0001209191-11-028200.txt : 20110513 0001209191-11-028200.hdr.sgml : 20110513 20110513111149 ACCESSION NUMBER: 0001209191-11-028200 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110512 FILED AS OF DATE: 20110513 DATE AS OF CHANGE: 20110513 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wright Paul CENTRAL INDEX KEY: 0001514822 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52607 FILM NUMBER: 11838690 MAIL ADDRESS: STREET 1: 1 CORPORATE AVENUE CITY: ROWVILLE, VICTORIA STATE: C3 ZIP: 3178 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL BIOSENSORS INC CENTRAL INDEX KEY: 0001279695 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 980424072 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 1 CORPORATE AVENUE STREET 2: ROWVILLE CITY: VICTORIA STATE: C3 ZIP: 3178 BUSINESS PHONE: 613-8542-9000 MAIL ADDRESS: STREET 1: 1 CORPORATE AVENUE STREET 2: ROWVILLE CITY: VICTORIA STATE: C3 ZIP: 3178 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2011-05-12 0 0001279695 UNIVERSAL BIOSENSORS INC UBI 0001514822 Wright Paul 1 CORPORATE AVENUE ROWVILLE C3 3178 AUSTRALIA 1 1 0 0 Chief Executive Officer Stock Option (Right to Buy) 1.38 2011-05-12 4 A 0 2300000 0.00 A 2018-02-23 Common Stock 2300000 2300000 D The prices reported are stated in Australian dollars. On February 24, 2011, the board of directors approved the grant of these options subject to shareholder approval. Such shareholder approval was received on May 12, 2011. 1,400,000 options vest in equal traunches over three years subject to continued employment at the time of vesting. 500,000 of the options vest upon the company entering into a material partnership/licensing agreement for at least one major market with respect to one or more of the non-blood glucose products currently in development. 400,000 options vest upon CE marketing or first regulatory approval in the United States of the final test to which the partnership/licensing arranagement relates, subject to continued employment at the time of vesting. /s/ Cameron Billingsley, attorney-in-fact 2011-05-13