0000899243-18-002069.txt : 20180125 0000899243-18-002069.hdr.sgml : 20180125 20180125205712 ACCESSION NUMBER: 0000899243-18-002069 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180125 FILED AS OF DATE: 20180125 DATE AS OF CHANGE: 20180125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHEN NEIL NANPENG CENTRAL INDEX KEY: 0001279329 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38345 FILM NUMBER: 18549708 MAIL ADDRESS: STREET 1: SUITE 3613, 36/F, TWO PACIFIC PLACE STREET 2: 88 QUEENSWAY ROAD CITY: N/A STATE: K3 ZIP: NA REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCC Venture VI Holdco, LTD. CENTRAL INDEX KEY: 0001728957 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38345 FILM NUMBER: 18549705 BUSINESS ADDRESS: STREET 1: SUITE 3613, 36/F TWO PACIFIC PLACE, STREET 2: 88 QUEENSWAY CITY: HONG KONG STATE: K3 ZIP: 00000 BUSINESS PHONE: 852 2501 8989 MAIL ADDRESS: STREET 1: SUITE 3613, 36/F TWO PACIFIC PLACE, STREET 2: 88 QUEENSWAY CITY: HONG KONG STATE: K3 ZIP: 00000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SC China Venture VI Management, L.P. CENTRAL INDEX KEY: 0001728930 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38345 FILM NUMBER: 18549709 BUSINESS ADDRESS: STREET 1: SUITE 3613, 36/F TWO PACIFIC PLACE, STREET 2: 88 QUEENSWAY CITY: HONG KONG STATE: K3 ZIP: 00000 BUSINESS PHONE: 852 2501 8989 MAIL ADDRESS: STREET 1: SUITE 3613, 36/F TWO PACIFIC PLACE, STREET 2: 88 QUEENSWAY CITY: HONG KONG STATE: K3 ZIP: 00000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SNP China Enterprises Ltd CENTRAL INDEX KEY: 0001537592 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38345 FILM NUMBER: 18549707 BUSINESS ADDRESS: STREET 1: SUITE 3613, 36/F, TWO PACIFIC PLACE STREET 2: 88 QUEENSWAY ROAD CITY: N/A STATE: K3 ZIP: NA BUSINESS PHONE: 852 2501-8989 MAIL ADDRESS: STREET 1: SUITE 3613, 36/F, TWO PACIFIC PLACE STREET 2: 88 QUEENSWAY ROAD CITY: N/A STATE: K3 ZIP: NA REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SC CHINA HOLDING Ltd CENTRAL INDEX KEY: 0001470766 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38345 FILM NUMBER: 18549706 BUSINESS ADDRESS: STREET 1: SUITE 3613, 36/F, TWO PACIFIC PLACE STREET 2: 88 QUEENSWAY ROAD CITY: N/A STATE: K3 ZIP: NA BUSINESS PHONE: (650) 854-3927 MAIL ADDRESS: STREET 1: SUITE 3613, 36/F, TWO PACIFIC PLACE STREET 2: 88 QUEENSWAY ROAD CITY: N/A STATE: K3 ZIP: NA REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SEQUOIA CAPITAL CHINA VENTURE FUND VI, L.P. CENTRAL INDEX KEY: 0001666100 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38345 FILM NUMBER: 18549704 BUSINESS ADDRESS: STREET 1: 2800 SAND HILL ROAD STREET 2: SUITE 101 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-854-3927 MAIL ADDRESS: STREET 1: 2800 SAND HILL ROAD STREET 2: SUITE 101 CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARMO BioSciences, Inc. CENTRAL INDEX KEY: 0001693664 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 273454138 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 575 CHESAPEAKE DRIVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 650-779-5075 MAIL ADDRESS: STREET 1: 575 CHESAPEAKE DRIVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2018-01-25 0 0001693664 ARMO BioSciences, Inc. ARMO 0001728930 SC China Venture VI Management, L.P. C/O CONYERS TRUST COMPANY (CAYMAN) LTD, CRICKET SQUARE, HUTCHINS DR, PO BOX 2681 GRAND CAYMAN E9 KY1-1111 CAYMAN ISLANDS 0 0 1 0 0001279329 SHEN NEIL NANPENG ROOM 3606, CHINA CENTRAL PLACE TOWER 3, 77 JIANGUO ROAD CHAOYANG DISTRICT, BEIJING F4 100027 CHINA 0 0 1 0 0001537592 SNP China Enterprises Ltd C/O CONYERS TRUST COMPANY (CAYMAN) LTD, CRICKET SQUARE, HUTCHINS DR, PO BOX 2681 GRAND CAYMAN E9 KY1-1111 CAYMAN ISLANDS 0 0 1 0 0001470766 SC CHINA HOLDING Ltd C/O CONYERS TRUST COMPANY (CAYMAN) LTD, CRICKET SQUARE, HUTCHINS DR, PO BOX 2681 GRAND CAYMAN E9 KY1-1111 CAYMAN ISLANDS 0 0 1 0 0001728957 SCC Venture VI Holdco, LTD. C/O CONYERS TRUST COMPANY (CAYMAN) LTD, CRICKET SQUARE, HUTCHINS DR, PO BOX 2681 GRAND CAYMAN E9 KY1-1111 CAYMAN ISLANDS 0 0 1 0 0001666100 SEQUOIA CAPITAL CHINA VENTURE FUND VI, L.P. C/O CONYERS TRUST COMPANY (CAYMAN) LTD, CRICKET SQUARE, HUTCHINS DR, PO BOX 2681 GRAND CAYMAN E9 KY1-1111 CAYMAN ISLANDS 0 0 1 0 Series C-1 Preferred Stock Common Stock 809800 I By SCC Venture VI Holdco, Ltd. The Series C-1 Preferred Stock is convertible into Common Stock on a 1:1 basis and has no expiration date. Immediately prior to the completion of the Issuer's initial public offering, all shares of Series C-1 Preferred Stock will be converted into shares of Common Stock. As of the date hereof, SCC Venture VI Holdco, Ltd. holds 809,800 shares of Series C-1 Preferred Stock. SCC Venture VI Holdco, Ltd. is wholly owned by Sequoia Capital China Venture VI, L.P. The general partner of Sequoia Capital China Venture VI, L.P. is SC China Venture VI Management L.P, the general partner of which is SC China Holding Limited, a company incorporated in the Cayman Islands. SC China Holding Limited is wholly owned by SNP China Enterprises Limited, a company wholly owned by Mr. Neil Nanpeng Shen. The address for Mr. Shen is Room 3606, China Central Place Tower 3, 77 Jianguo Road, Chaoyang District, Beijing 100027, China. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Exhibit 24.1 - Power of Attorney * /s/ Jung Yeon Son, by power of attorney for Neil Nanpeng Shen, an authorized signatory of SC China Holding Limited, the general partner of SC China Venture VI Management L.P., the general partner of Sequoia Capital China Venture VI, L.P., the sole member of SCC Venture VI Holdco, Ltd. * See Remarks 2018-01-25 /s/ Jung Yeon Son, by power of attorney for Neil Nanpeng Shen, an authorized signatory of SC China Holding Limited, the general partner of SC China Venture VI Management L.P., the general partner of Sequoia Capital China Venture VI, L.P. 2018-01-25 /s/ Jung Yeon Son, by power of attorney for Neil Nanpeng Shen, an authorized signatory of SC China Holding Limited, the general partner of SC China Venture VI Management L.P. 2018-01-25 /s/ Jung Yeon Son, by power of attorney for Neil Nanpeng Shen, an authorized signatory of SC China Holding Limited. 2018-01-25 /s/ Jung Yeon Son, by power of attorney for Neil Nanpeng Shen, an authorized signatory of SNP China Enterprises Limited. 2018-01-25 /s/ Jung Yeon Son, by power of attorney for Neil Nanpeng Shen. 2018-01-25 EX-24.1 2 attachment1.htm EX-24.1 DOCUMENT

                                                                    Exhibit 24.1

                           LIMITED POWER OF ATTORNEY
                          FOR CERTAIN FILINGS WITH THE
                       SECURITIES AND EXCHANGE COMMISSION

Know all by these presents that the undersigned hereby constitutes and appoints
each of Chris Cooper, Marie Klemchuk and Jung Yeon Son the undersigned's true
and lawful attorney-in-fact to:

     (1)    Execute for and on behalf of the undersigned, in the undersigned's
            capacity as an officer, director and/or stockholder of any entity
            affiliated with Sequoia Capital Operations, LLC or any corporation
            or other person in which an investment fund affiliated with Sequoia
            Capital Operations, LLC makes an investment (each, a "Company"),
            Forms 3, 4, and 5 and amendments thereto in accordance with Section
            16(a) of the Securities Exchange Act of 1934, as amended (the "1934
            Act"), and the rules thereunder, as well as any reports on Schedules
            13D or 13G or Forms 13F or 13H and amendments thereto in each case
            in accordance with Section 13 of the 1934 Act and the rules
            thereunder or any Forms 144 in accordance with Rule 144 under the
            Securities Act of 1933, as amended (the "1933 Act");

     (2)    Do and perform any and all acts for and on behalf of the undersigned
            which may be necessary or desirable to complete and execute any such
            Form 3, 4, or 5, Schedule 13D, Schedule 13G, Form 13F, Form 13H or
            Form 144 or amendment thereto and timely file such form with the
            United States Securities and Exchange Commission (the "SEC") and any
            stock exchange or similar authority; and

     (3)    Take any other action of any type whatsoever which, in the opinion
            of such attorney-in-fact, may be necessary or desirable in
            connection with the foregoing authority, it being understood that
            the documents executed by such attorney-in-fact on behalf of the
            undersigned pursuant to this Limited Power of Attorney shall be in
            such form and shall contain such terms and conditions as such
            attorney-in-fact may approve.

The undersigned hereby grants to each such attorney-in-fact full power and
authority to do and perform any and every act and thing whatsoever required,
necessary, or proper to be done in the exercise of any of the rights and powers
herein granted, as fully to all intents and purposes as the undersigned might or
could do if personally present, with full power of substitution or revocation,
hereby ratifying and confirming all that each such attorney-in-fact, or any such
attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be
done by virtue of this Limited Power of Attorney and the rights and powers
herein granted. The undersigned acknowledges that the foregoing attorneys-in-
fact, in serving in such capacity at the request of the undersigned, are not
assuming, nor is any Company assuming, any of the undersigned's responsibilities
to comply with Section 13 or Section 16 of the 1934 Act or Rule 144 under the
1933 Act.

This Limited Power of Attorney shall remain in full force and effect until
revoked by the undersigned in a signed writing delivered to the foregoing
attorneys-in-fact. This Limited Power of Attorney may be filed with the SEC as a
confirming statement of the authority granted herein.

                            [Signature Page Follows]

IN WITNESS WHEREOF, the undersigned has caused this Limited Power of Attorney to
be executed as of May 3, 2017.


By:    /s/ Neil Nanpeng Shen
       --------------------------------------------------
       Neil Nanpeng Shen