0001567619-20-001368.txt : 20200122 0001567619-20-001368.hdr.sgml : 20200122 20200122161938 ACCESSION NUMBER: 0001567619-20-001368 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200117 FILED AS OF DATE: 20200122 DATE AS OF CHANGE: 20200122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Michael Yount CENTRAL INDEX KEY: 0001607132 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32209 FILM NUMBER: 20539120 BUSINESS ADDRESS: STREET 1: 8735 HENDERSON ROAD CITY: TAMPA STATE: FL ZIP: 33634 BUSINESS PHONE: 813-206-5282 MAIL ADDRESS: STREET 1: 8735 HENDERSON ROAD CITY: TAMPA STATE: FL ZIP: 33634 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WELLCARE HEALTH PLANS, INC. CENTRAL INDEX KEY: 0001279363 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 470937650 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8735 HENDERSON ROAD STREET 2: RENAISSANCE ONE CITY: TAMPA STATE: FL ZIP: 33634 BUSINESS PHONE: 8132906200 MAIL ADDRESS: STREET 1: 8735 HENDERSON ROAD STREET 2: RENAISSANCE ONE CITY: TAMPA STATE: FL ZIP: 33634 FORMER COMPANY: FORMER CONFORMED NAME: WELLCARE GROUP INC DATE OF NAME CHANGE: 20040210 4 1 doc1.xml FORM 4 X0306 4 2020-01-17 0 0001279363 WELLCARE HEALTH PLANS, INC. WCG 0001607132 Michael Yount C/O WELLCARE HEALTH PLANS, INC. 8735 HENDERSON ROAD TAMPA FL 33634 0 1 0 0 EVP, Chief of Staff & CCO Common Stock 2020-01-17 4 A 0 2019 0 A 11550 D Common Stock 2020-01-17 4 F 0 511 338.83 D 11039 D Relates to performance stock unit ("PSU") awards granted to the Reporting Person on 3/22/17. The Compensation Committee certified the PSU awards would vest and settle based on a relative total shareholder return goal for the three years ended 12/31/19 achieved at 200% of target, or 1,024 shares. The Compensation Committee certified the PSU awards would vest and settle based on a quality improvement goal for the three years ended 12/31/19 achieved at 161% of target, or 995 shares. Vesting and settlement of the PSUs were accelerated to 1/17/20 to effect treatment contemplated by the Agreement and Plan of Merger by and between Centene Corporation, WellCare Health Plans, Inc. and other parties thereto filed on Form 8-K on March 27, 2019 (the "Merger Agreement"). Forfeiture of shares to satisfy tax obligations related to PSUs for which vesting and settlement were accelerated to 1/17/20 to effect treatment contemplated by the Merger Agreement. /s/ Michael Haber, attorney-in-fact 2020-01-22