-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AdnFLrMgdNQqrqs6RhPmiPpisN1KDBg+hlrjH+Zqpxisd2Eg83U7SR8xx+9Koy6q ds7wXTHPf0KFzXCHv8rAiQ== 0000909012-09-001378.txt : 20091116 0000909012-09-001378.hdr.sgml : 20091116 20091116160959 ACCESSION NUMBER: 0000909012-09-001378 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091116 DATE AS OF CHANGE: 20091116 EFFECTIVENESS DATE: 20091116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LUMINUS MANAGEMENT LLC CENTRAL INDEX KEY: 0001279151 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10672 FILM NUMBER: 091186913 BUSINESS ADDRESS: STREET 1: 1700 BROADWAY STREET 2: 35TH FL CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2126153450 MAIL ADDRESS: STREET 1: 1700 BROADWAY STREET 2: 35TH FL CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 t305684.txt LUMINUS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F-HR FORM 13F COVER PAGE Report for the Calendar Year of Quarter Ended: SEPTEMBER 30, 2009 ------------------ Check here if Amendment [ ]; Amendment Number: ------------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: LUMINUS MANAGEMENT, LLC Address: 1700 BROADWAY 38TH FLOOR NEW YORK, NEW YORK 10019 Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: PAUL SEGAL Title: PRESIDENT Phone: 212-615-3450 Signature, Place, and Date of Signing: /S/ PAUL SEGAL NEW YORK, NY NOVEMBER 16, 2009 - -------------- ------------ ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 - Form 13F Information Table Entry Total: 43 -- Form 13F Information Table Value Total: $1,109,932 ---------- (thousands) List of Other Included Managers: NONE Form 13F INFORMATION TABLE (09/30/09)
COLUMN 1 COLUMN 2 OLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY ------------------ SHRS TITLE OF VALUE OR PRN SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (X1000) AMOUNT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ADA ES INC COM 005208103 143 40,931 SH SOLE 40,931 0 0 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ALLEGHENY ENERGY INC COM 017361106 66,038 2,490,121 SH SOLE 2,490,121 0 0 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ALLIANT ENERGY CORP COM 018802108 35,063 1,259,008 SH SOLE 1,259,008 0 0 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ALPHA NATURAL RESOURCES INC COM 02076X102 31,992 911,457 SH SOLE 911,457 0 0 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ AMEREN CORP COM 023608102 23,932 946,674 SH SOLE 946,674 0 0 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ AMERICAN WTR WKS CO INC NEW COM 030420103 17,322 868,695 SH SOLE 868,695 0 0 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ CALPINE CORP COM NEW 131347304 125,212 10,869,088 SH SOLE 10,869,088 0 0 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ CENTERPOINT ENERGY INC COM 15189T107 6,215 500,000 SH SOLE 500,000 0 0 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ CLECO CORP NEW COM 12561W105 14,669 584,887 SH SOLE 584,887 0 0 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ CMS ENERGY CORP COM 125896100 60,402 4,507,628 SH SOLE 4,507,628 0 0 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ COMCAST CORP NEW CL A SPL 20030N200 698 43,400 SH SOLE 43,400 0 0 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ CONSOL ENERGY INC COM 20854P109 27,066 600,000 SH SOLE 600,000 0 0 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ DPL INC COM 233293109 44,585 1,708,253 SH SOLE 1,708,253 0 0 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ EDISON INTL COM 281020107 97,721 2,910,104 SH SOLE 2,910,104 0 0 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ EL PASO CORP COM 28336L109 1,032 100,000 SH SOLE 100,000 0 0 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ EMMIS COMMUNICATIONS CORP CL A 291525103 366 435,817 SH SOLE 435,817 0 0 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ENTERGY CORP NEW COM 29364G103 40,091 502,012 SH SOLE 502,012 0 0 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ FIBERTOWER CORP COM 31567R100 44 40,300 SH SOLE 40,300 0 0 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ FIRST SOLAR INC COM 336433107 30,572 200,000 SH SOLE 200,000 0 0 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ GLU MOBILE INC COM 379890106 157 134,296 SH SOLE 134,296 0 0 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ GREAT PLAINS ENERGY INC COM 391164100 25,960 1,446,214 SH SOLE 1,446,214 0 0 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ LIMELIGHT NETWORKS INC COM 53261M104 773 190,446 SH SOLE 190,446 0 0 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ LOCAL COM CORP COM 53954R105 60 12,011 SH SOLE 12,011 0 0 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ NV ENERGY INC COM 67073Y106 14,641 1,263,227 SH SOLE 1,263,227 0 0 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ PG&E CORP COM 69331C108 8,233 203,345 SH SOLE 203,345 0 0 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ PPL CORP COM 69351T106 63,737 2,100,772 SH SOLE 2,100,772 0 0 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ PROSHARES TR PSHS UT SHT MSCI 74347R354 304 22,500 SH SOLE 22,500 0 0 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ QUESTAR CORP COM 748356102 2,209 58,800 SH SOLE 58,800 0 0 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ SEMPRA ENERGY COM 816851109 47,593 955,500 SH SOLE 955,500 0 0 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ SOUTHERN CO COM 842587107 24,175 763,333 SH SOLE 763,333 0 0 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ SOUTHWEST GAS CORP COM 844895102 12,698 496,405 SH SOLE 496,405 0 0 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ SPRINT NEXTEL CORP COM SER 1 852061100 1,304 330,000 SH SOLE 330,000 0 0 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ SUNPOWER CORP COM CL B 867652307 15,657 620,572 SH SOLE 620,572 0 0 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ TELEPHONE & DATA SYS INC COM 879433100 778 25,100 SH SOLE 25,100 0 0 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ TERREMARK WORLDWIDE INC COM NEW 881448203 80 12,800 SH SOLE 12,800 0 0 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ TRANSALTA CORP COM 89346D107 104,208 5,078,340 SH SOLE 5,078,340 0 0 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ TRINA SOLAR LIMITED NOTE 4.000% 7/1 89628EAA2 3,409 3,000,000 SH SOLE 3,000,000 0 0 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ TRINA SOLAR LIMITED SPON ADR 89628E104 10,893 338,598 SH SOLE 338,598 0 0 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ TRINA SOLAR LIMITED CALL 89628E104 1,367 42,500 CALL SOLE 42,500 0 0 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ UIL HLDG CORP COM 902748102 4,549 172,365 SH SOLE 172,365 0 0 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ UNISOURCE ENERGY CORP COM 909205106 101,364 3,296,379 SH SOLE 3,296,379 0 0 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ WILLIAMS COS INC DEL COM 969457100 11,794 660,000 SH SOLE 660,000 0 0 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ WISCONSIN ENERGY CORP COM 976657106 30,827 682,461 SH SOLE 682,461 0 0 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ --------- --------- 1,109,932 ========= =========
-----END PRIVACY-ENHANCED MESSAGE-----