0001466593-23-000039.txt : 20230209 0001466593-23-000039.hdr.sgml : 20230209 20230209163105 ACCESSION NUMBER: 0001466593-23-000039 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230207 FILED AS OF DATE: 20230209 DATE AS OF CHANGE: 20230209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MACFARLANE CHARLES S CENTRAL INDEX KEY: 0001278053 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-53713 FILM NUMBER: 23606704 MAIL ADDRESS: STREET 1: 215 S CASCADE ST CITY: FERGUS FALLS STATE: MN ZIP: 56537-2801 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Otter Tail Corp CENTRAL INDEX KEY: 0001466593 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 270383995 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 215 S CASCADE ST STREET 2: PO BOX 496 CITY: FERGUS FALLS STATE: MN ZIP: 56538-0496 BUSINESS PHONE: 866-410-8780 MAIL ADDRESS: STREET 1: 215 S CASCADE ST STREET 2: PO BOX 496 CITY: FERGUS FALLS STATE: MN ZIP: 56538-0496 FORMER COMPANY: FORMER CONFORMED NAME: Otter Tail Holding Co DATE OF NAME CHANGE: 20090618 4 1 wf-form4_167597823497205.xml FORM 4 X0306 4 2023-02-07 0 0001466593 Otter Tail Corp OTTR 0001278053 MACFARLANE CHARLES S 215 SOUTH CASCADE STREET FERGUS FALLS MN 56537 0 1 0 0 President & CEO Common Stock 2023-02-07 4 A 0 41400 64.65 A 158843 D Common Stock 2023-02-07 4 F 0 20443 64.65 D 138400 D Common Stock 42673 I by Grantor Retained Annuity Trust Common Stock 75459 I by Spousal Lifetime Access Trust Common Stock 2841 I by ESOP Restricted Stock Units 2023-02-07 4 A 0 10000 0 A 2024-02-06 Common Stock 10000.0 10000 D Restricted Stock Units 2021-02-06 Common Stock 2000.0 2000 D Restricted Stock Units 2022-02-06 Common Stock 5750.0 5750 D Restricted Stock Units 2023-02-06 Common Stock 6525.0 6525 D Represents shares received upon the vesting of certain performance criteria in connection with a Performance Share Award (granted in 2020). These shares were withheld by the Corporation to pay taxes due upon vesting of this award, exempt pursuant to Rule 16b-3(e). Total direct holdings include shares acquired through the Dividend Reinvestment Plan, the Employee Stock Purchase Plan and shares acquired pursuant to Stock Options, Restricted Stock Awards, Restricted Stock Units and Performance Share Awards. Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation stock. The restricted stock units vest in four equal annual installments beginning the date shown above. /s/ Charles S. MacFarlane by Mitchell L. Bossert, Attorney-in-Fact 2023-02-09