0001209191-21-051128.txt : 20210812 0001209191-21-051128.hdr.sgml : 20210812 20210812163946 ACCESSION NUMBER: 0001209191-21-051128 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210810 FILED AS OF DATE: 20210812 DATE AS OF CHANGE: 20210812 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McPherson Kevin M CENTRAL INDEX KEY: 0001704380 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34091 FILM NUMBER: 211168246 MAIL ADDRESS: STREET 1: C/O MARKETAXESS HOLDINGS INC. STREET 2: 299 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10171 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARKETAXESS HOLDINGS INC CENTRAL INDEX KEY: 0001278021 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 522230784 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 55 HUDSON YARDS, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 212-831-6000 MAIL ADDRESS: STREET 1: 55 HUDSON YARDS, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 FORMER COMPANY: FORMER CONFORMED NAME: MARKETAXESS HOLDING INC DATE OF NAME CHANGE: 20040129 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-08-10 0 0001278021 MARKETAXESS HOLDINGS INC MKTX 0001704380 McPherson Kevin M C/O MARKETAXESS HOLDINGS INC. 55 HUDSON YARDS, 15TH FLOOR NEW YORK NY 10001 0 1 0 0 Global Head of Sales Common Stock, par value $0.003 per share 2021-08-10 4 M 0 5000 103.30 A 76088 D Common Stock, par value $0.003 per share 2021-08-10 4 S 0 574 472.03 D 75514 D Common Stock, par value $0.003 per share 2021-08-10 4 S 0 750 473.19 D 74764 D Common Stock, par value $0.003 per share 2021-08-10 4 S 0 176 474.11 D 74588 D Common Stock, par value $0.003 per share 2021-08-10 4 S 0 130 475.58 D 74458 D Common Stock, par value $0.003 per share 2021-08-10 4 S 0 1205 477.51 D 73253 D Common Stock, par value $0.003 per share 2021-08-10 4 S 0 1265 478.27 D 71988 D Common Stock, par value $0.003 per share 2021-08-10 4 S 0 900 479.01 D 71088 D Stock Option (right to buy) 103.30 2021-08-10 4 M 0 5000 0.00 D 2022-01-31 Common Stock 5000 6335 D The transactions were executed in multiple trades at prices ranging from $471.77 to $472.25. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. The transactions were executed in multiple trades at prices ranging from $472.79 to $473.77. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. The transactions were executed in multiple trades at prices ranging from $474.10 to $474.12. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. The transactions were executed in multiple trades at prices ranging from $475.37 to $475.64. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. The transactions were executed in multiple trades at prices ranging from $476.93 to $477.89. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. The transactions were executed in multiple trades at prices ranging from $477.94 to $478.92. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. The transactions were executed in multiple trades at prices ranging from $478.95 to $479.24. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. The stock options were fully exercisable. /s/ Jason Edelstein, as Attorney-in-Fact for Kevin M. McPherson 2021-08-12