0001466593-23-000027.txt : 20230208 0001466593-23-000027.hdr.sgml : 20230208 20230208162923 ACCESSION NUMBER: 0001466593-23-000027 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230206 FILED AS OF DATE: 20230208 DATE AS OF CHANGE: 20230208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MACFARLANE CHARLES S CENTRAL INDEX KEY: 0001278053 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-53713 FILM NUMBER: 23599526 MAIL ADDRESS: STREET 1: 215 S CASCADE ST CITY: FERGUS FALLS STATE: MN ZIP: 56537-2801 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Otter Tail Corp CENTRAL INDEX KEY: 0001466593 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 270383995 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 215 S CASCADE ST STREET 2: PO BOX 496 CITY: FERGUS FALLS STATE: MN ZIP: 56538-0496 BUSINESS PHONE: 866-410-8780 MAIL ADDRESS: STREET 1: 215 S CASCADE ST STREET 2: PO BOX 496 CITY: FERGUS FALLS STATE: MN ZIP: 56538-0496 FORMER COMPANY: FORMER CONFORMED NAME: Otter Tail Holding Co DATE OF NAME CHANGE: 20090618 4 1 wf-form4_167589174678397.xml FORM 4 X0306 4 2023-02-06 0 0001466593 Otter Tail Corp OTTR 0001278053 MACFARLANE CHARLES S 215 SOUTH CASCADE STREET FERGUS FALLS MN 56537 0 1 0 0 President & CEO Common Stock 2023-02-06 4 M 0 9025 A 121673 D Common Stock 2023-02-06 4 F 0 4230 65.335 D 117443 D Common Stock 42673 I by Grantor Retained Annuity Trust Common Stock 75459 I by Spousal Lifetime Access Trust Common Stock 2841 I by ESOP Restricted Stock Units 2023-02-06 4 M 0 1975 0 D 2020-02-06 Common Stock 0.0 0 D Restricted Stock Units 2023-02-06 4 M 0 2000 0 D 2021-02-06 Common Stock 2000.0 2000 D Restricted Stock Units 2023-02-06 4 M 0 2875 0 D 2022-02-06 Common Stock 5750.0 5750 D Restricted Stock Units 2023-02-06 4 M 0 2175 0 D 2023-02-06 Common Stock 6525.0 6525 D Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation stock. These shares were withheld by the Corporation to pay taxes due upon vesting of this award, exempt pursuant to Rule 16b-3(e). Total direct holdings include shares acquired through the Dividend Reinvestment Plan, the Employee Stock Purchase Plan and shares acquired pursuant to Stock Options, Restricted Stock Awards, Restricted Stock Units and Performance Share Awards. The restricted stock units vest in four equal annual installments beginning the date shown above. /s/ Charles S. MacFarlane by Mitchell L. Bossert, Attorney-in-Fact 2023-02-08