0001209191-21-006813.txt : 20210202 0001209191-21-006813.hdr.sgml : 20210202 20210202165147 ACCESSION NUMBER: 0001209191-21-006813 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210131 FILED AS OF DATE: 20210202 DATE AS OF CHANGE: 20210202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McPherson Kevin M CENTRAL INDEX KEY: 0001704380 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34091 FILM NUMBER: 21582261 MAIL ADDRESS: STREET 1: C/O MARKETAXESS HOLDINGS INC. STREET 2: 299 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10171 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARKETAXESS HOLDINGS INC CENTRAL INDEX KEY: 0001278021 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 522230784 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 55 HUDSON YARDS, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 212-831-6000 MAIL ADDRESS: STREET 1: 55 HUDSON YARDS, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 FORMER COMPANY: FORMER CONFORMED NAME: MARKETAXESS HOLDING INC DATE OF NAME CHANGE: 20040129 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-01-31 0 0001278021 MARKETAXESS HOLDINGS INC MKTX 0001704380 McPherson Kevin M C/O MARKETAXESS HOLDINGS INC. 55 HUDSON YARDS, 15TH FLOOR NEW YORK NY 10001 0 1 0 0 Global Head of Sales Common Stock, par value $0.003 per share 2021-01-31 4 F 0 147 540.76 D 76040 D Common Stock, par value $0.003 per share 2021-01-31 4 F 0 135 540.76 D 75905 D Common Stock, par value $0.003 per share 2021-01-31 4 F 0 10 540.76 D 75895 D Common Stock, par value $0.003 per share 2021-01-31 4 F 0 187 540.76 D 75708 D Common Stock, par value $0.003 per share 2021-01-31 4 F 0 144 540.76 D 75564 D Common Stock, par value $0.003 per share 2021-01-31 4 F 0 2358 540.76 D 73206 D Common Stock, par value $0.003 per share 2021-01-31 4 F 0 121 540.76 D 73085 D Common Stock, par value $0.003 per share 2021-01-31 4 F 0 181 540.76 D 72904 D Common Stock, par value $0.003 per share 2021-01-31 4 F 0 1769 540.76 D 71135 D Common Stock, par value $0.003 per share 2021-01-31 4 F 0 47 540.76 D 71088 D Represents the surrender of shares to the Company to satisfy Mr. McPherson's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. McPherson. Represents the surrender of shares to the Company to satisfy Mr. McPherson's tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. McPherson. /s/ Jason Edelstein, as Attorney-in-Fact for Kevin M. McPherson 2021-02-02