0000914851-19-000305.txt : 20191231 0000914851-19-000305.hdr.sgml : 20191231 20191231111855 ACCESSION NUMBER: 0000914851-19-000305 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191230 FILED AS OF DATE: 20191231 DATE AS OF CHANGE: 20191231 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COHEN HARRY D CENTRAL INDEX KEY: 0001279778 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22693 FILM NUMBER: 191318566 MAIL ADDRESS: STREET 1: 300 FIRST STAMFORD PLACE CITY: STAMFORD STATE: CT ZIP: 06902 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ClearBridge MLP & Midstream Total Return Fund Inc. CENTRAL INDEX KEY: 0001547341 IRS NUMBER: 454960969 STATE OF INCORPORATION: MD FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 620 EIGHTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 800-805-6035 MAIL ADDRESS: STREET 1: 620 EIGHTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: ClearBridge Energy MLP Total Return Fund Inc. DATE OF NAME CHANGE: 20120412 4 1 wf-form4_157780911883307.xml FORM 4 X0306 4 2019-12-30 0 0001547341 ClearBridge MLP & Midstream Total Return Fund Inc. CTR 0001279778 COHEN HARRY D 620 EIGHTH AVENUE 48TH FLOOR NEW YORK NY 10018 0 0 0 1 Man Dir & Co CIO Subadviser Common Stock 2019-12-30 4 S 0 5000 8.5432 D 0 I Shares purchaed for benefit of Mr. Cohen's son's account Common Stock 10000 D s/ George P. Hoyt by Power of Attorney for Harry D. Cohen 2019-12-31 EX-24 2 ex-24.htm POA CLEARBRIDGE
CLEARBRIDGE ENERGY MLP FUND INC. ("CEM")
CLEARBRIDGE ENERGY MLP OPPORTUNITY FUND INC. ("EMO")
CLEARBRIDGE ENERGY MLP TOTAL RETURN FUND INC. ("CTR")
LMP CAPITAL AND INCOME FUND INC. ("SCD")

NEW YORK POWER OF ATTORNEY

KNOW ALL PEOPLE BY THESE PRESENTS, that each person whose signature appears below hereby makes, constitutes and appoints each of Robert Frenkel, Thomas Mandia, R. Jay Gerken, Richard Wachterman, John Redding, Mitchell O'Brien and George Hoyt, as a true and lawful attorney-in-fact and agent of the undersigned with full power of substitution and resubstitution, for and in the name, place and stead of the undersigned (both in the undersigned's individual capacity, as a member of any limited liability company, as a partner of any partnership or as an officer of any corporation for which the undersigned are otherwise authorized to sign), to execute, deliver and file such forms, with all exhibits thereto, as may be required to be filed from time to time with the Securities and Exchange Commission with respect to: (i) Sections 13(d) and 16(a) of the Securities Exchange Act of 1934, as amended (the "Act"), and the rules and regulations promulgated thereunder, as applicable, including without limitation, Schedule 13D, Schedule 13G, statements on Form 3, Form 4 and Form 5 relating to CEM, EMO, CTR, SCD and any closed-end management investment company advised by ClearBridge Advisors, LLC ("CBA") (each a "Fund", collectively the "Funds")  and (ii) in connection with any application for EDGAR access codes, including without limitation the Form ID, related thereto, granting unto said attorneys-in-fact and agents, and each of them, acting separately, full power and authority to do and perform each and every act and thing requisite and necessary to be done in connection therewith, as fully to all intents and purposes as he or she might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, or their or his substitute or substitutes, may lawfully do or cause to be done by virtue hereof. Each of the lawful attorneys-in-fact and agents named herein may act separately.

Except as otherwise specifically provided herein, this Power of Attorney shall not in any manner revoke, in whole or in part, any Power of Attorney previously executed.  This Power of Attorney shall not be revoked by any subsequent Power of Attorney executed in the future, unless such subsequent Power of Attorney specifically refers to this Power of Attorney, or specifically states that the instrument is intended to revoke this Power of Attorney, all prior general Powers of Attorney or all prior Powers of Attorney.

This Power of Attorney may be revoked by written instrument executed the principal and duly acknowledged.  Whenever two or more Powers of Attorney are valid at the same time, the agents appointed on each shall act separately, unless otherwise specified in the documents.  Any provision of this Power of Attorney held by a court of competent jurisdiction to be invalid or unenforceable shall not impair or invalidate the remainder of the Power of Attorney and the effect thereof shall be confined to the provisions so held to the invalid or unenforceable.





IN WITNESS WHEREOF, I have executed this instrument as of the _____ day of June, 2012.



Terrence J. Murphy         Director, President and Chief Operating Officer of CBA


Barbara Brooke Manning         General Counsel and Chief Compliance Officer of CBA


Harry D. Cohen         Chief Investment Officer of CBA


Cynthia K. List         Chief Financial Officer of CBA





Ronald R. Dewhurst         Director of CBA


Peter H. Nachtwey         Director of CBA


Jeffrey A. Nattans         Director of CBA



Richard Freeman         Portfolio Manager of CBA


Chris Eades         Portfolio Manager of CBA


Michael Clarfeld         Portfolio Manager of CBA


Peter Vanderlee         Portfolio Manager of CBA


Mark McAllister         Portfolio Manager of CBA