0001140361-15-038567.txt : 20151026 0001140361-15-038567.hdr.sgml : 20151026 20151026163424 ACCESSION NUMBER: 0001140361-15-038567 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151022 FILED AS OF DATE: 20151026 DATE AS OF CHANGE: 20151026 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LM FUNDING AMERICA, INC. CENTRAL INDEX KEY: 0001640384 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 302 KNIGHTS RUN AVENUE STREET 2: SUITE 1000 CITY: TAMPA STATE: FL ZIP: 33602 BUSINESS PHONE: 813-222-8996 MAIL ADDRESS: STREET 1: 302 KNIGHTS RUN AVENUE STREET 2: SUITE 1000 CITY: TAMPA STATE: FL ZIP: 33602 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TRABER MARTIN A CENTRAL INDEX KEY: 0001279202 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37605 FILM NUMBER: 151175406 MAIL ADDRESS: STREET 1: 100 N TAMPA STREET STREET 2: SUITE 2700 CITY: TAMPA STATE: FL ZIP: 33602 4 1 doc1.xml FORM 4 X0306 4 2015-10-22 0 0001640384 LM FUNDING AMERICA, INC. LMFA 0001279202 TRABER MARTIN A 302 KNIGHTS RUN AVENUE SUITE 1000 TAMPA FL 33602 1 0 0 0 Common Stock 2015-10-22 4 P 0 10000 10 A 10000 D Stock Options (right to buy) 10 2015-10-22 4 A 0 5000 0 A 2025-10-22 Common Stock 5000 5000 D Warrants 10.50 2015-10-22 4 P 0 10000 A 2020-10-22 Common Stock 10000 10000 D The reporting person purchased Units consisting of Common Stock and Warrants. The price of each such Unit was $10.00 as reported in Column 4 of Table 1 hereof. Grant to reporting person of option to buy shares under the 2015 Omnibus Incentive Plan. One-third of the options become exercisable on the first, second, and third anniversary of the date of grant. Immediately exercisable. /s/ Aaron Gordon, Attorney-in-Fact for Martin A. Traber 2015-10-23