-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HBUHp1cIZ9bh25dyLSpB8ZfyU8jKNfGgA3Tsyop+x8WcLzwcLlzOKnESI4PFx5Kj wQFDLDi+qCa59YUoE9JAdA== 0001169232-05-004292.txt : 20050822 0001169232-05-004292.hdr.sgml : 20050822 20050822165328 ACCESSION NUMBER: 0001169232-05-004292 CONFORMED SUBMISSION TYPE: SC TO-C PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20050822 DATE AS OF CHANGE: 20050822 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EVERGREEN UTILITIES & HIGH INCOME FUND CENTRAL INDEX KEY: 0001279014 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: SC TO-C SEC ACT: 1934 Act SEC FILE NUMBER: 005-80163 FILM NUMBER: 051041568 MAIL ADDRESS: STREET 1: 200 BERKELEY ST CITY: BOSTON STATE: MA ZIP: 02116 FORMER COMPANY: FORMER CONFORMED NAME: EVERGREEN UTILITIES TRUST DATE OF NAME CHANGE: 20040206 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: EVERGREEN UTILITIES & HIGH INCOME FUND CENTRAL INDEX KEY: 0001279014 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: SC TO-C MAIL ADDRESS: STREET 1: 200 BERKELEY ST CITY: BOSTON STATE: MA ZIP: 02116 FORMER COMPANY: FORMER CONFORMED NAME: EVERGREEN UTILITIES TRUST DATE OF NAME CHANGE: 20040206 SC TO-C 1 d65065_sctoc.txt SCHEDULE TO As filed with the Securities and Exchange Commission on August 22, 2005 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ---------------------- SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or Section 13(e)(1) of the Securities Exchange Act of 1934 -------------------------- EVERGREEN UTILITIES AND HIGH INCOME FUND (Name of Issuer) -------------------------- EVERGREEN UTILITIES AND HIGH INCOME FUND (Names of Filing Persons (Offeror and Issuer) Common Shares, No Par Value (Title of Class of Securities) 30034Q 10 9 (CUSIP Number of Class of Securities) -------------------------- Michael H. Koonce, Esquire 200 Berkeley Street Boston, Massachusetts 02116-5034 Telephone: (617) 210-3663 (Name, address and telephone number of person authorized to receive notices and communications on behalf of filing persons) CALCULATION OF FILING FEE ===================================== ======================================== Transaction Valuation Amount Of Filing Fee* - ------------------------------------- ---------------------------------------- N/A N/A ===================================== ======================================== * No filing fee is required because this filing contains only preliminary communications made before the commencement of a tender offer. [ ] Check the box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number or the Form or Schedule and the date of its filing. Amount Previously Paid: N/A Form or Registration No.: N/A Filing Party: N/A Date Filed: N/A [X] Check the box if the filing relates to preliminary communications made before the commencement of a tender offer. Check the appropriate boxes below to designate any transactions to which the statement relates: [ ] third-party tender offer subject to Rule 14d-1. [X] issuer tender offer subject to Rule 13e-4. [ ] going-private transaction subject to Rule 13e-3. [ ] amendment to Schedule 13D under Rule 13d-2. Check the following box if the filing is a final amendment reporting the results of the tender offer: [ ] Items 1-11. Not Applicable. Item 12. Materials to be Filed as Exhibits. (a)(5)(i) Text of Press Release issued by Evergreen Investments with respect to Evergreen Utilities and High Income Fund on August 22, 2005. Item 13. Information Required by Schedule 13E-3. Not Applicable. EX-99.(A)(5)(I) 2 d65065_ex99a5i.txt PRESS RELEASE PRESS RELEASE For Immediate Release 22 August 2005 Media Inquiries Dan Flaherty 617.210.3887 dflaherty@evergreeninvestments.com [LOGO] Evergreen Investments(SM) EVERGREEN INVESTMENTS TO PROPOSE THAT EVERGREEN UTILITIES AND HIGH INCOME FUND MAKE A TENDER OFFER TO REPURCHASE SHARES BOSTON - Evergreen Investments announced today that it would propose to the Board of Trustees of Evergreen Utilities and High Income Fund (AMEX:ERH) that the fund make a tender offer to repurchase up to 5 percent of the fund's outstanding shares at net asset value. The Board is expected to consider this recommendation at a meeting on September 21, 2005. The Board of Trustees' consideration is subject to certain conditions set forth in the fund's prospectus dated April 27, 2004. As described in the fund's prospectus, under the Enhanced Liquidity Plan, the Board is required to consider repurchasing shares in the event that the fund's common shares trade at a discount to net asset value of greater than 5 percent for at least 15 out of 20 trading days during a predetermined measurement period. The measurement period commenced on August 1, 2005. As of the close of business on August 19, 2005, the fund had traded at a discount of greater than 5 percent for 15 days, initiating the recommendation that the Board consider a tender offer. In the event the Board approves the tender offer, the tender offer will be made only by the Offer to Purchase and the related Letter of Transmittal, which would be mailed to shareholders on or about September 26, 2005. Shareholders should read these documents carefully when they are available because they will contain important information. These documents will also be available to investors for free at the website of the Securities and Exchange Commission (www.sec.gov). The Offer to Purchase and Letter of Transmittal will also be able to be obtained at no charge by contacting EquiServe Trust Company, N.A., the fund's information agent, as provided in the Offer to Purchase. ABOUT EVERGREEN INVESTMENTS Evergreen Investments is the brand name under which Wachovia Corporation (NYSE:WB) conducts its investment management business and is a leading asset management firm serving more than four million individual and institutional investors through a broad range of investment products. Led by 350 investment professionals, Evergreen Investments strives to meet client investment objectives through disciplined, PRESS RELEASE [LOGO] Evergreen Investments(SM) team-based asset management. Evergreen Investments manages more than $249.9 billion in assets (as of June 30, 2005). For more information on Evergreen, please visit www.evergreeninvestments.com. - END - -----END PRIVACY-ENHANCED MESSAGE-----