0001209191-22-006351.txt : 20220202 0001209191-22-006351.hdr.sgml : 20220202 20220202161532 ACCESSION NUMBER: 0001209191-22-006351 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220131 FILED AS OF DATE: 20220202 DATE AS OF CHANGE: 20220202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gerosa Christopher N. CENTRAL INDEX KEY: 0001504129 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34091 FILM NUMBER: 22583807 MAIL ADDRESS: STREET 1: C/O PRIMUS ASSET MANAGEMENT, INC. STREET 2: 360 MADISON AVENUE, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARKETAXESS HOLDINGS INC CENTRAL INDEX KEY: 0001278021 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 522230784 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 55 HUDSON YARDS, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 212-831-6000 MAIL ADDRESS: STREET 1: 55 HUDSON YARDS, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 FORMER COMPANY: FORMER CONFORMED NAME: MARKETAXESS HOLDING INC DATE OF NAME CHANGE: 20040129 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-01-31 0 0001278021 MARKETAXESS HOLDINGS INC MKTX 0001504129 Gerosa Christopher N. C/O MARKETAXESS HOLDINGS INC. 55 HUDSON YARDS, 15TH FLOOR NEW YORK NY 10001 0 1 0 0 Chief Financial Officer Common Stock, par value $0.003 per share 2022-01-31 4 A 0 156 0.00 A 2073 D Common Stock, par value $0.003 per share 2022-01-31 4 F 0 56 344.48 D 2017 D Common Stock, par value $0.003 per share 2022-01-31 4 F 0 41 344.48 D 1976 D Common Stock, par value $0.003 per share 2022-01-31 4 F 0 101 344.48 D 1875 D Stock Option (right to buy) 344.48 2022-01-31 4 A 0 540 0.00 A 2028-01-31 Common Stock 540 540 D Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock units will vest in three installments of 34% on January 31, 2023, and 33% on each of January 31, 2024 and January 31, 2025. Represents the surrender of shares to the Company to satisfy Mr. Gerosa's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. Gerosa. Represents the surrender of shares to the Company to satisfy Mr. Gerosa's tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. Gerosa. The stock options will vest in three installments of 34% on January 31, 2023, and 33% on each of January 31, 2024 and January 31, 2025. /s/ Jason Edelstein, as Attorney-in-Fact for Christopher N. Gerosa 2022-02-02