0000895345-21-000246.txt : 20210303
0000895345-21-000246.hdr.sgml : 20210303
20210303200235
ACCESSION NUMBER: 0000895345-21-000246
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210301
FILED AS OF DATE: 20210303
DATE AS OF CHANGE: 20210303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WARSHAW ROBERT J
CENTRAL INDEX KEY: 0001278872
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38860
FILM NUMBER: 21711851
MAIL ADDRESS:
STREET 1: TRADEWEB MARKETS INC.
STREET 2: 1177 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tradeweb Markets Inc.
CENTRAL INDEX KEY: 0001758730
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1177 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 646-430-6000
MAIL ADDRESS:
STREET 1: 1177 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
4
1
form4.xml
X0306
4
2021-03-01
0001758730
Tradeweb Markets Inc.
TW
0001278872
WARSHAW ROBERT J
TRADEWEB MARKETS INC.
1177 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
true
Chief Financial Officer
Class A common stock
2021-03-01
4
M
0
30000
20.59
A
91453
D
Class A common stock
2021-03-01
4
S
0
29000
72.1958
D
62453
D
Class A common stock
2021-03-01
4
S
0
1000
72.5378
D
61453
D
Stock Option (Right to Buy)
20.59
2021-03-01
4
M
0
30000
0
D
2028-10-26
Class A common stock
30000
39275
D
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 17, 2020.
This amount includes (i) 22,004 unvested restricted stock units ("RSUs") in respect of the issuer's class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 10,483 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, and (iii) 20,966 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, in each case subject to the reporting person's continued employed through the applicable vesting date.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.46 to $72.45, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 and 4 to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.48 to $72.72, inclusive.
This option is fully vested and exercisable as of the date hereof.
/s/ Scott Zucker, Attorney-in-Fact for Robert Warshaw
2021-03-03