UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT
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| Item 5.07. | Submission of Matters to a Vote |
Annual Meeting:
On June 21, 2024, Midcap Financial Investment Corporation (the “Company”) held its Annual Meeting of Stockholders (the “Annual Meeting”). At the Annual Meeting, the Company’s stockholders approved two proposals. The proposals are described in detail in the Company’s definitive proxy statement for the Annual Meeting as filed with the Securities and Exchange Commission (the “SEC”) on April 29, 2024. As of April 22, 2024 the record date, 65,253,275 shares of the Company’s common stock were eligible to vote.
Proposal 1: The Company’s stockholders elected three Class II Directors of the Company, who will each serve a term of three years, or until his or her successor is duly elected and qualified, as follows:
| Name of Director |
FOR | WITHHELD | BROKER NON-VOTE |
|||||||||
| R. Rudolph Reinfrank |
22,841,666 | 10,029,664 | 17,273,119 | |||||||||
| Barbara Matas |
22,872,659 | 9,998,671 | 17,273,119 | |||||||||
| John J. Hannan |
31,903,702 | 967,628 | 17,273,119 | |||||||||
Proposal 2: The Company’s stockholders ratified the selection of Deloitte & Touche LLP as an independent registered public accounting firm of the Company for the fiscal year ending December 31, 2023, as follows:
| FOR |
WITHHELD |
ABSTAIN |
BROKER | |||
| 48,982,533 | 556,710 | 605,206 | — |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Company has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| MIDCAP FINANCIAL INVESTMENT CORPORATION | ||
| By: | /s/ Kristin Hester | |
| Name: | Kristin Hester | |
| Title: | Chief Legal Officer and Secretary | |
Date: June 24, 2024
[Signature Page to Midcap Financial Investment Corporation 8-K]