0001140361-15-038567.txt : 20151026
0001140361-15-038567.hdr.sgml : 20151026
20151026163424
ACCESSION NUMBER: 0001140361-15-038567
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151022
FILED AS OF DATE: 20151026
DATE AS OF CHANGE: 20151026
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LM FUNDING AMERICA, INC.
CENTRAL INDEX KEY: 0001640384
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 302 KNIGHTS RUN AVENUE
STREET 2: SUITE 1000
CITY: TAMPA
STATE: FL
ZIP: 33602
BUSINESS PHONE: 813-222-8996
MAIL ADDRESS:
STREET 1: 302 KNIGHTS RUN AVENUE
STREET 2: SUITE 1000
CITY: TAMPA
STATE: FL
ZIP: 33602
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TRABER MARTIN A
CENTRAL INDEX KEY: 0001279202
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37605
FILM NUMBER: 151175406
MAIL ADDRESS:
STREET 1: 100 N TAMPA STREET
STREET 2: SUITE 2700
CITY: TAMPA
STATE: FL
ZIP: 33602
4
1
doc1.xml
FORM 4
X0306
4
2015-10-22
0
0001640384
LM FUNDING AMERICA, INC.
LMFA
0001279202
TRABER MARTIN A
302 KNIGHTS RUN AVENUE
SUITE 1000
TAMPA
FL
33602
1
0
0
0
Common Stock
2015-10-22
4
P
0
10000
10
A
10000
D
Stock Options (right to buy)
10
2015-10-22
4
A
0
5000
0
A
2025-10-22
Common Stock
5000
5000
D
Warrants
10.50
2015-10-22
4
P
0
10000
A
2020-10-22
Common Stock
10000
10000
D
The reporting person purchased Units consisting of Common Stock and Warrants. The price of each such Unit was $10.00 as reported in Column 4 of Table 1 hereof.
Grant to reporting person of option to buy shares under the 2015 Omnibus Incentive Plan. One-third of the options become exercisable on the first, second, and third anniversary of the date of grant.
Immediately exercisable.
/s/ Aaron Gordon, Attorney-in-Fact for Martin A. Traber
2015-10-23