0000908662-15-000141.txt : 20150413 0000908662-15-000141.hdr.sgml : 20150413 20150413161757 ACCESSION NUMBER: 0000908662-15-000141 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150320 FILED AS OF DATE: 20150413 DATE AS OF CHANGE: 20150413 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NewStar Financial, Inc. CENTRAL INDEX KEY: 0001373561 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE LESSORS [6172] IRS NUMBER: 542157878 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 BOYLSTON STREET STREET 2: SUITE 1250 CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: (617) 848-2500 MAIL ADDRESS: STREET 1: 500 BOYLSTON STREET STREET 2: SUITE 1250 CITY: BOSTON STATE: MA ZIP: 02116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOONAN FRANK R CENTRAL INDEX KEY: 0001279796 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33211 FILM NUMBER: 15766940 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2015-03-20 0001373561 NewStar Financial, Inc. NEWS 0001279796 NOONAN FRANK R C/O NEWSTAR FINANCIAL, INC. 500 BOYLSTON STREET, SUITE 1250 BOSTON MA 02116 1 0 0 0 Common Stock 2015-03-20 4 M 0 25000 6.40 A 77988 D Common Stock 2015-03-20 4 F 0 5058 11.0091 D 72930 D Common Stock 2015-03-20 4 S 0 3642 11.0091 D 69288 D Common Stock 2015-03-20 4 F 0 9344 11.1654 D 59944 D Common Stock 2015-03-20 4 S 0 6956 11.1654 D 52988 D Stock Option (right to buy) 6.40 2015-03-20 4 M 0 25000 0 D 2015-05-14 Common Stock 25000 0 D The options were fully exercisable as of May 14, 2011. John Bray as attorney-in-fact 2015-04-13