0001209191-21-049313.txt : 20210803
0001209191-21-049313.hdr.sgml : 20210803
20210803161930
ACCESSION NUMBER: 0001209191-21-049313
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210801
FILED AS OF DATE: 20210803
DATE AS OF CHANGE: 20210803
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gerosa Christopher N.
CENTRAL INDEX KEY: 0001504129
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34091
FILM NUMBER: 211140053
MAIL ADDRESS:
STREET 1: C/O PRIMUS ASSET MANAGEMENT, INC.
STREET 2: 360 MADISON AVENUE, 23RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MARKETAXESS HOLDINGS INC
CENTRAL INDEX KEY: 0001278021
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 522230784
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 55 HUDSON YARDS, 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10001
BUSINESS PHONE: 212-831-6000
MAIL ADDRESS:
STREET 1: 55 HUDSON YARDS, 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10001
FORMER COMPANY:
FORMER CONFORMED NAME: MARKETAXESS HOLDING INC
DATE OF NAME CHANGE: 20040129
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-08-01
0
0001278021
MARKETAXESS HOLDINGS INC
MKTX
0001504129
Gerosa Christopher N.
C/O MARKETAXESS HOLDINGS INC.
55 HUDSON YARDS, 15TH FLOOR
NEW YORK
NY
10001
0
1
0
0
Chief Financial Officer
Common Stock, par value $0.003 per share
2021-08-01
4
A
0
535
0.00
A
1917
D
Stock Option (right to buy)
475.17
2021-08-01
4
A
0
1915
0.00
A
2027-08-01
Common Stock
1915
1915
D
Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock units will vest in three installments of 34% on August 1, 2022, and 33% on each of August 1, 2023 and August 1, 2024.
The stock options will vest in three installments of 34% on August 1, 2022, and 33% on each of August 1, 2023 and August 1, 2024.
/s/ Jason Edelstein, as Attorney-in-Fact for Christopher N. Gerosa
2021-08-03