231 SH DFND 1 251231 0 0 ALLERGAN PLC SHS G0177J108 278 2080 SH DFND 1 2080 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 17 279 SH DFND 1 279 0 0 ALIGN TECHNOLOGY INC COM 016255101 1879 8976 SH DFND 1 8976 0 0 AMAZON COM INC COM 023135106 7922 5275 SH DFND 1 5275 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 2808 20489 SH DFND 1 20489 0 0 CAMPING WORLD HLDGS INC CL A 13462K109 129 11263 SH DFND 1 11263 0 0 BRINKER INTL INC COM 109641100 1193 27142 SH DFND 1 27142 0 0 EOG RES INC COM 26875P101 421 4835 SH DFND 1 4835 0 0 EXPRESS INC COM 30219E103 478 93701 SH DFND 1 93701 0 0 FACEBOOK INC CL A 30303M102 10183 77685 SH DFND 1 77685 0 0 CORNING INC COM 219350105 1030 34122 SH DFND 1 34122 0 0 GENERAL MTRS CO COM 37045V100 8120 242775 SH DFND 1 242775 0 0 GARMIN LTD SHS H2906T109 168 2662 SH DFND 1 2662 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 390 2339 SH DFND 1 2339 0 0 HP INC COM 40434L105 2957 144547 SH DFND 1 144547 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 4390 480403 SH DFND 1 480403 0 0 JPMORGAN CHASE & CO COM 46625H100 10115 103624 SH DFND 1 103624 0 0 KROGER CO COM 501044101 142 5168 SH DFND 1 5168 0 0 KOHLS CORP COM 500255104 278 4194 SH DFND 1 4194 0 0 LOWES COS INC COM 548661107 7526 81491 SH DFND 1 81491 0 0 SOUTHWEST AIRLS CO COM 844741108 231 4971 SH DFND 1 4971 0 0 MASTERCARD INCORPORATED CL A 57636Q104 16328 86557 SH DFND 1 86557 0 0 MONDELEZ INTL INC CL A 609207105 2195 54844 SH DFND 1 54844 0 0 MOHAWK INDS INC COM 608190104 928 7935 SH DFND 1 7935 0 0 ALTRIA GROUP INC COM 02209S103 785 15913 SH DFND 1 15913 0 0 MARATHON OIL CORP COM 565849106 48 3353 SH DFND 1 3353 0 0 NATIONAL OILWELL VARCO INC COM 637071101 6 244 SH DFND 1 244 0 0 NOVAVAX INC COM 670002104 135 73600 SH DFND 1 73600 0 0 NOVARTIS A G SPONSORED ADR 66987V109 718 8374 SH DFND 1 8374 0 0 PFIZER INC COM 717081103 313 7181 SH DFND 1 7181 0 0 PILGRIMS PRIDE CORP NEW COM 72147K108 155 10015 SH DFND 1 10015 0 0 PRUDENTIAL FINL INC COM 744320102 3155 38697 SH DFND 1 38697 0 0 PIONEER NAT RES CO COM 723787107 623 4742 SH DFND 1 4742 0 0 ROYAL GOLD INC COM 780287108 937 10945 SH DFND 1 10945 0 0 ROSS STORES INC COM 778296103 423 5093 SH DFND 1 5093 0 0 RED ROCK RESORTS INC CL A 75700L108 411 20237 SH DFND 1 20237 0 0 SKECHERS U S A INC CL A 830566105 319 13977 SH DFND 1 13977 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 243 4325 SH DFND 1 4325 0 0 WABTEC CORP COM 929740108 925 13178 SH DFND 1 13178 0 0 WALMART INC COM 931142103 1486 15957 SH DFND 1 15957 0 0 XILINX INC COM 983919101 6 77 SH DFND 1 77 0 0 XPO LOGISTICS INC COM 983793100 324 5682 SH DFND 1 5682 0 0 XEROX CORP COM NEW 984121608 256 12975 SH DFND 1 12975 0 0 AGROFRESH SOLUTIONS *W EXP 07/31/202 00856G117 16 103665 SH DFND 1 103665 0 0 AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 834 152104 SH DFND 1 152104 0 0 ALTUS MIDSTREAM CO CL A 02215L100 3 415 SH DFND 1 415 0 0 BANK AMER CORP *W EXP 01/16/201 060505146 42 3300 SH DFND 1 3300 0 0 BLUE BIRD CORP COM 095306106 5 301 SH DFND 1 301 0 0 BLINK CHARGING CO *W EXP 01/31/202 09354A118 3 14962 SH DFND 1 14962 0 0 COMERICA INC COM 200340107 1 28 SH DFND 1 28 0 0 DOMINION ENERGY INC COM 25746U109 28 400 SH DFND 1 400 0 0 FGL HLDGS ORD SHS G3402M102 28 4265 SH DFND 1 4265 0 0 FALCON MINERALS CORP *W EXP 07/21/202 30607B208 7 12606 SH DFND 1 12606 0 0 HARTFORD FINL SVCS GROUP INC *W EXP 06/26/201 416515120 90 2353 SH DFND 1 2353 0 0 HALCON RES CORP *W EXP 09/09/202 40537Q118 0 9230 SH DFND 1 9230 0 0 LAZYDAYS HLDGS INC COM 52110H100 33 6268 SH DFND 1 6268 0 0 NATIONAL ENERGY SERVICES REU SHS G6375R107 7 914 SH DFND 1 914 0 0 NEXEO SOLUTIONS INC *W EXP 06/09/202 65342H110 56 132413 SH DFND 1 132413 0 0 NXT ID INC *W EXP 02/09/201 67091J123 0 2396 SH DFND 1 2396 0 0 PRIORITY TECHNOLOGY HLDGS IN *W EXP 11/15/202 74275G115 1 1020 SH DFND 1 1020 0 0 ROSEHILL RES INC CL A 777385105 5 2654 SH DFND 1 2654 0 0 SUNTRUST BKS INC COM 867914103 0 2 SH DFND 1 2 0 0 DEL TACO RESTAURANTS INC *W EXP 06/30/202 245496112 123 111252 SH DFND 1 111252 0 0 TALOS ENERGY INC *W EXP 02/28/202 87484T116 192 170817 SH DFND 1 170817 0 0 TEXAS CAPITAL BANCSHARES INC *W EXP 01/16/201 88224Q115 27 600 SH DFND 1 600 0 0 TIDEWATER INC NEW *W EXP 07/31/202 88642R117 5 3358 SH DFND 1 3358 0 0 HOSTESS BRANDS INC *W EXP 11/04/202 44109J114 130 138511 SH DFND 1 138511 0 0 VERRA MOBILITY CORP COM 92511U102 0 26 SH DFND 1 26 0 0 VISTRA ENERGY CORP *W EXP 02/02/202 92840M128 211 150969 SH DFND 1 150969 0 0 ISHARES TR IBOXX INV CP ETF 464287242 12116 107400 SH DFND 1 107400 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1997 6600 SH DFND 1 6600 0 0 ISHARES TR 20 YR TR BD ETF 464287432 12151 100000 SH DFND 1 100000 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 8459 166600 SH DFND 1 166600 0 0 NRC GROUP HLDGS CORP *W EXP 10/17/202 629375114 55 68187 SH DFND 1 68187 0 0 GOVERNMENT PPTYS INCOME TR COM SHS BEN INT 38376A103 32 4680 SH DFND 1 4680 0 0 MICHAEL KORS HLDGS LTD SHS G60754101 273 7206 SH DFND 1 7206 0 0 MICHAEL KORS HLDGS LTD PUT G60754951 1923 50700 SH DFND 1 0 0 0