0001209191-11-028200.txt : 20110513
0001209191-11-028200.hdr.sgml : 20110513
20110513111149
ACCESSION NUMBER: 0001209191-11-028200
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110512
FILED AS OF DATE: 20110513
DATE AS OF CHANGE: 20110513
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wright Paul
CENTRAL INDEX KEY: 0001514822
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-52607
FILM NUMBER: 11838690
MAIL ADDRESS:
STREET 1: 1 CORPORATE AVENUE
CITY: ROWVILLE, VICTORIA
STATE: C3
ZIP: 3178
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNIVERSAL BIOSENSORS INC
CENTRAL INDEX KEY: 0001279695
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 980424072
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 1 CORPORATE AVENUE
STREET 2: ROWVILLE
CITY: VICTORIA
STATE: C3
ZIP: 3178
BUSINESS PHONE: 613-8542-9000
MAIL ADDRESS:
STREET 1: 1 CORPORATE AVENUE
STREET 2: ROWVILLE
CITY: VICTORIA
STATE: C3
ZIP: 3178
4
1
doc4.xml
FORM 4 SUBMISSION
X0303
4
2011-05-12
0
0001279695
UNIVERSAL BIOSENSORS INC
UBI
0001514822
Wright Paul
1 CORPORATE AVENUE
ROWVILLE
C3
3178
AUSTRALIA
1
1
0
0
Chief Executive Officer
Stock Option (Right to Buy)
1.38
2011-05-12
4
A
0
2300000
0.00
A
2018-02-23
Common Stock
2300000
2300000
D
The prices reported are stated in Australian dollars.
On February 24, 2011, the board of directors approved the grant of these options subject to shareholder approval. Such shareholder approval was received on May 12, 2011.
1,400,000 options vest in equal traunches over three years subject to continued employment at the time of vesting. 500,000 of the options vest upon the company entering into a material partnership/licensing agreement for at least one major market with respect to one or more of the non-blood glucose products currently in development. 400,000 options vest upon CE marketing or first regulatory approval in the United States of the final test to which the partnership/licensing arranagement relates, subject to continued employment at the time of vesting.
/s/ Cameron Billingsley, attorney-in-fact
2011-05-13