0001278752-17-000033.txt : 20170525 0001278752-17-000033.hdr.sgml : 20170525 20170525161025 ACCESSION NUMBER: 0001278752-17-000033 CONFORMED SUBMISSION TYPE: 8-K/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170525 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers FILED AS OF DATE: 20170525 DATE AS OF CHANGE: 20170525 FILER: COMPANY DATA: COMPANY CONFORMED NAME: APOLLO INVESTMENT CORP CENTRAL INDEX KEY: 0001278752 IRS NUMBER: 522439556 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 8-K/A SEC ACT: 1934 Act SEC FILE NUMBER: 814-00646 FILM NUMBER: 17870069 MAIL ADDRESS: STREET 1: 1301 AVENUE OF THE AMERICAS STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: APOLLO CAPITAL CORP DATE OF NAME CHANGE: 20040204 8-K/A 1 ainv8-kax2017q4earningsjos.htm 8-K/A Document


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
 
FORM 8-K/A
 
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
 
Date of Report (Date of earliest event reported): May 25, 2017 (May 18, 2017)
 
Apollo Investment Corporation
(Exact Name of Registrant as Specified in Charter)
 

Maryland
 
814-00646
 
52-2439556
(State or Other
Jurisdiction
of Incorporation)
 
(Commission File Number)
 
(I.R.S. Employer
Identification No.)
 
9 West 57th Street,
New York, NY 10019
(Address of Principal Executive Offices) (Zip Code)
 
(212) 515-3450
(Registrant’s telephone number, including area code)
 
None
(Former Name or Former Address, if Changed Since
Last Report)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
o             Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o             Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o             Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o             Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 




Explanatory Note

Apollo Investment Corporation (the “Registrant” or “Company”) filed a Current Report on Form 8-K (the “Original 8-K”) with the Securities and Exchange Commission on May 18, 2017. The Original 8-K contained a typographical error in Item 5.02 stating that Amit Joshi was appointed as the Company's Chief Accounting Officer, effective as of March 17, 2017.  The full text of Item 5.02 from the Original 8-K is re-filed in its entirety with this Form 8-K/A to provide the correct effective date of Mr. Joshi's appointment.  Since there were no changes to Items 8.01 and 9.01 from the Original 8-K, they were not included in this filing.  Except as described above, no other changes to Item 5.02 have been made to the Original 8-K.
 
Item 5.02
Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers
On May 17, 2017, the Board of Directors of Apollo Investment Corporation (the "Company") appointed Amit Joshi as the Company's Chief Accounting Officer, effective as of May 17, 2017.
Mr. Joshi joined the Company in 2013 and also serves as the Company’s Assistant Treasurer, a role he has held since August 2015. Prior to joining the Company, Mr. Joshi worked at Ernst & Young LLP and provided assurance and advisory services to a wide variety of clients in the financial services industry. Mr. Joshi has extensive knowledge of fund-level and portfolio-level accounting, US GAAP and SOX compliance, valuation, tax and financial reporting practices across a wide range of investment strategies, including hedge funds, private equities, CLOs, BDCs and mutual funds. Mr. Joshi is a Certified Public Accountant, Chartered Financial Analyst and Chartered Accountant. He received a Bachelor of Commerce degree in Accounting and Finance from the Calcutta University, India.







SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
 
 
 
 
 
APOLLO INVESTMENT CORP.
 
 
 
 
 
 
By:
/s/ Joseph D. Glatt
 
 
 
Name: Joseph D. Glatt
 
 
 
Title: Secretary
Date: May 25, 2017