0000908662-15-000141.txt : 20150413
0000908662-15-000141.hdr.sgml : 20150413
20150413161757
ACCESSION NUMBER: 0000908662-15-000141
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150320
FILED AS OF DATE: 20150413
DATE AS OF CHANGE: 20150413
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NewStar Financial, Inc.
CENTRAL INDEX KEY: 0001373561
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE LESSORS [6172]
IRS NUMBER: 542157878
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 BOYLSTON STREET
STREET 2: SUITE 1250
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: (617) 848-2500
MAIL ADDRESS:
STREET 1: 500 BOYLSTON STREET
STREET 2: SUITE 1250
CITY: BOSTON
STATE: MA
ZIP: 02116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NOONAN FRANK R
CENTRAL INDEX KEY: 0001279796
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33211
FILM NUMBER: 15766940
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2015-03-20
0001373561
NewStar Financial, Inc.
NEWS
0001279796
NOONAN FRANK R
C/O NEWSTAR FINANCIAL, INC.
500 BOYLSTON STREET, SUITE 1250
BOSTON
MA
02116
1
0
0
0
Common Stock
2015-03-20
4
M
0
25000
6.40
A
77988
D
Common Stock
2015-03-20
4
F
0
5058
11.0091
D
72930
D
Common Stock
2015-03-20
4
S
0
3642
11.0091
D
69288
D
Common Stock
2015-03-20
4
F
0
9344
11.1654
D
59944
D
Common Stock
2015-03-20
4
S
0
6956
11.1654
D
52988
D
Stock Option (right to buy)
6.40
2015-03-20
4
M
0
25000
0
D
2015-05-14
Common Stock
25000
0
D
The options were fully exercisable as of May 14, 2011.
John Bray as attorney-in-fact
2015-04-13