0001140361-13-042667.txt : 20131114 0001140361-13-042667.hdr.sgml : 20131114 20131114144709 ACCESSION NUMBER: 0001140361-13-042667 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131114 DATE AS OF CHANGE: 20131114 EFFECTIVENESS DATE: 20131114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PERRITT CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001279342 IRS NUMBER: 363538658 STATE OF INCORPORATION: IL FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10646 FILM NUMBER: 131219174 BUSINESS ADDRESS: STREET 1: 300 SOUTH WACKER DRIVE STREET 2: SUITE 2880 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3126691650 MAIL ADDRESS: STREET 1: 300 SOUTH WACKER DRIVE STREET 2: SUITE 2880 CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001279342 XXXXXXXX 09-30-2013 09-30-2013 PERRITT CAPITAL MANAGEMENT INC

300 SOUTH WACKER DRIVE SUITE 2880 CHICAGO IL 60606

13F HOLDINGS REPORT 028-10646 N Michael J. Corbett 312-669-1650 /s/ Michael J. Corbett Chicago IL 11-14-2013 0 235 512241 false INFORMATION TABLE 2 form13fInfoTable.xml A T & T COM 00206R102 512 15125 SH SOLE 15125 0 0 Abbott Laboratories COM 002824100 332 10000 SH SOLE 10000 0 0 Abbvie Inc. COM 00287Y109 428 9575 SH SOLE 9575 0 0 Aceto Corporation COM 004446100 6672 427119 SH SOLE 427119 0 0 Acorn Energy Inc COM 004848107 737 125000 SH SOLE 125000 0 0 Addus Homecare Corporation COM 006739106 7948 274344 SH SOLE 274344 0 0 ADDvantage Technologies Group COM NEW 006743306 712 290750 SH SOLE 290750 0 0 AeroCentury Corp. COM 007737109 677 33000 SH SOLE 33000 0 0 Allied Healthcare Products COM 019222108 1231 542500 SH SOLE 542500 0 0 Allied Motion Technologies COM 019330109 886 109550 SH SOLE 109550 0 0 American Software, Inc. CL A 029683109 4565 534550 SH SOLE 534550 0 0 Ameriprise Financial, Inc COM 03076C106 426 4678 SH SOLE 4678 0 0 Amgen COM 031162100 788 7042 SH SOLE 7042 0 0 Anika Therapeutics, Inc. COM 035255108 6629 277500 SH SOLE 277500 0 0 ARI Network Services Inc COM 001930205 766 238489 SH SOLE 238489 0 0 Atlas Financial Holdings, Inc SHS NEW G06207115 5543 541350 SH SOLE 541350 0 0 AXT Inc COM 00246W103 3504 1497584 SH SOLE 1497584 0 0 Ballantyne of Omaha Inc COM 058516105 639 150000 SH SOLE 150000 0 0 Bank of Commerce Holdings COM 06424J103 517 90000 SH SOLE 90000 0 0 Barrett Business Services, Inc COM 068463108 8414 125000 SH SOLE 125000 0 0 Bed Bath & Beyond Inc. COM 075896100 519 6715 SH SOLE 6715 0 0 BioScrip Inc COM 09069N108 2619 298300 SH SOLE 298300 0 0 Birner Dental Management Serv COM NEW 091283200 746 39800 SH SOLE 39800 0 0 Body Central Corp. COM 09689U102 1979 324374 SH SOLE 324374 0 0 Cal Dive International Inc. COM 12802T101 4728 2306400 SH SOLE 2306400 0 0 Cal-Maine Foods Inc COM NEW 128030202 1449 30150 SH SOLE 30150 0 0 Cascade Microtech Inc COM 147322101 154 17175 SH SOLE 17175 0 0 Century Casinos, Inc. COM 156492100 7796 1362873 SH SOLE 1362873 0 0 Ceragon Networks Ltd. ORD M22013102 1263 300000 SH SOLE 300000 0 0 Chevron Texaco COM 166764100 239 1965 SH SOLE 1965 0 0 China Gerui Advanced Materials COM G21101103 1257 816000 SH SOLE 816000 0 0 Christopher and Banks Corp COM 171046105 3244 450000 SH SOLE 450000 0 0 Cimatron LTD ORD M23798107 692 120000 SH SOLE 120000 0 0 Cisco Systems, Inc. COM 17275R102 461 19670 SH SOLE 19670 0 0 Colgate-Palmolive COM 194162103 488 8224 SH SOLE 8224 0 0 Columbia Labs COM 197779200 411 56550 SH SOLE 56550 0 0 Comfort Systems USA, Inc. COM 199908104 3606 214500 SH SOLE 214500 0 0 ConAgra Foods, Inc. COM 205887102 423 13950 SH SOLE 13950 0 0 Concurrent Computer Corp COM PAR $.01 206710402 722 100000 SH SOLE 100000 0 0 Core Molding Technologies, Inc COM 218683100 2860 298575 SH SOLE 298575 0 0 Courier Corporation COM 222660102 3164 200000 SH SOLE 200000 0 0 Covenant Transportation Group CL A 22284P105 2771 437069 SH SOLE 437069 0 0 CPI Aerostructures, Inc. COM NEW 125919308 4515 389533 SH SOLE 389533 0 0 CR Bard Inc. COM 067383109 507 4405 SH SOLE 4405 0 0 Crown Crafts Inc COM 228309100 544 75400 SH SOLE 75400 0 0 Cryolife Inc COM 228903100 707 101000 SH SOLE 101000 0 0 CSX Corporation COM 126408103 659 25585 SH SOLE 25585 0 0 CTI Industries Corporation COM NEW 125961300 730 151200 SH SOLE 151200 0 0 Cumberland Pharmaceutical Inc COM 230770109 504 111350 SH SOLE 111350 0 0 CyberOptics Corporation COM 232517102 2897 464261 SH SOLE 464261 0 0 Datalink Corp. COM 237934104 6682 494200 SH SOLE 494200 0 0 Delta Apparel Inc. COM 247368103 2714 163861 SH SOLE 163861 0 0 Digital Ally, Inc. COM 25382P109 585 42704 SH SOLE 42704 0 0 Dot Hill Systems Inc. COM 25848T109 535 250000 SH SOLE 250000 0 0 Douglas Dynamics, Inc. COM 25960R105 1620 110000 SH SOLE 110000 0 0 Ducommun, Inc COM 264147109 2200 76715 SH SOLE 76715 0 0 eBay Inc COM 278642103 813 14575 SH SOLE 14575 0 0 Edgewater Technology COM 280358102 535 101525 SH SOLE 101525 0 0 EMC Insurance Group COM 268664109 384 12723 SH SOLE 12723 0 0 Emerson Electric COM NEW 291011104 275 4250 SH SOLE 4250 0 0 Emerson Radio Corp. COM 291087203 496 264000 SH SOLE 264000 0 0 Enterprise Products Partners COM 293792107 439 7200 SH SOLE 7200 0 0 Epiq Sys Inc. COM 26882D109 4288 325120 SH SOLE 325120 0 0 Euroseas, Ltd. COM NEW Y23592200 528 350000 SH SOLE 350000 0 0 Evolving Systems, Inc. COM 30049R209 1296 134900 SH SOLE 134900 0 0 Exactech COM 30064E109 3466 172000 SH SOLE 172000 0 0 Exxon Mobil Corporation COM 30231G102 862 10019 SH SOLE 10019 0 0 Federal Signal Corp COM 313855108 5598 435000 SH SOLE 435000 0 0 Fedex Corporation COM 31428X106 569 4985 SH SOLE 4985 0 0 Five Star Quality Care Inc. COM 33832D106 2585 500000 SH SOLE 500000 0 0 Flexible Solutions Intl COM 33938T104 346 308800 SH SOLE 308800 0 0 Flexsteel Industries, Inc. COM 339382103 4947 198111 SH SOLE 198111 0 0 Fluor Corporation COM 343412102 517 7290 SH SOLE 7290 0 0 Foster L .B. Co. COM 350060109 4089 89390 SH SOLE 89390 0 0 Friedman Industries COM 358435105 603 60319 SH SOLE 60319 0 0 Full House Resorts Inc. COM 359678109 3002 1079946 SH SOLE 1079946 0 0 Furmanite Corp COM 361086101 4801 485000 SH SOLE 485000 0 0 G P Strategies Corp COM 36225V104 5779 220400 SH SOLE 220400 0 0 G Willi-Food International ORD M52523103 924 128000 SH SOLE 128000 0 0 Gaming Partners International COM 36467A107 487 60000 SH SOLE 60000 0 0 General Electric COM 369604103 495 20739 SH SOLE 20739 0 0 General Finance Corp. COM 369822101 643 120000 SH SOLE 120000 0 0 General Mills, Inc. COM 370334104 430 8975 SH SOLE 8975 0 0 Global Cash Access Holdings COM 378967103 6186 792000 SH SOLE 792000 0 0 Global Power Equipment Group COM PAR $0.01 37941P306 4033 200550 SH SOLE 200550 0 0 Globecomm Systems Inc. COM 37956X103 663 47334 SH SOLE 47334 0 0 Hallador Energy Company COM 40609P105 2997 410510 SH SOLE 410510 0 0 Hastings Entertainment COM 418365102 253 100000 SH SOLE 100000 0 0 HCI Group COM 40416E103 817 20000 SH SOLE 20000 0 0 Hill International, Inc COM 431466101 5634 1707142 SH SOLE 1707142 0 0 Home Depot Inc. COM 437076102 353 4650 SH SOLE 4650 0 0 Hooper Holmes Inc COM 439104100 543 1155200 SH SOLE 1155200 0 0 Hopfedd Bankcorp, Inc. COM 439734104 895 80000 SH SOLE 80000 0 0 Hornbeck Offshore Services COM 440543106 3159 55000 SH SOLE 55000 0 0 Hudson Technologies Inc COM 444144109 2962 1459200 SH SOLE 1459200 0 0 Illinois Tool Works, Inc. COM 452308109 478 6264 SH SOLE 6264 0 0 Information Services Group COM 45675Y104 218 52575 SH SOLE 52575 0 0 Innodata Isogen Inc COM NEW 457642205 3322 1282467 SH SOLE 1282467 0 0 Insteel Industries Inc COM 45774W108 2898 180000 SH SOLE 180000 0 0 Integrated Silicon Solutions COM 45812P107 4679 429700 SH SOLE 429700 0 0 Intel Corp. COM 458140100 331 14433 SH SOLE 14433 0 0 International Business Machine COM 459200101 850 4590 SH SOLE 4590 0 0 International Paper Co COM 460146103 254 5675 SH SOLE 5675 0 0 Intersections, Inc. COM 460981301 2830 322650 SH SOLE 322650 0 0 InTest Corp. COM 461147100 744 187825 SH SOLE 187825 0 0 Intuit Inc COM 461202103 224 3375 SH SOLE 3375 0 0 IPass Inc. COM 46261V108 4760 2380000 SH SOLE 2380000 0 0 Iteris Inc COM 46564T107 826 451100 SH SOLE 451100 0 0 J P Morgan Chase & Co COM 46625H100 449 8688 SH SOLE 8688 0 0 Johnson & Johnson COM 478160104 527 6075 SH SOLE 6075 0 0 JTH Holding Inc. CL A 46637N103 379 20000 SH SOLE 20000 0 0 K M G Chemicals Inc COM 482564101 3718 169085 SH SOLE 169085 0 0 Kimberly-Clark Corporation COM 494368103 382 4050 SH SOLE 4050 0 0 Kirkland's COM 497498105 3319 180000 SH SOLE 180000 0 0 Kratos Defense & Sec Solutions COM NEW 50077B207 830 100275 SH SOLE 100275 0 0 KVH Industries Inc COM 482738101 228 16500 SH SOLE 16500 0 0 Lakeland Industries COM 511795106 569 105395 SH SOLE 105395 0 0 Landec Corporation COM 514766104 5064 415050 SH SOLE 415050 0 0 LGL Group Inc. COM 50186A108 304 50800 SH SOLE 50800 0 0 LGL Group Inc. *W EXP 08/06/201 50186A116 0 249000 SH SOLE 249000 0 0 LifeVantage Corp COM 53222K106 3131 1315600 SH SOLE 1315600 0 0 Macys COM 55616P104 544 12565 SH SOLE 12565 0 0 Magnetek Inc COM 559424403 744 42000 SH SOLE 42000 0 0 Management Network Group, Inc. COM 561693201 425 146490 SH SOLE 146490 0 0 Manitex COM 563420108 4354 398354 SH SOLE 398354 0 0 Matrix Service Co. COM 576853105 6194 315700 SH SOLE 315700 0 0 MCG Diagnostics COM 552768103 769 70250 SH SOLE 70250 0 0 McKesson Corp. COM 58155Q103 618 4817 SH SOLE 4817 0 0 Medical Action Industries Inc. COM 58449L100 3101 467065 SH SOLE 467065 0 0 Medtronic Inc. COM 585055106 296 5556 SH SOLE 5556 0 0 MFRI, Inc. COM 552721102 5176 453220 SH SOLE 453220 0 0 MicroFinancial Inc. COM 595072109 788 100000 SH SOLE 100000 0 0 Miller Industries COM NEW 600551204 3410 200800 SH SOLE 200800 0 0 Mitcham Industries, Inc. COM 606501104 2806 183500 SH SOLE 183500 0 0 Monarch Casino & Resort, Inc. COM 609027107 4156 218950 SH SOLE 218950 0 0 Monmouth Real Estate Inv COM 609720107 3413 376250 SH SOLE 376250 0 0 Motorcar Parts of America, Inc COM 620071100 6348 501050 SH SOLE 501050 0 0 Napco Security Systems Inc COM 630402105 1383 260450 SH SOLE 260450 0 0 Netsol Technologies Inc COM PAR $.001 64115A402 903 90000 SH SOLE 90000 0 0 Newpark Resources Inc. COM PAR $.01 NEW 651718504 5165 407950 SH SOLE 407950 0 0 Newtek Business Services Inc COM 652526104 1350 456109 SH SOLE 456109 0 0 Nicholas Financial, Inc. COM NEW 65373J209 3991 245000 SH SOLE 245000 0 0 Northern Technologies Intl COM 665809109 4087 240400 SH SOLE 240400 0 0 Northwest Pipe Company COM 667746101 2778 84500 SH SOLE 84500 0 0 Nucor Corporation COM 670346105 389 7940 SH SOLE 7940 0 0 Official Payment Holdings COM 67623R106 7415 891175 SH SOLE 891175 0 0 Omega Protein Corp. COM 68210P107 3889 382400 SH SOLE 382400 0 0 Omnova Solutions, Inc. COM 682129101 3549 415109 SH SOLE 415109 0 0 On Track Innovations Ltd. SHS M8791A109 654 414100 SH SOLE 414100 0 0 Oplink Communications Inc COM NEW 68375Q403 4553 241950 SH SOLE 241950 0 0 Oppenheimer Holdings CL A NON VTG 683797104 4285 241140 SH SOLE 241140 0 0 Oracle Corporation COM 68389X105 450 13575 SH SOLE 13575 0 0 Orbit International Corp COM NEW 685559304 442 130000 SH SOLE 130000 0 0 Orchids Paper Products COM 68572N104 6961 251577 SH SOLE 251577 0 0 P H I, Inc. COM NON VOTING 69336T205 5802 153850 SH SOLE 153850 0 0 Pacific Premier Bank Corp COM 69478X105 1293 96300 SH SOLE 96300 0 0 PCM, Inc. COM 69323K100 4411 474280 SH SOLE 474280 0 0 PCTEL Inc COM 69325Q105 4720 533350 SH SOLE 533350 0 0 Penford Corporation COM 707051108 4637 325429 SH SOLE 325429 0 0 Pepsico COM 713448108 631 7937 SH SOLE 7937 0 0 Perma-Fix Environmental COM 714157104 2029 2765250 SH SOLE 2765250 0 0 Pfizer COM 717081103 563 19605 SH SOLE 19605 0 0 Photomedex Inc COM PAR $0.01 719358301 405 25500 SH SOLE 25500 0 0 Photronics, Inc. COM 719405102 4907 625925 SH SOLE 625925 0 0 PRGX Global, Inc. COM 69357C503 3998 638600 SH SOLE 638600 0 0 Primo Water Corporation COM 74165N105 589 247432 SH SOLE 247432 0 0 Proctor & Gamble Co. COM 742718109 516 6821 SH SOLE 6821 0 0 Professional Diversity Network COM 74312Y103 300 65000 SH SOLE 65000 0 0 Prudential Financial, Inc. COM 744320102 492 6315 SH SOLE 6315 0 0 RCM Technologies COM NEW 749360400 3768 624925 SH SOLE 624925 0 0 Reading International CL A 755408101 823 125300 SH SOLE 125300 0 0 Rentrak Corporation COM 760174102 4296 131700 SH SOLE 131700 0 0 Resolute Energy Corp COM 76116A108 3674 439450 SH SOLE 439450 0 0 Rex American Resources Corp COM 761624105 492 16000 SH SOLE 16000 0 0 Rudolph Technologies Inc COM 781270103 4546 398750 SH SOLE 398750 0 0 Rush Enterprises, Inc. CL B 781846308 1555 68250 SH SOLE 68250 0 0 Saexploration Holdings Inc. COM 78636X105 2587 272040 SH SOLE 272040 0 0 Sanfilippo John B & Son Inc COM 800422107 7416 319800 SH SOLE 319800 0 0 Schlumberger LTD COM 806857108 531 6015 SH SOLE 6015 0 0 Scorpio Tankers SHS Y7542C106 4099 420000 SH SOLE 420000 0 0 SeaChange International Inc COM 811699107 3234 281950 SH SOLE 281950 0 0 Silvercrest Asset Management CL A 828359109 3407 250000 SH SOLE 250000 0 0 Skilled Healthcare Group CL A 83066R107 1286 295000 SH SOLE 295000 0 0 Smartpros COM 83171G103 551 257300 SH SOLE 257300 0 0 Socket Mobile Inc COM NEW 83368E200 168 130241 SH SOLE 130241 0 0 SORL Auto Parts Inc COM 78461U101 2771 744781 SH SOLE 744781 0 0 Southwest Airlines Co COM 844741108 352 24196 SH SOLE 24196 0 0 Sparton Corporation COM 847235108 5280 207050 SH SOLE 207050 0 0 SPDR S & P 500 ETF TR TR UNIT 78462F103 4262 25366 SH SOLE 25366 0 0 Speed Commerce COM 84764T106 574 175000 SH SOLE 175000 0 0 StealthGas Inc SHS Y81669106 3645 398850 SH SOLE 398850 0 0 Sterling Construction Co Inc COM 859241101 3341 361200 SH SOLE 361200 0 0 Stoneridge COM 86183P102 1621 150000 SH SOLE 150000 0 0 Stryker Corp COM 863667101 537 7942 SH SOLE 7942 0 0 SWS Group, inc. COM 78503N107 2874 515000 SH SOLE 515000 0 0 Synergy Resources Corp COM 87164P103 3656 375000 SH SOLE 375000 0 0 Syneron Medical ORD SHS M87245102 3276 380000 SH SOLE 380000 0 0 Systemax Inc. COM 871851101 3016 325300 SH SOLE 325300 0 0 T. Rowe Price Group, Inc. COM 74144T108 514 7150 SH SOLE 7150 0 0 Target Corporation COM 87612E106 300 4690 SH SOLE 4690 0 0 TechPrecision Corp COM 878739101 466 770000 SH SOLE 770000 0 0 Texas Instruments Inc COM 882508104 462 11475 SH SOLE 11475 0 0 TGC Industries, Inc. COM 872417308 3419 433306 SH SOLE 433306 0 0 The Ensign Group COM 29358P101 4522 110000 SH SOLE 110000 0 0 3 M Company COM 88579Y101 726 6077 SH SOLE 6077 0 0 TOR Minerals International COM 890878101 501 42997 SH SOLE 42997 0 0 Triangle Petroleum Corp COM NEW 89600B201 4433 451400 SH SOLE 451400 0 0 Trinity Biotech ADR NEW 896438306 1088 50000 SH SOLE 50000 0 0 Tristate Capital Holdings COM 89678F100 3867 300000 SH SOLE 300000 0 0 U. S. Global Investors, Inc. CL A 902952100 1601 559650 SH SOLE 559650 0 0 Ultra Clean Holdings, Inc. COM 90385V107 4149 600500 SH SOLE 600500 0 0 United Insurance Holdings Corp COM 910710102 4208 476544 SH SOLE 476544 0 0 Universal Electronics, Inc. COM 913483103 4223 117200 SH SOLE 117200 0 0 Universal Power Corp COM 913788105 472 261000 SH SOLE 261000 0 0 Uranium Energy Corp COM 916896103 3600 1600000 SH SOLE 1600000 0 0 Urologix, Inc. COM 917273104 170 500000 SH SOLE 500000 0 0 US Auto Parts Network Inc. COM 90343C100 462 350000 SH SOLE 350000 0 0 USA Technologies Inc COM NO PAR 90328S500 121 75000 SH SOLE 75000 0 0 USA Truck, Inc. COM 902925106 4028 449578 SH SOLE 449578 0 0 Vaalco Energy, Inc COM NEW 91851C201 4379 784700 SH SOLE 784700 0 0 Vasco Data Sec Intl COM 92230Y104 4485 568450 SH SOLE 568450 0 0 Versar COM 925297103 981 237600 SH SOLE 237600 0 0 Virginia Heritage Bank COM 927819102 400 25000 SH SOLE 25000 0 0 Virtusa Corporation COM 92827P102 2932 100900 SH SOLE 100900 0 0 Vista Gold Corp. New COM NEW 927926303 379 822000 SH SOLE 822000 0 0 Vitran Corporation Inc. COM 92850E107 3543 717179 SH SOLE 717179 0 0 VOXX International Corp. CL A 91829F104 398 29087 SH SOLE 29087 0 0 Wal Mart COM 931142103 416 5625 SH SOLE 5625 0 0 Walgreen Company COM 931422109 294 5457 SH SOLE 5457 0 0 Wells-Gardner Electronics Corp COM 949765101 517 300700 SH SOLE 300700 0 0 Westell Technologies Inc. CL A 957541105 804 240000 SH SOLE 240000 0 0 Weyco Group Inc COM 962149100 732 25831 SH SOLE 25831 0 0 Widepoint Corporation COM 967590100 847 951400 SH SOLE 951400 0 0 Willamette Valley Vineyards COM 969136100 844 147000 SH SOLE 147000 0 0 Yum Brands, Inc. COM 988498101 719 10075 SH SOLE 10075 0 0