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Form 4 - Statement of changes in beneficial ownership of securities:
SEC Accession No. 0000919574-17-007346
Filing Date
2017-10-18
Accepted
2017-10-18 17:34:31
Documents
1
Period of Report
2017-10-16

Document Format Files

Seq Description Document Type Size
1 OWNERSHIP DOCUMENT p7684593.html 4  
1 OWNERSHIP DOCUMENT p7684593.xml 4 8069
  Complete submission text file 0000919574-17-007346.txt   10563
Mailing Address BROADWOOD CAPITAL INC. 724 FIFTH AVENUE, 9TH FLOOR NEW YORK NY 10019
Business Address BROADWOOD CAPITAL INC. 724 FIFTH AVENUE, 9TH FLOOR NEW YORK NY 10019 212-508-5735
BROADWOOD PARTNERS, L.P. (Reporting) CIK: 0001278386 (see all company filings)

State of Incorp.: DE | Fiscal Year End: 1231
Type: 4 | Act: 34 | File No.: 001-36646 | Film No.: 171143266

Mailing Address 724 FIFTH AVENUE 9TH FLOOR NEW YORK NY 10019
Business Address 724 FIFTH AVENUE 9TH FLOOR NEW YORK NY 10019 212-508-5735
BROADWOOD CAPITAL INC (Reporting) CIK: 0001278387 (see all company filings)

State of Incorp.: NY | Fiscal Year End: 1231
Type: 4 | Act: 34 | File No.: 001-36646 | Film No.: 171143265

Mailing Address
Business Address
BRADSHER NEAL C (Reporting) CIK: 0001278388 (see all company filings)

Type: 4 | Act: 34 | File No.: 001-36646 | Film No.: 171143264

Mailing Address 6300 DUMBARTON CIRCLE FREMONT CA 94555
Business Address 6300 DUMBARTON CIRCLE FREMONT CA 94555 510-456-3805
Asterias Biotherapeutics, Inc. (Issuer) CIK: 0001572552 (see all company filings)

IRS No.: 461047971 | State of Incorp.: DE | Fiscal Year End: 1231
SIC: 2836 Biological Products, (No Diagnostic Substances)