0001104659-19-069632.txt : 20191204 0001104659-19-069632.hdr.sgml : 20191204 20191203191056 ACCESSION NUMBER: 0001104659-19-069632 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20191202 ITEM INFORMATION: Regulation FD Disclosure ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20191204 DATE AS OF CHANGE: 20191203 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cellectar Biosciences, Inc. CENTRAL INDEX KEY: 0001279704 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 043321804 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-36598 FILM NUMBER: 191266926 BUSINESS ADDRESS: STREET 1: 100 CAMPUS DRIVE CITY: FLORHAM PARK STATE: NJ ZIP: 07932 BUSINESS PHONE: (608) 441-8120 MAIL ADDRESS: STREET 1: 100 CAMPUS DRIVE CITY: FLORHAM PARK STATE: NJ ZIP: 07932 FORMER COMPANY: FORMER CONFORMED NAME: NOVELOS THERAPEUTICS, INC. DATE OF NAME CHANGE: 20050617 FORMER COMPANY: FORMER CONFORMED NAME: COMMON HORIZONS INC DATE OF NAME CHANGE: 20040211 8-K 1 tm1924463d1_8k.htm FORM 8-K

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

___________________

 

FORM 8-K

___________________

 

CURRENT REPORT

 

PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported): December 2, 2019

 

CELLECTAR BIOSCIENCES, INC.

(Exact name of registrant as specified in charter)

 

Delaware  1-36598  04-3321804

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(I.R.S. Employer

Identification No.)

 

100 Campus Drive, Florham Park, New Jersey 07932
(Address of principal executive offices, and zip code)

 

(608) 441-8120
(Registrant's telephone number, including area code)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨Pre-commencement communication pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨Pre-commencement communication pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2 of this chapter).

 

Emerging growth company ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Common stock, par value $0.00001   CLRB   NASDAQ Capital Market
Warrant to purchase common stock, expiring April 20, 2021   CLRBZ   NASDAQ Capital Market

 

 

   

 

 

ITEM 7.01REGULATION FD DISCLOSURE

 

On December 2, 2019, we issued a press release announcing an oral presentation at the 61st Annual American Society of Hematology (ASH) meeting being held December 7-10, 2019 in Orlando, Florida. A copy of the press release is furnished as Exhibit 99.1 and is incorporated by reference herein.

 

 

ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS

 

(d) Exhibits

 

Number   Title
99.1   Press release dated December 2, 2019, titled “Cellectar Announces Oral Presentation at the 61st Annual American Society of Hematology Conference”

 

 2 

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

Dated: December 3, 2019 CELLECTAR BIOSCIENCES, INC. 
       
       
  By:  /s/ Dov Elefant 
    Name:   Dov Elefant 
    Title:   Chief Financial Officer 

 

 3 

EX-99.1 2 tm1924463d1_ex99-1.htm EXHIBIT 99.1

Exhibit 99.1

 

Cellectar Announces Oral Presentation at the 61st Annual American Society of Hematology Conference

 

 

FLORHAM PARK, N.J., December 2, 2019 -- Cellectar Biosciences, Inc. (NASDAQ: CLRB), a clinical-stage biopharmaceutical company focused on the discovery, development and commercialization of drugs for the treatment of cancer, today announced an oral presentation at the 61st Annual American Society of Hematology (ASH) meeting being held December 7-10, 2019 in Orlando, Florida.

 

Presentation details:

 

Present Title:  Fractionated Dosing of CLR 131 in Patients with Relapsed or Refractory Multiple Myeloma (RRMM)
Presenting Author:  Dr. Sikander Ailawadhi
Session:  653. Myeloma: Therapy, excluding Transplantation: New Approaches in the Treatment of Relapsed/Refractory Plasma Cell Discrasias
Date/Time:  Saturday, December 7, 2019 / 9:30 am – 11:00 am
Location:  Orange County Convention Center, Hall E1

 

A copy of the poster can be accessed on the Posters and Publications section of the Cellectar website on the day of the poster presentation.

 

About Cellectar Biosciences, Inc.

Cellectar Biosciences is focused on the discovery, development and commercialization of drugs for the treatment of cancer. The company is developing proprietary drugs independently and through research and development (R&D) collaborations. The company’s core objective is to leverage its proprietary Phospholipid Drug ConjugateTM (PDC) delivery platform to develop PDCs that specifically target cancer cells, delivering improved efficacy and better safety as a result of fewer off-target effects. The company’s PDC platform possesses the potential for the discovery and development of the next-generation of cancer-targeting treatments, and it plans to develop PDCs independently and through research and development collaborations.

 

The company’s lead PDC therapeutic, CLR 131, is currently in three clinical studies – a Phase 2 study, and two Phase 1 studies. The Phase 2 clinical study (CLOVER-1) is in relapsed/refractory (R/R) B-cell malignancies, including multiple myeloma (MM), chronic lymphocytic leukemia/small lymphocytic lymphoma (CLL/SLL), lymphoplasmacytic lymphoma (LPL), marginal zone lymphoma (MZL), mantle cell lymphoma (MCL), and diffuse large B-cell lymphoma (DLBCL). The company is also conducting a Phase 1 dose escalation study in patients with R/R multiple myeloma (MM) and a Phase 1 study in pediatric solid tumors and lymphoma.

 

 

 

 

The company’s product pipeline also includes one preclinical PDC chemotherapeutic program (CLR 1900) and several partnered PDC assets.

 

For more information, please visit www.cellectar.com or join the conversation by liking and following us on our social media channels: Twitter, LinkedIn, and Facebook.

 

Forward-Looking Statement Disclaimer

 

This news release contains forward-looking statements. You can identify these statements by our use of words such as "may", "expect", "believe", "anticipate", "intend", "could", "estimate", "continue", "plans", or their negatives or cognates. These statements are only estimates and predictions and are subject to known and unknown risks and uncertainties that may cause actual future experience and results to differ materially from the statements made. These statements are based on our current beliefs and expectations as to such future outcomes. Drug discovery and development involve a high degree of risk. Factors that might cause such a material difference include, among others, uncertainties related to the ability to raise additional capital, uncertainties related to the disruptions at our sole source supplier of CLR 131, the ability to attract and retain partners for our technologies, the identification of lead compounds, the successful preclinical development thereof, the completion of clinical trials, the FDA review process and other government regulation, the volatile market for priority review vouchers, our pharmaceutical collaborators' ability to successfully develop and commercialize drug candidates, competition from other pharmaceutical companies, product pricing and third-party reimbursement. A complete description of risks and uncertainties related to our business is contained in our periodic reports filed with the Securities and Exchange Commission including our Form 10-K for the year ended December 31, 2018 and Form 10-Q for the quarters ended March 31, 2019, June 30, 2019 and September 30, 2019. These forward-looking statements are made only as of the date hereof, and we disclaim any obligation to update any such forward-looking statements.

 

Contacts

 

Investors:

Monique Kosse

Managing Director

LifeSci Advisors

212-915-3820

monique@lifesciadvisors.com

 

 

GRAPHIC 3 image_001.jpg GRAPHIC begin 644 image_001.jpg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end