0001209191-21-042580.txt : 20210622
0001209191-21-042580.hdr.sgml : 20210622
20210622200645
ACCESSION NUMBER: 0001209191-21-042580
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210617
FILED AS OF DATE: 20210622
DATE AS OF CHANGE: 20210622
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CAREY SYDNEY
CENTRAL INDEX KEY: 0001278477
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39502
FILM NUMBER: 211036895
MAIL ADDRESS:
STREET 1: 3303 HILLVIEW AVE.
CITY: PALO ALTO
STATE: CA
ZIP: 94304
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sumo Logic, Inc.
CENTRAL INDEX KEY: 0001643269
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 272234444
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 305 MAIN STREET
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
BUSINESS PHONE: 650-810-8700
MAIL ADDRESS:
STREET 1: 305 MAIN STREET
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-06-17
0
0001643269
Sumo Logic, Inc.
SUMO
0001278477
CAREY SYDNEY
305 MAIN STREET
REDWOOD CITY
CA
94063
0
1
0
0
Chief Financial Officer
Common Stock
2021-06-17
4
S
0
12681
19.099
D
411152
D
Common Stock
2021-06-18
4
S
0
4235
22.006
D
406917
D
Common Stock
2021-06-21
4
S
0
2187
22.00
D
404730
D
Common Stock
2021-06-22
4
S
0
4046
22.03
D
400684
D
Shares sold to cover tax obligations in connection with the vesting of RSUs.
This sale price represents the weighted average sale price of the shares sold ranging from $19.09 to $19.375 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
Certain of these shares are represented by previously reported RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person continuing to be a Service Provider through each such date.
Includes 139 shares acquired under the Issuer's Employee Stock Purchase Plan on June 15, 2021.
These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 6, 2021.
This sale price represents the weighted average sale price of the shares sold ranging from $22.00 to $22.02 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
This sale price represents the weighted average sale price of the shares sold ranging from $22.00 to $22.01 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
This sale price represents the weighted average sale price of the shares sold ranging from $22.00 to $22.05 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
/s/ Katherine Haar, Attorney-in-fact
2021-06-22