0001209191-22-015429.txt : 20220303 0001209191-22-015429.hdr.sgml : 20220303 20220303162611 ACCESSION NUMBER: 0001209191-22-015429 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220301 FILED AS OF DATE: 20220303 DATE AS OF CHANGE: 20220303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Panchal Naineshkumar Shantilal CENTRAL INDEX KEY: 0001913806 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34091 FILM NUMBER: 22709208 BUSINESS ADDRESS: BUSINESS PHONE: 212-813-6000 MAIL ADDRESS: STREET 1: C/O MARKETAXESS HOLDINGS INC. STREET 2: 55 HUDSON YARDS CITY: NEW YORK STATE: NY ZIP: 10001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARKETAXESS HOLDINGS INC CENTRAL INDEX KEY: 0001278021 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 522230784 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 55 HUDSON YARDS, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 212-831-6000 MAIL ADDRESS: STREET 1: 55 HUDSON YARDS, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 FORMER COMPANY: FORMER CONFORMED NAME: MARKETAXESS HOLDING INC DATE OF NAME CHANGE: 20040129 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-03-01 0 0001278021 MARKETAXESS HOLDINGS INC MKTX 0001913806 Panchal Naineshkumar Shantilal C/O MARKETAXESS HOLDINGS INC. 55 HUDSON YARDS, 15TH FLOOR NEW YORK NY 10001 0 1 0 0 Chief Information Officer Common Stock, par value $0.003 per share 2022-03-01 4 A 0 3163 0.00 A 3163 D Common Stock, par value $0.003 per share 2022-03-01 4 A 0 2658 0.00 A 5821 D Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock units will vest in three equal installments March 1, 2023, March 1, 2024 and March 1, 2025. Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock units will cliff vest on March 1, 2026. /s/ Conor Colasurdo, as Attorney-in-Fact for Naineshkumar S. Panchal 2022-03-03