0001209191-21-042580.txt : 20210622 0001209191-21-042580.hdr.sgml : 20210622 20210622200645 ACCESSION NUMBER: 0001209191-21-042580 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210617 FILED AS OF DATE: 20210622 DATE AS OF CHANGE: 20210622 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CAREY SYDNEY CENTRAL INDEX KEY: 0001278477 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39502 FILM NUMBER: 211036895 MAIL ADDRESS: STREET 1: 3303 HILLVIEW AVE. CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sumo Logic, Inc. CENTRAL INDEX KEY: 0001643269 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 272234444 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 305 MAIN STREET CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 650-810-8700 MAIL ADDRESS: STREET 1: 305 MAIN STREET CITY: REDWOOD CITY STATE: CA ZIP: 94063 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-06-17 0 0001643269 Sumo Logic, Inc. SUMO 0001278477 CAREY SYDNEY 305 MAIN STREET REDWOOD CITY CA 94063 0 1 0 0 Chief Financial Officer Common Stock 2021-06-17 4 S 0 12681 19.099 D 411152 D Common Stock 2021-06-18 4 S 0 4235 22.006 D 406917 D Common Stock 2021-06-21 4 S 0 2187 22.00 D 404730 D Common Stock 2021-06-22 4 S 0 4046 22.03 D 400684 D Shares sold to cover tax obligations in connection with the vesting of RSUs. This sale price represents the weighted average sale price of the shares sold ranging from $19.09 to $19.375 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Certain of these shares are represented by previously reported RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person continuing to be a Service Provider through each such date. Includes 139 shares acquired under the Issuer's Employee Stock Purchase Plan on June 15, 2021. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 6, 2021. This sale price represents the weighted average sale price of the shares sold ranging from $22.00 to $22.02 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. This sale price represents the weighted average sale price of the shares sold ranging from $22.00 to $22.01 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. This sale price represents the weighted average sale price of the shares sold ranging from $22.00 to $22.05 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. /s/ Katherine Haar, Attorney-in-fact 2021-06-22